Citadel Europe LLP
LSE : TTM

August 28, 2009 10:15 ET

Rule 8.3 (Anglo American PLC)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     27 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       11,554               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,009,190                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         11,854               0.00           1,033,081                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     254                                           19.6
Purchase                                                                     127                                         19.605
Purchase                                                                     464                                          19.61
Purchase                                                                     254                                         19.615
Purchase                                                                     254                                          19.62
Purchase                                                                     635                                         19.635
Purchase                                                                     381                                          19.64
Purchase                                                                     127                                         19.645
Purchase                                                                     508                                          19.65
Purchase                                                                     127                                         19.655
Purchase                                                                     254                                          19.66
Purchase                                                                     254                                         19.665
Purchase                                                                     234                                          19.67
Purchase                                                                     874                                         19.675
Purchase                                                                     730                                          19.68
Purchase                                                                     126                                         19.685
Purchase                                                                      21                                          19.69
Purchase                                                                     426                                         19.695
Purchase                                                                   1,260                                           19.7
Purchase                                                                     756                                         19.705
Purchase                                                                   1,673                                          19.71
Purchase                                                                     635                                         19.715
Purchase                                                                   1,759                                          19.72
Purchase                                                                     651                                         19.725
Purchase                                                                   1,779                                          19.73
Purchase                                                                     174                                        19.7349
Purchase                                                                     252                                         19.735
Purchase                                                                     378                                          19.74
Purchase                                                                   1,074                                         19.745
Purchase                                                                     126                                          19.75
Purchase                                                                     126                                          19.76
Purchase                                                                      28                                         19.785
Purchase                                                                     378                                          19.79
Purchase                                                                     126                                          19.82
Purchase                                                                     882                                          19.83
Purchase                                                                     375                                         19.855
Purchase                                                                     755                                          19.86
Purchase                                                                     765                                         19.865
Purchase                                                                     250                                          19.87
Purchase                                                                     250                                         19.875
Purchase                                                                     225                                          19.88
Purchase                                                                     500                                          19.89
Purchase                                                                     225                                         19.895
Purchase                                                                     221                                           19.9
Purchase                                                                     310                                         19.905
Purchase                                                                     871                                          19.91
Purchase                                                                     125                                         19.915
Purchase                                                                     250                                          19.92
Purchase                                                                     100                                         19.925
Purchase                                                                     408                                          19.93
Purchase                                                                     624                                         19.935
Purchase                                                                     285                                         19.945
Purchase                                                                     125                                          19.95
Purchase                                                                     125                                          19.96
Purchase                                                                     150                                         19.965
Purchase                                                                     865                                          19.97
Purchase                                                                     125                                         19.975
Purchase                                                                     369                                          19.98
Purchase                                                                     100                                          19.99
Purchase                                                                   1,026                                         19.995
Purchase                                                                     992                                             20
Purchase                                                                     184                                         20.005
Purchase                                                                     178                                          20.01
Purchase                                                                   2,561                                         20.015
Purchase                                                                     720                                          20.02
Purchase                                                                   1,116                                         20.025
Purchase                                                                   1,102                                          20.03
Purchase                                                                   1,077                                         20.035
Purchase                                                                     100                                          20.04
Purchase                                                                   1,074                                         20.045
Purchase                                                                   1,409                                          20.05
Purchase                                                                     798                                         20.055
Purchase                                                                   1,485                                          20.06
Purchase                                                                     100                                         20.065
Purchase                                                                     888                                          20.07
Purchase                                                                     479                                         20.075
Purchase                                                                     836                                          20.08
Purchase                                                                     993                                         20.085
Purchase                                                                   1,343                                          20.09
Purchase                                                                      99                                         20.095
Purchase                                                                   1,625                                           20.1
Purchase                                                                   1,959                                         20.105
Purchase                                                                   1,417                                          20.11
Purchase                                                                   1,000                                         20.115
Purchase                                                                     224                                          20.12
Purchase                                                                     744                                         20.125
Purchase                                                                     751                                          20.13
Purchase                                                                     496                                         20.135
Purchase                                                                     224                                          20.14
Purchase                                                                     372                                         20.145
Purchase                                                                     407                                          20.15
Purchase                                                                     123                                          20.16
Purchase                                                                     369                                         20.165
Purchase                                                                     674                                         20.185
Purchase                                                                     246                                          20.19
Purchase                                                                     179                                         20.195
Purchase                                                                   2,447                                           20.2
Purchase                                                                     459                                          20.22
Purchase                                                                     123                                         20.225
Purchase                                                                     492                                          20.23
Sell                                                                        -268                                         19.615
Sell                                                                        -127                                          19.62
Sell                                                                        -414                                         19.625
Sell                                                                        -180                                          19.63
Sell                                                                        -458                                         19.635
Sell                                                                        -354                                          19.64
Sell                                                                        -508                                         19.645
Sell                                                                        -381                                          19.65
Sell                                                                        -254                                         19.655
Sell                                                                        -127                                          19.66
Sell                                                                        -520                                          19.67
Sell                                                                        -204                                         19.675
Sell                                                                        -564                                          19.68
Sell                                                                        -227                                         19.685
Sell                                                                        -576                                          19.69
Sell                                                                        -340                                         19.695
Sell                                                                        -485                                           19.7
Sell                                                                        -785                                         19.705
Sell                                                                      -1,102                                          19.71
Sell                                                                        -734                                         19.715
Sell                                                                      -2,067                                          19.72
Sell                                                                      -2,076                                         19.725
Sell                                                                      -1,023                                          19.73
Sell                                                                        -174                                        19.7349
Sell                                                                        -392                                         19.735
Sell                                                                        -126                                          19.74
Sell                                                                      -1,134                                         19.745
Sell                                                                        -674                                          19.75
Sell                                                                        -126                                         19.755
Sell                                                                        -126                                           19.8
Sell                                                                        -604                                         19.815
Sell                                                                        -552                                          19.82
Sell                                                                        -126                                         19.825
Sell                                                                        -435                                          19.86
Sell                                                                        -407                                         19.865
Sell                                                                        -250                                          19.87
Sell                                                                        -300                                          19.88
Sell                                                                        -962                                          19.89
Sell                                                                        -125                                           19.9
Sell                                                                        -500                                          19.91
Sell                                                                         -89                                         19.915
Sell                                                                        -364                                          19.92
Sell                                                                        -250                                         19.925
Sell                                                                         -41                                          19.93
Sell                                                                        -123                                         19.935
Sell                                                                        -496                                          19.94
Sell                                                                        -125                                         19.945
Sell                                                                        -225                                          19.95
Sell                                                                         -29                                         19.955
Sell                                                                        -125                                          19.96
Sell                                                                        -600                                         19.965
Sell                                                                        -125                                          19.97
Sell                                                                      -1,902                                         19.975
Sell                                                                        -250                                          19.98
Sell                                                                        -958                                         19.985
Sell                                                                        -501                                          19.99
Sell                                                                        -402                                         19.995
Sell                                                                        -775                                             20
Sell                                                                        -530                                         20.005
Sell                                                                        -387                                          20.01
Sell                                                                        -744                                         20.015
Sell                                                                        -472                                          20.02
Sell                                                                      -1,640                                         20.025
Sell                                                                      -1,096                                          20.03
Sell                                                                        -992                                         20.035
Sell                                                                        -715                                          20.04
Sell                                                                        -243                                         20.045
Sell                                                                      -1,015                                          20.05
Sell                                                                        -596                                         20.055
Sell                                                                      -1,766                                          20.06
Sell                                                                        -750                                         20.065
Sell                                                                        -257                                          20.07
Sell                                                                        -496                                         20.075
Sell                                                                      -1,116                                          20.08
Sell                                                                        -372                                         20.085
Sell                                                                      -1,364                                          20.09
Sell                                                                          -3                                         20.095
Sell                                                                      -1,612                                           20.1
Sell                                                                        -496                                         20.105
Sell                                                                        -496                                          20.11
Sell                                                                      -2,035                                         20.115
Sell                                                                        -750                                          20.12
Sell                                                                      -1,088                                         20.125
Sell                                                                        -775                                          20.13
Sell                                                                        -556                                         20.135
Sell                                                                        -397                                          20.14
Sell                                                                        -467                                         20.145
Sell                                                                        -124                                          20.15
Sell                                                                        -992                                         20.155
Sell                                                                        -404                                          20.16
Sell                                                                         -38                                         20.165
Sell                                                                        -369                                          20.17
Sell                                                                          -3                                          20.18
Sell                                                                        -246                                         20.185
Sell                                                                        -246                                          20.19
Sell                                                                        -492                                           20.2
Sell                                                                        -561                                          20.23
Sell                                                                         -94                                          20.24
Sell                                                                        -246                                         20.245
Sell                                                                        -123                                          20.25
Sell                                                                        -123                                         20.255
Sell                                                                        -461                                         20.275
Sell                                                                        -246                                         20.295
Sell                                                                        -366                                           20.3
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                          200                               19.64
CFD                      Short                                                        5,876                           20.027499
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        28 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP