Citadel Europe LLP
LSE : TTM

September 29, 2009 10:46 ET

Rule 8.3 (Anglo American PLC)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     28 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        5,810               0.00               1,476                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,442,060                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          6,988               0.00           1,449,736                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     100                                      19.900000
Purchase                                                                   1,325                                      19.910000
Purchase                                                                   1,099                                      19.925000
Purchase                                                                     850                                      19.930000
Purchase                                                                     336                                      19.935000
Purchase                                                                     375                                      19.940000
Purchase                                                                   2,524                                      19.950000
Purchase                                                                     158                                      19.970000
Purchase                                                                     125                                      19.980000
Purchase                                                                     501                                      19.985000
Purchase                                                                   1,000                                      19.990000
Purchase                                                                     744                                      19.995000
Purchase                                                                     248                                      20.000000
Purchase                                                                     231                                      20.010000
Purchase                                                                     498                                      20.015000
Purchase                                                                     135                                      20.020000
Purchase                                                                     979                                      20.025000
Purchase                                                                     989                                      20.030000
Purchase                                                                     738                                      20.040000
Purchase                                                                     124                                      20.045000
Purchase                                                                   1,645                                      20.050000
Purchase                                                                   1,106                                      20.055000
Purchase                                                                     914                                      20.060000
Purchase                                                                   2,337                                      20.065000
Purchase                                                                   2,339                                      20.070000
Purchase                                                                   1,297                                      20.075000
Purchase                                                                   2,043                                      20.080000
Purchase                                                                     406                                      20.085000
Purchase                                                                   2,317                                      20.090000
Purchase                                                                   1,109                                      20.095000
Purchase                                                                   1,750                                      20.100000
Purchase                                                                     281                                      20.105000
Purchase                                                                   3,521                                      20.110000
Purchase                                                                     672                                      20.115000
Purchase                                                                   1,879                                      20.125000
Purchase                                                                     248                                      20.130000
Purchase                                                                     942                                      20.135000
Purchase                                                                   2,035                                      20.140000
Purchase                                                                     518                                      20.145000
Purchase                                                                   3,235                                      20.150000
Purchase                                                                     123                                      20.155000
Purchase                                                                   1,886                                      20.160000
Purchase                                                                     857                                      20.165000
Purchase                                                                     369                                      20.170000
Purchase                                                                     368                                      20.175000
Purchase                                                                     402                                      20.180000
Purchase                                                                     954                                      20.185000
Purchase                                                                     246                                      20.190000
Purchase                                                                     123                                      20.195000
Purchase                                                                     447                                      20.200000
Purchase                                                                     123                                      20.205000
Purchase                                                                     378                                      20.210000
Purchase                                                                   2,724                                      20.215000
Purchase                                                                     984                                      20.220000
Purchase                                                                      80                                      20.225000
Purchase                                                                   3,264                                      20.235000
Purchase                                                                   1,375                                      20.245000
Purchase                                                                     246                                      20.250000
Purchase                                                                     353                                      20.255000
Purchase                                                                     738                                      20.260000
Purchase                                                                   2,903                                      20.265000
Purchase                                                                   4,951                                      20.270000
Purchase                                                                     369                                      20.275000
Purchase                                                                   2,458                                      20.280000
Purchase                                                                      10                                      20.285000
Purchase                                                                   1,877                                      20.290000
Purchase                                                                     369                                      20.295000
Purchase                                                                   4,719                                      20.300000
Purchase                                                                     934                                      20.305000
Purchase                                                                   1,048                                      20.310000
Purchase                                                                     861                                      20.315000
Purchase                                                                   2,165                                      20.320000
Purchase                                                                   1,685                                      20.325000
Purchase                                                                     732                                      20.330000
Purchase                                                                   1,453                                      20.335000
Purchase                                                                     422                                      20.340000
Purchase                                                                     488                                      20.350000
Purchase                                                                   1,979                                      20.355000
Purchase                                                                   1,788                                      20.360000
Purchase                                                                   1,432                                      20.365000
Purchase                                                                   1,141                                      20.370000
Purchase                                                                   1,897                                      20.375000
Purchase                                                                   2,583                                      20.380000
Purchase                                                                   3,177                                      20.385000
Purchase                                                                     926                                      20.390000
Purchase                                                                     306                                      20.395000
Purchase                                                                   4,243                                      20.400000
Purchase                                                                   6,348                                      20.405000
Purchase                                                                   1,690                                      20.410000
Purchase                                                                   2,127                                      20.415000
Purchase                                                                     668                                      20.420000
Purchase                                                                   4,041                                      20.425000
Purchase                                                                   2,234                                      20.430000
Purchase                                                                     314                                      20.435000
Purchase                                                                     488                                      20.440000
Purchase                                                                     300                                      20.445000
Purchase                                                                     122                                      20.450000
Purchase                                                                     122                                      20.460000
Purchase                                                                     366                                      20.475000
Purchase                                                                     121                                      20.540000
Purchase                                                                   2,536                                      20.545000
Purchase                                                                   1,942                                      20.550000
Purchase                                                                   4,256                                      20.555000
Purchase                                                                   1,654                                      20.560000
Purchase                                                                   2,967                                      20.565000
Purchase                                                                   3,943                                      20.570000
Purchase                                                                   3,020                                      20.575000
Purchase                                                                   1,548                                      20.580000
Purchase                                                                   1,461                                      20.585000
Purchase                                                                   4,450                                      20.595000
Purchase                                                                   1,583                                      20.600000
Purchase                                                                   2,900                                      20.605000
Purchase                                                                     242                                      20.610000
Purchase                                                                     726                                      20.615000
Purchase                                                                   1,586                                      20.620000
Purchase                                                                     656                                      20.625000
Purchase                                                                   8,855                                      20.630000
Purchase                                                                     121                                      20.635000
Purchase                                                                   2,774                                      20.640000
Purchase                                                                     684                                      20.645000
Purchase                                                                   1,462                                      20.650000
Purchase                                                                     121                                      20.655000
Purchase                                                                   3,814                                      20.660000
Purchase                                                                   6,937                                      20.665000
Purchase                                                                  10,968                                      20.670000
Purchase                                                                   2,000                                      20.675000
Purchase                                                                   2,090                                      20.680000
Purchase                                                                   4,591                                      20.685000
Purchase                                                                   4,878                                      20.690000
Purchase                                                                   2,328                                      20.695000
Purchase                                                                   2,412                                      20.700000
Purchase                                                                     809                                      20.705000
Purchase                                                                   2,090                                      20.710000
Purchase                                                                     816                                      20.715000
Purchase                                                                     772                                      20.720000
Purchase                                                                      72                                      20.730000
Purchase                                                                     360                                      20.740000
Purchase                                                                     120                                      20.745000
Purchase                                                                     524                                      20.750000
Purchase                                                                     400                                      20.755000
Purchase                                                                   2,557                                      20.760000
Purchase                                                                     240                                      20.770000
Purchase                                                                     522                                      20.775000
Sell                                                                        -225                                      19.920000
Sell                                                                        -768                                      19.925000
Sell                                                                        -326                                      19.930000
Sell                                                                        -125                                      19.935000
Sell                                                                        -225                                      19.940000
Sell                                                                        -487                                      19.950000
Sell                                                                        -106                                      19.955000
Sell                                                                        -100                                      19.960000
Sell                                                                        -125                                      19.965000
Sell                                                                        -674                                      19.975000
Sell                                                                        -500                                      19.980000
Sell                                                                        -875                                      19.990000
Sell                                                                        -394                                      19.995000
Sell                                                                        -221                                      20.000000
Sell                                                                        -594                                      20.005000
Sell                                                                        -324                                      20.010000
Sell                                                                        -615                                      20.015000
Sell                                                                        -305                                      20.025000
Sell                                                                        -720                                      20.030000
Sell                                                                        -464                                      20.035000
Sell                                                                        -300                                      20.040000
Sell                                                                        -100                                      20.045000
Sell                                                                      -1,613                                      20.050000
Sell                                                                        -372                                      20.055000
Sell                                                                        -232                                      20.060000
Sell                                                                        -858                                      20.065000
Sell                                                                      -1,711                                      20.070000
Sell                                                                      -2,465                                      20.075000
Sell                                                                      -3,771                                      20.080000
Sell                                                                        -784                                      20.085000
Sell                                                                        -124                                      20.090000
Sell                                                                      -1,190                                      20.095000
Sell                                                                        -372                                      20.100000
Sell                                                                      -3,252                                      20.105000
Sell                                                                        -744                                      20.110000
Sell                                                                      -2,245                                      20.115000
Sell                                                                      -4,282                                      20.120000
Sell                                                                      -5,949                                      20.125000
Sell                                                                      -1,123                                      20.130000
Sell                                                                      -1,775                                      20.135000
Sell                                                                      -1,893                                      20.140000
Sell                                                                        -312                                      20.145000
Sell                                                                      -4,439                                      20.150000
Sell                                                                        -562                                      20.155000
Sell                                                                          -9                                      20.160000
Sell                                                                        -123                                      20.165000
Sell                                                                        -469                                      20.170000
Sell                                                                        -123                                      20.175000
Sell                                                                          -9                                      20.180000
Sell                                                                        -369                                      20.185000
Sell                                                                        -123                                      20.190000
Sell                                                                        -228                                      20.195000
Sell                                                                      -2,160                                      20.200000
Sell                                                                        -492                                      20.205000
Sell                                                                      -1,506                                      20.210000
Sell                                                                        -271                                      20.215000
Sell                                                                        -270                                      20.220000
Sell                                                                        -296                                      20.225000
Sell                                                                      -2,926                                      20.235000
Sell                                                                        -534                                      20.240000
Sell                                                                        -123                                      20.245000
Sell                                                                        -100                                      20.250000
Sell                                                                      -1,034                                      20.255000
Sell                                                                        -112                                      20.260000
Sell                                                                        -981                                      20.265000
Sell                                                                        -492                                      20.270000
Sell                                                                        -223                                      20.275000
Sell                                                                      -1,815                                      20.280000
Sell                                                                        -223                                      20.285000
Sell                                                                      -1,842                                      20.290000
Sell                                                                      -1,929                                      20.295000
Sell                                                                      -1,028                                      20.300000
Sell                                                                      -2,048                                      20.305000
Sell                                                                        -492                                      20.310000
Sell                                                                        -136                                      20.315000
Sell                                                                      -1,589                                      20.320000
Sell                                                                      -5,502                                      20.325000
Sell                                                                        -615                                      20.330000
Sell                                                                        -389                                      20.340000
Sell                                                                        -616                                      20.345000
Sell                                                                      -1,244                                      20.350000
Sell                                                                        -699                                      20.355000
Sell                                                                      -2,045                                      20.365000
Sell                                                                        -694                                      20.370000
Sell                                                                        -351                                      20.375000
Sell                                                                      -1,039                                      20.380000
Sell                                                                      -1,105                                      20.385000
Sell                                                                      -1,709                                      20.390000
Sell                                                                      -1,348                                      20.395000
Sell                                                                     -14,542                                      20.400000
Sell                                                                      -2,151                                      20.405000
Sell                                                                        -715                                      20.410000
Sell                                                                        -988                                      20.415000
Sell                                                                        -937                                      20.420000
Sell                                                                      -2,732                                      20.425000
Sell                                                                        -366                                      20.430000
Sell                                                                        -244                                      20.435000
Sell                                                                        -457                                      20.440000
Sell                                                                        -377                                      20.445000
Sell                                                                      -2,318                                      20.450000
Sell                                                                        -731                                      20.455000
Sell                                                                        -319                                      20.460000
Sell                                                                        -488                                      20.465000
Sell                                                                         -20                                      20.510000
Sell                                                                      -1,063                                      20.530000
Sell                                                                        -848                                      20.540000
Sell                                                                        -968                                      20.545000
Sell                                                                      -2,289                                      20.550000
Sell                                                                        -136                                      20.555000
Sell                                                                      -3,060                                      20.560000
Sell                                                                      -2,343                                      20.565000
Sell                                                                      -3,584                                      20.570000
Sell                                                                      -1,419                                      20.575000
Sell                                                                      -3,274                                      20.580000
Sell                                                                      -2,462                                      20.585000
Sell                                                                      -1,972                                      20.590000
Sell                                                                        -481                                      20.595000
Sell                                                                      -2,628                                      20.600000
Sell                                                                      -3,183                                      20.605000
Sell                                                                      -1,595                                      20.610000
Sell                                                                        -321                                      20.615000
Sell                                                                      -3,338                                      20.620000
Sell                                                                        -721                                      20.625000
Sell                                                                        -967                                      20.630000
Sell                                                                        -121                                      20.635000
Sell                                                                      -2,299                                      20.640000
Sell                                                                      -8,577                                      20.650000
Sell                                                                      -5,086                                      20.655000
Sell                                                                      -3,239                                      20.660000
Sell                                                                      -2,007                                      20.665000
Sell                                                                      -3,452                                      20.670000
Sell                                                                      -4,189                                      20.675000
Sell                                                                     -11,047                                      20.680000
Sell                                                                      -2,066                                      20.685000
Sell                                                                      -1,173                                      20.690000
Sell                                                                     -12,079                                      20.695000
Sell                                                                      -3,698                                      20.700000
Sell                                                                      -1,455                                      20.705000
Sell                                                                      -1,562                                      20.710000
Sell                                                                         -46                                      20.715000
Sell                                                                        -203                                      20.720000
Sell                                                                        -735                                      20.725000
Sell                                                                        -120                                      20.730000
Sell                                                                      -1,812                                      20.735000
Sell                                                                      -1,199                                      20.750000
Sell                                                                      -1,233                                      20.755000
Sell                                                                      -2,159                                      20.770000
Sell                                                                        -240                                      20.775000
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           600                            20.64375
CFD                      Short                                                       11,098                           19.975659
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        29 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP