Citadel Europe LLP
LSE : TTM

September 30, 2009 10:15 ET

Rule 8.3 (Anglo American PLC)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     29 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        2,810               0.00               2,446                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,444,291                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          3,988               0.00           1,452,937                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     101                                      20.185000
Purchase                                                                   1,913                                      20.190000
Purchase                                                                   7,220                                      20.195000
Purchase                                                                   2,408                                      20.200000
Purchase                                                                   1,134                                      20.205000
Purchase                                                                   2,138                                      20.210000
Purchase                                                                     975                                      20.215000
Purchase                                                                   1,598                                      20.220000
Purchase                                                                   7,905                                      20.225000
Purchase                                                                   1,593                                      20.230000
Purchase                                                                   2,274                                      20.235000
Purchase                                                                   1,471                                      20.240000
Purchase                                                                   2,044                                      20.245000
Purchase                                                                   1,239                                      20.250000
Purchase                                                                   1,704                                      20.255000
Purchase                                                                     709                                      20.260000
Purchase                                                                     787                                      20.265000
Purchase                                                                   4,112                                      20.270000
Purchase                                                                   6,620                                      20.275000
Purchase                                                                   1,833                                      20.280000
Purchase                                                                  11,041                                      20.285000
Purchase                                                                   2,321                                      20.290000
Purchase                                                                   4,982                                      20.295000
Purchase                                                                   4,664                                      20.300000
Purchase                                                                   2,006                                      20.305000
Purchase                                                                   1,837                                      20.310000
Purchase                                                                   3,399                                      20.315000
Purchase                                                                   5,691                                      20.320000
Purchase                                                                   2,860                                      20.325000
Purchase                                                                   9,817                                      20.330000
Purchase                                                                   4,986                                      20.335000
Purchase                                                                   7,304                                      20.340000
Purchase                                                                   4,016                                      20.345000
Purchase                                                                  13,527                                      20.350000
Purchase                                                                  11,033                                      20.355000
Purchase                                                                   3,474                                      20.360000
Purchase                                                                     152                                      20.364900
Purchase                                                                   8,872                                      20.365000
Purchase                                                                   5,004                                      20.370000
Purchase                                                                   1,937                                      20.375000
Purchase                                                                     197                                      20.379800
Purchase                                                                   2,765                                      20.380000
Purchase                                                                   5,815                                      20.385000
Purchase                                                                   9,290                                      20.390000
Purchase                                                                   3,079                                      20.395000
Purchase                                                                     705                                      20.400000
Purchase                                                                   2,186                                      20.405000
Purchase                                                                   1,752                                      20.410000
Purchase                                                                   1,643                                      20.415000
Purchase                                                                   2,803                                      20.420000
Purchase                                                                   3,628                                      20.425000
Purchase                                                                   8,043                                      20.430000
Purchase                                                                     400                                      20.432500
Purchase                                                                   5,741                                      20.435000
Purchase                                                                   4,283                                      20.440000
Purchase                                                                     230                                      20.445000
Purchase                                                                   1,748                                      20.450000
Purchase                                                                   5,034                                      20.455000
Purchase                                                                   2,629                                      20.460000
Purchase                                                                   3,105                                      20.465000
Purchase                                                                   2,167                                      20.470000
Purchase                                                                     718                                      20.475000
Purchase                                                                   1,062                                      20.480000
Purchase                                                                   1,417                                      20.485000
Purchase                                                                   5,137                                      20.490000
Purchase                                                                   1,532                                      20.495000
Purchase                                                                  11,821                                      20.500000
Purchase                                                                   2,260                                      20.505000
Purchase                                                                   1,987                                      20.510000
Purchase                                                                     665                                      20.515000
Purchase                                                                     121                                      20.520000
Purchase                                                                   1,311                                      20.530000
Purchase                                                                   5,061                                      20.535000
Purchase                                                                     554                                      20.545000
Purchase                                                                   1,401                                      20.550000
Purchase                                                                     121                                      20.560000
Purchase                                                                     181                                      20.565000
Purchase                                                                     742                                      20.575000
Purchase                                                                   1,856                                      20.580000
Purchase                                                                     727                                      20.585000
Purchase                                                                   4,320                                      20.590000
Purchase                                                                     253                                      20.595000
Purchase                                                                     121                                      20.610000
Purchase                                                                      74                                      20.615000
Purchase                                                                     720                                      20.665000
Purchase                                                                     265                                      20.670000
Purchase                                                                     120                                      20.705000
                                                                                                                               
Sell                                                                        -575                                      20.180000
Sell                                                                      -2,331                                      20.195000
Sell                                                                        -175                                      20.200000
Sell                                                                      -3,832                                      20.205000
Sell                                                                      -1,742                                      20.210000
Sell                                                                      -1,198                                      20.215000
Sell                                                                      -1,867                                      20.220000
Sell                                                                        -211                                      20.230000
Sell                                                                        -300                                      20.231030
Sell                                                                      -1,517                                      20.235000
Sell                                                                      -1,465                                      20.240000
Sell                                                                      -2,589                                      20.245000
Sell                                                                      -1,994                                      20.250000
Sell                                                                        -146                                      20.251580
Sell                                                                      -1,310                                      20.255000
Sell                                                                      -3,826                                      20.260000
Sell                                                                        -964                                      20.265000
Sell                                                                      -6,849                                      20.270000
Sell                                                                      -6,070                                      20.275000
Sell                                                                      -4,676                                      20.280000
Sell                                                                      -4,463                                      20.285000
Sell                                                                         -31                                      20.287132
Sell                                                                      -3,867                                      20.290000
Sell                                                                      -2,112                                      20.295000
Sell                                                                        -193                                      20.297998
Sell                                                                     -10,846                                      20.300000
Sell                                                                      -2,894                                      20.305000
Sell                                                                      -7,354                                      20.310000
Sell                                                                     -14,302                                      20.315000
Sell                                                                      -3,658                                      20.320000
Sell                                                                      -4,726                                      20.325000
Sell                                                                     -11,916                                      20.330000
Sell                                                                      -6,547                                      20.335000
Sell                                                                      -1,970                                      20.340000
Sell                                                                      -7,343                                      20.345000
Sell                                                                      -3,593                                      20.350000
Sell                                                                        -890                                      20.355000
Sell                                                                      -1,908                                      20.360000
Sell                                                                        -152                                      20.364900
Sell                                                                      -5,378                                      20.365000
Sell                                                                      -1,561                                      20.370000
Sell                                                                      -1,442                                      20.375000
Sell                                                                        -197                                      20.379800
Sell                                                                      -3,572                                      20.380000
Sell                                                                      -7,016                                      20.385000
Sell                                                                      -5,925                                      20.390000
Sell                                                                        -786                                      20.395000
Sell                                                                      -2,829                                      20.400000
Sell                                                                      -8,451                                      20.405000
Sell                                                                      -2,210                                      20.410000
Sell                                                                      -4,282                                      20.415000
Sell                                                                     -11,211                                      20.420000
Sell                                                                      -2,689                                      20.425000
Sell                                                                      -3,088                                      20.430000
Sell                                                                        -400                                      20.432500
Sell                                                                     -14,787                                      20.435000
Sell                                                                      -3,953                                      20.440000
Sell                                                                      -3,662                                      20.445000
Sell                                                                      -1,148                                      20.450000
Sell                                                                      -4,461                                      20.455000
Sell                                                                      -1,793                                      20.460000
Sell                                                                      -2,872                                      20.465000
Sell                                                                      -5,187                                      20.470000
Sell                                                                      -4,148                                      20.475000
Sell                                                                      -2,262                                      20.480000
Sell                                                                      -2,820                                      20.485000
Sell                                                                        -626                                      20.490000
Sell                                                                      -3,421                                      20.495000
Sell                                                                        -484                                      20.500000
Sell                                                                      -3,715                                      20.505000
Sell                                                                      -1,237                                      20.510000
Sell                                                                      -4,142                                      20.515000
Sell                                                                      -1,484                                      20.520000
Sell                                                                      -1,810                                      20.525000
Sell                                                                        -710                                      20.530000
Sell                                                                      -2,979                                      20.535000
Sell                                                                        -880                                      20.545000
Sell                                                                      -1,221                                      20.550000
Sell                                                                        -121                                      20.555000
Sell                                                                      -3,226                                      20.560000
Sell                                                                        -121                                      20.565000
Sell                                                                      -1,014                                      20.570000
Sell                                                                      -2,773                                      20.575000
Sell                                                                        -117                                      20.615000
Sell                                                                        -121                                      20.660000
Sell                                                                        -314                                      20.675000
Sell                                                                         -52                                      20.690000
Sell                                                                        -361                                      20.695000
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           400                           20.325000
CFD                      Short                                                        2,631                           20.402796
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Sell  ADR                                                                     6,000                                       16.23

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        30 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP