Citadel Europe LLP
LSE : TTM

October 01, 2009 10:15 ET

Rule 8.3 (Anglo American PLC)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     30 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        2,866               0.00               1,593                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,438,616                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          4,044               0.00           1,446,409                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   4,238                                      19.650000
Purchase                                                                   1,870                                      19.655000
Purchase                                                                     254                                      19.665000
Purchase                                                                   2,725                                      19.670000
Purchase                                                                     563                                      19.680000
Purchase                                                                   1,176                                      19.685000
Purchase                                                                  11,010                                      19.690000
Purchase                                                                   1,056                                      19.695000
Purchase                                                                  10,536                                      19.700000
Purchase                                                                   1,054                                      19.705000
Purchase                                                                   2,038                                      19.710000
Purchase                                                                     778                                      19.715000
Purchase                                                                     830                                      19.720000
Purchase                                                                   1,330                                      19.725000
Purchase                                                                   1,166                                      19.735000
Purchase                                                                   2,143                                      19.745000
Purchase                                                                   5,050                                      19.750000
Purchase                                                                     874                                      19.755000
Purchase                                                                   3,923                                      19.760000
Purchase                                                                   1,694                                      19.765000
Purchase                                                                   1,581                                      19.770000
Purchase                                                                   5,147                                      19.775000
Purchase                                                                  12,752                                      19.780000
Purchase                                                                   4,421                                      19.785000
Purchase                                                                  11,665                                      19.790000
Purchase                                                                   6,959                                      19.795000
Purchase                                                                   4,453                                      19.800000
Purchase                                                                   5,923                                      19.805000
Purchase                                                                   5,225                                      19.810000
Purchase                                                                   2,627                                      19.815000
Purchase                                                                   2,758                                      19.820000
Purchase                                                                     252                                      19.825000
Purchase                                                                   4,791                                      19.835000
Purchase                                                                     105                                      19.840000
Purchase                                                                     125                                      19.850000
Purchase                                                                   2,690                                      19.855000
Purchase                                                                   1,225                                      19.870000
Purchase                                                                     375                                      19.875000
Purchase                                                                     159                                      19.885000
Purchase                                                                   1,215                                      19.890000
Purchase                                                                     250                                      19.925000
Purchase                                                                     122                                      19.970000
Purchase                                                                   1,285                                      19.975000
Purchase                                                                     250                                      19.985000
Purchase                                                                   5,100                                      20.000000
Purchase                                                                     868                                      20.005000
Purchase                                                                     883                                      20.010000
Purchase                                                                     119                                      20.015000
Purchase                                                                   2,234                                      20.020000
Purchase                                                                   2,053                                      20.025000
Purchase                                                                   2,181                                      20.030000
Purchase                                                                   1,254                                      20.040000
Purchase                                                                   1,950                                      20.045000
Purchase                                                                   1,246                                      20.050000
Purchase                                                                   2,027                                      20.055000
Purchase                                                                     124                                      20.060000
Purchase                                                                     811                                      20.065000
Purchase                                                                   1,628                                      20.070000
Purchase                                                                     100                                      20.080000
Purchase                                                                   2,489                                      20.110000
Purchase                                                                     620                                      20.120000
Purchase                                                                     100                                      20.125000
Purchase                                                                     124                                      20.130000
Purchase                                                                      97                                      20.135000
Purchase                                                                     600                                      20.140000
Purchase                                                                   1,926                                      20.145000
Purchase                                                                     100                                      20.160000
Purchase                                                                   5,000                                      20.175000
Purchase                                                                     200                                      20.215000
Purchase                                                                   1,022                                      20.220000
Purchase                                                                     123                                      20.225000
Purchase                                                                   1,595                                      20.230000
Purchase                                                                   2,938                                      20.235000
Purchase                                                                   5,870                                      20.240000
Purchase                                                                   5,020                                      20.245000
Purchase                                                                  12,296                                      20.250000
Purchase                                                                   3,696                                      20.255000
Purchase                                                                     592                                      20.260000
Purchase                                                                   2,659                                      20.265000
Purchase                                                                   4,756                                      20.270000
Purchase                                                                   5,024                                      20.275000
Purchase                                                                     123                                      20.280000
Purchase                                                                   4,477                                      20.285000
Purchase                                                                     123                                      20.290000
Purchase                                                                     369                                      20.295000
Purchase                                                                   2,683                                      20.300000
Purchase                                                                     186                                      20.305000
Purchase                                                                   1,279                                      20.310000
Purchase                                                                     719                                      20.315000
Purchase                                                                   1,420                                      20.320000
Purchase                                                                   3,001                                      20.325000
Purchase                                                                   2,370                                      20.330000
Purchase                                                                     331                                      20.335000
Purchase                                                                     280                                      20.340000
Purchase                                                                   5,658                                      20.345000
Purchase                                                                   9,426                                      20.350000
Purchase                                                                   2,883                                      20.355000
Purchase                                                                   1,080                                      20.360000
Purchase                                                                   2,874                                      20.365000
Purchase                                                                   4,733                                      20.370000
Purchase                                                                   3,721                                      20.375000
Purchase                                                                  11,835                                      20.380000
Purchase                                                                   2,652                                      20.385000
Purchase                                                                     271                                      20.390000
Purchase                                                                     622                                      20.395000
Purchase                                                                   3,097                                      20.400000
Purchase                                                                   1,980                                      20.405000
Purchase                                                                   3,662                                      20.410000
Purchase                                                                     611                                      20.415000
Purchase                                                                   7,631                                      20.420000
Purchase                                                                   1,162                                      20.425000
Purchase                                                                     244                                      20.430000
Purchase                                                                     877                                      20.445000
Purchase                                                                     612                                      20.450000
Purchase                                                                   1,176                                      20.455000
Purchase                                                                   7,284                                      20.460000
Purchase                                                                     100                                      20.465000
Purchase                                                                   1,368                                      20.470000
Purchase                                                                     472                                      20.475000
Purchase                                                                   1,093                                      20.480000
Purchase                                                                     454                                      20.485000
Purchase                                                                   3,276                                      20.490000
Purchase                                                                   2,705                                      20.495000
Purchase                                                                   6,098                                      20.500000
Purchase                                                                   1,579                                      20.505000
Purchase                                                                     664                                      20.510000
Purchase                                                                   2,459                                      20.515000
Purchase                                                                   3,030                                      20.520000
Purchase                                                                   6,067                                      20.525000
Purchase                                                                   2,822                                      20.530000
Purchase                                                                   3,783                                      20.535000
Purchase                                                                     319                                      20.540000
Purchase                                                                     705                                      20.545000
Purchase                                                                     542                                      20.550000
Purchase                                                                   2,334                                      20.555000
Purchase                                                                   6,203                                      20.560000
Purchase                                                                       6                                      20.565000
Purchase                                                                   1,420                                      20.570000
Purchase                                                                     697                                      20.575000
Purchase                                                                   2,014                                      20.580000
Purchase                                                                   2,361                                      20.585000
Purchase                                                                   2,236                                      20.590000
Purchase                                                                   2,512                                      20.595000
Purchase                                                                     121                                      20.600000
Purchase                                                                     342                                      20.605000
Purchase                                                                     384                                      20.610000
Purchase                                                                     847                                      20.615000
Purchase                                                                   1,746                                      20.620000
Purchase                                                                     100                                      20.625000
Purchase                                                                     861                                      20.630000
Purchase                                                                     300                                      20.640000
Purchase                                                                   1,255                                      20.645000
Purchase                                                                     363                                      20.650000
Purchase                                                                   2,571                                      20.655000
Purchase                                                                   2,690                                      20.660000
Purchase                                                                   1,373                                      20.665000
Purchase                                                                     944                                      20.670000
Purchase                                                                   6,491                                      20.675000
Purchase                                                                   1,781                                      20.680000
Purchase                                                                   2,739                                      20.685000
Purchase                                                                   1,732                                      20.690000
Purchase                                                                   3,175                                      20.695000
Purchase                                                                     953                                      20.700000
Purchase                                                                     960                                      20.705000
Purchase                                                                     233                                      20.710000
Purchase                                                                     881                                      20.715000
Purchase                                                                   2,180                                      20.720000
Purchase                                                                     995                                      20.725000
Purchase                                                                     600                                      20.730000
Purchase                                                                     153                                      20.735000
Purchase                                                                     100                                      20.740000
Purchase                                                                     122                                      20.745000
Purchase                                                                   3,510                                      20.750000
Purchase                                                                   1,593                                      20.755000
Purchase                                                                   1,008                                      20.760000
Purchase                                                                   1,500                                      20.765000
Purchase                                                                     229                                      20.770000
Sell                                                                        -254                                      19.650000
Sell                                                                        -821                                      19.655000
Sell                                                                      -1,500                                      19.660000
Sell                                                                        -127                                      19.665000
Sell                                                                     -12,396                                      19.685000
Sell                                                                      -2,627                                      19.690000
Sell                                                                      -1,735                                      19.695000
Sell                                                                      -1,008                                      19.700000
Sell                                                                        -365                                      19.705000
Sell                                                                        -101                                      19.710000
Sell                                                                        -252                                      19.715000
Sell                                                                      -2,473                                      19.720000
Sell                                                                      -4,238                                      19.725000
Sell                                                                        -378                                      19.730000
Sell                                                                      -1,744                                      19.735000
Sell                                                                      -1,082                                      19.740000
Sell                                                                      -3,941                                      19.745000
Sell                                                                        -252                                      19.750000
Sell                                                                      -1,704                                      19.755000
Sell                                                                      -8,614                                      19.760000
Sell                                                                      -7,012                                      19.765000
Sell                                                                      -5,704                                      19.770000
Sell                                                                      -5,491                                      19.775000
Sell                                                                     -10,563                                      19.780000
Sell                                                                      -6,743                                      19.785000
Sell                                                                      -2,536                                      19.790000
Sell                                                                      -7,154                                      19.795000
Sell                                                                     -16,995                                      19.800000
Sell                                                                      -1,514                                      19.805000
Sell                                                                        -759                                      19.810000
Sell                                                                      -2,850                                      19.815000
Sell                                                                        -263                                      19.820000
Sell                                                                      -1,593                                      19.825000
Sell                                                                        -619                                      19.835000
Sell                                                                        -848                                      19.840000
Sell                                                                        -497                                      19.855000
Sell                                                                        -125                                      19.860000
Sell                                                                      -1,529                                      19.865000
Sell                                                                        -376                                      19.870000
Sell                                                                        -125                                      19.875000
Sell                                                                        -603                                      19.880000
Sell                                                                        -453                                      19.885000
Sell                                                                        -756                                      19.890000
Sell                                                                        -816                                      19.895000
Sell                                                                        -378                                      19.900000
Sell                                                                        -250                                      19.905000
Sell                                                                      -2,508                                      19.930000
Sell                                                                        -934                                      19.935000
Sell                                                                        -625                                      19.940000
Sell                                                                        -250                                      19.945000
Sell                                                                      -3,400                                      19.980000
Sell                                                                        -125                                      20.000000
Sell                                                                      -2,964                                      20.005000
Sell                                                                        -669                                      20.010000
Sell                                                                      -1,618                                      20.015000
Sell                                                                      -3,485                                      20.020000
Sell                                                                        -540                                      20.025000
Sell                                                                      -1,154                                      20.030000
Sell                                                                      -4,178                                      20.035000
Sell                                                                      -2,069                                      20.040000
Sell                                                                        -219                                      20.045000
Sell                                                                        -339                                      20.050000
Sell                                                                        -348                                      20.055000
Sell                                                                        -624                                      20.060000
Sell                                                                      -1,704                                      20.075000
Sell                                                                        -124                                      20.080000
Sell                                                                      -3,130                                      20.090000
Sell                                                                        -505                                      20.095000
Sell                                                                      -7,668                                      20.100000
Sell                                                                        -449                                      20.105000
Sell                                                                        -332                                      20.110000
Sell                                                                        -372                                      20.120000
Sell                                                                        -124                                      20.135000
Sell                                                                        -124                                      20.145000
Sell                                                                      -1,223                                      20.170000
Sell                                                                      -1,193                                      20.175000
Sell                                                                        -123                                      20.180000
Sell                                                                        -246                                      20.190000
Sell                                                                      -1,043                                      20.200000
Sell                                                                      -1,455                                      20.205000
Sell                                                                        -442                                      20.220000
Sell                                                                        -223                                      20.225000
Sell                                                                      -6,543                                      20.230000
Sell                                                                        -615                                      20.235000
Sell                                                                      -4,236                                      20.240000
Sell                                                                      -3,123                                      20.245000
Sell                                                                     -16,632                                      20.250000
Sell                                                                      -6,907                                      20.255000
Sell                                                                      -1,083                                      20.260000
Sell                                                                      -3,004                                      20.265000
Sell                                                                        -248                                      20.270000
Sell                                                                        -623                                      20.275000
Sell                                                                      -3,230                                      20.280000
Sell                                                                        -929                                      20.285000
Sell                                                                        -247                                      20.290000
Sell                                                                      -3,867                                      20.295000
Sell                                                                      -6,456                                      20.300000
Sell                                                                      -2,528                                      20.305000
Sell                                                                        -469                                      20.310000
Sell                                                                      -4,558                                      20.315000
Sell                                                                      -8,232                                      20.320000
Sell                                                                      -1,173                                      20.325000
Sell                                                                        -341                                      20.330000
Sell                                                                      -6,496                                      20.335000
Sell                                                                      -5,003                                      20.340000
Sell                                                                      -2,488                                      20.345000
Sell                                                                      -6,054                                      20.350000
Sell                                                                         -64                                      20.355000
Sell                                                                      -1,427                                      20.360000
Sell                                                                      -3,583                                      20.365000
Sell                                                                      -2,944                                      20.370000
Sell                                                                      -2,904                                      20.375000
Sell                                                                      -1,478                                      20.380000
Sell                                                                        -734                                      20.385000
Sell                                                                        -220                                      20.390000
Sell                                                                        -244                                      20.395000
Sell                                                                      -2,007                                      20.400000
Sell                                                                        -645                                      20.405000
Sell                                                                      -1,618                                      20.410000
Sell                                                                      -2,596                                      20.415000
Sell                                                                     -12,201                                      20.420000
Sell                                                                        -920                                      20.425000
Sell                                                                      -1,044                                      20.430000
Sell                                                                        -500                                      20.435000
Sell                                                                        -366                                      20.440000
Sell                                                                        -244                                      20.445000
Sell                                                                      -4,696                                      20.450000
Sell                                                                        -725                                      20.455000
Sell                                                                        -122                                      20.460000
Sell                                                                        -917                                      20.465000
Sell                                                                      -1,769                                      20.470000
Sell                                                                      -1,220                                      20.475000
Sell                                                                        -719                                      20.480000
Sell                                                                      -1,485                                      20.485000
Sell                                                                      -1,660                                      20.490000
Sell                                                                        -914                                      20.495000
Sell                                                                      -2,468                                      20.500000
Sell                                                                      -3,746                                      20.505000
Sell                                                                      -1,598                                      20.510000
Sell                                                                      -2,062                                      20.515000
Sell                                                                        -121                                      20.520000
Sell                                                                      -3,007                                      20.525000
Sell                                                                      -4,926                                      20.530000
Sell                                                                      -5,018                                      20.535000
Sell                                                                        -211                                      20.540000
Sell                                                                        -600                                      20.545000
Sell                                                                        -646                                      20.550000
Sell                                                                        -406                                      20.555000
Sell                                                                        -867                                      20.560000
Sell                                                                      -1,429                                      20.570000
Sell                                                                      -1,593                                      20.575000
Sell                                                                        -260                                      20.580000
Sell                                                                      -1,246                                      20.585000
Sell                                                                        -846                                      20.590000
Sell                                                                      -2,160                                      20.595000
Sell                                                                        -602                                      20.600000
Sell                                                                        -363                                      20.605000
Sell                                                                        -117                                      20.615000
Sell                                                                     -11,855                                      20.620000
Sell                                                                        -321                                      20.625000
Sell                                                                        -363                                      20.630000
Sell                                                                      -1,586                                      20.635000
Sell                                                                        -824                                      20.640000
Sell                                                                        -307                                      20.645000
Sell                                                                        -331                                      20.650000
Sell                                                                      -1,035                                      20.655000
Sell                                                                      -1,945                                      20.660000
Sell                                                                      -2,725                                      20.665000
Sell                                                                        -220                                      20.670000
Sell                                                                      -3,368                                      20.675000
Sell                                                                        -868                                      20.680000
Sell                                                                        -787                                      20.685000
Sell                                                                      -5,903                                      20.690000
Sell                                                                      -1,739                                      20.695000
Sell                                                                      -4,798                                      20.700000
Sell                                                                      -2,637                                      20.705000
Sell                                                                      -1,164                                      20.710000
Sell                                                                      -1,583                                      20.715000
Sell                                                                        -579                                      20.720000
Sell                                                                        -899                                      20.725000
Sell                                                                        -132                                      20.730000
Sell                                                                      -1,619                                      20.740000
Sell                                                                      -1,751                                      20.745000
Sell                                                                      -1,200                                      20.750000
Sell                                                                      -1,637                                      20.755000
Sell                                                                      -1,583                                      20.760000
Sell                                                                        -610                                      20.765000
Sell                                                                        -377                                      20.770000
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         4,600                           19.788750
CFD                      Long                                                         1,075                           20.513530
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        1 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP