Citadel Europe LLP
LSE : TTM

October 02, 2009 10:15 ET

Rule 8.3 (Anglo American PLC)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     1 October 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        3,226               0.00               2,376                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,450,916                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          4,404               0.00           1,459,492                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     222                                      18.775000
Purchase                                                                     133                                      18.780000
Purchase                                                                     287                                      18.785000
Purchase                                                                      15                                      18.805000
Purchase                                                                      52                                      18.810000
Purchase                                                                   1,334                                      18.815000
Purchase                                                                     944                                      18.820000
Purchase                                                                     396                                      18.825000
Purchase                                                                   1,835                                      18.830000
Purchase                                                                   3,433                                      18.835000
Purchase                                                                   1,105                                      18.840000
Purchase                                                                   1,056                                      18.845000
Purchase                                                                   8,531                                      18.850000
Purchase                                                                   4,279                                      18.855000
Purchase                                                                   1,183                                      18.860000
Purchase                                                                     232                                      18.865000
Purchase                                                                     528                                      18.885000
Purchase                                                                   3,782                                      18.890000
Purchase                                                                   4,392                                      18.895000
Purchase                                                                     486                                      18.900000
Purchase                                                                     514                                      18.905000
Purchase                                                                     610                                      18.910000
Purchase                                                                     200                                      18.915000
Purchase                                                                     264                                      18.925000
Purchase                                                                     696                                      18.930000
Purchase                                                                     131                                      18.950000
Purchase                                                                     333                                      18.965000
Purchase                                                                     393                                      18.975000
Purchase                                                                      21                                      18.985000
Purchase                                                                      36                                      18.990000
Purchase                                                                     131                                      18.995000
Purchase                                                                     161                                      19.010000
Purchase                                                                   7,852                                      19.015000
Purchase                                                                     704                                      19.020000
Purchase                                                                     131                                      19.030000
Purchase                                                                   3,551                                      19.060000
Purchase                                                                     530                                      19.080000
Purchase                                                                   1,832                                      19.090000
Purchase                                                                   2,612                                      19.100000
Purchase                                                                     474                                      19.105000
Purchase                                                                     763                                      19.110000
Purchase                                                                   4,119                                      19.115000
Purchase                                                                   3,689                                      19.120000
Purchase                                                                   3,823                                      19.125000
Purchase                                                                   1,019                                      19.130000
Purchase                                                                   4,035                                      19.135000
Purchase                                                                     357                                      19.145000
Purchase                                                                   1,003                                      19.155000
Purchase                                                                   2,598                                      19.165000
Purchase                                                                     130                                      19.170000
Purchase                                                                   3,577                                      19.180000
Purchase                                                                   1,896                                      19.185000
Purchase                                                                     370                                      19.190000
Purchase                                                                     403                                      19.195000
Purchase                                                                   4,926                                      19.200000
Purchase                                                                   1,430                                      19.205000
Purchase                                                                   3,335                                      19.210000
Purchase                                                                   1,670                                      19.215000
Purchase                                                                   2,206                                      19.220000
Purchase                                                                   2,435                                      19.225000
Purchase                                                                   2,202                                      19.230000
Purchase                                                                   2,308                                      19.235000
Purchase                                                                   3,891                                      19.240000
Purchase                                                                   2,680                                      19.245000
Purchase                                                                   6,929                                      19.250000
Purchase                                                                   4,230                                      19.255000
Purchase                                                                   3,434                                      19.260000
Purchase                                                                     516                                      19.265000
Purchase                                                                   1,546                                      19.270000
Purchase                                                                   3,644                                      19.275000
Purchase                                                                   3,346                                      19.285000
Purchase                                                                     958                                      19.290000
Purchase                                                                     258                                      19.300000
Purchase                                                                   2,993                                      19.305000
Purchase                                                                      14                                      19.310000
Purchase                                                                     387                                      19.325000
Purchase                                                                      90                                      19.335000
Purchase                                                                     129                                      19.340000
Purchase                                                                     129                                      19.350000
Purchase                                                                   1,927                                      19.355000
Purchase                                                                   3,451                                      19.360000
Purchase                                                                   4,707                                      19.365000
Purchase                                                                     222                                      19.370000
Purchase                                                                     866                                      19.375000
Purchase                                                                   6,004                                      19.380000
Purchase                                                                     565                                      19.385000
Purchase                                                                     483                                      19.390000
Purchase                                                                   1,878                                      19.395000
Purchase                                                                   1,234                                      19.400000
Purchase                                                                   1,407                                      19.405000
Purchase                                                                     200                                      19.410000
Purchase                                                                   2,005                                      19.415000
Purchase                                                                     627                                      19.420000
Purchase                                                                   1,573                                      19.425000
Purchase                                                                   3,579                                      19.430000
Purchase                                                                   3,191                                      19.435000
Purchase                                                                     409                                      19.440000
Purchase                                                                   1,397                                      19.445000
Purchase                                                                   9,706                                      19.450000
Purchase                                                                   6,219                                      19.455000
Purchase                                                                  11,151                                      19.460000
Purchase                                                                   8,219                                      19.465000
Purchase                                                                   3,448                                      19.470000
Purchase                                                                   1,574                                      19.475000
Purchase                                                                   3,937                                      19.480000
Purchase                                                                   5,356                                      19.485000
Purchase                                                                   4,576                                      19.490000
Purchase                                                                   4,812                                      19.495000
Purchase                                                                   1,630                                      19.500000
Purchase                                                                   3,332                                      19.505000
Purchase                                                                   2,775                                      19.510000
Purchase                                                                  11,870                                      19.515000
Purchase                                                                   1,872                                      19.520000
Purchase                                                                     187                                      19.525000
Purchase                                                                   2,182                                      19.530000
Purchase                                                                   1,845                                      19.535000
Purchase                                                                   3,442                                      19.540000
Purchase                                                                   4,315                                      19.545000
Purchase                                                                   5,094                                      19.550000
Purchase                                                                   3,579                                      19.555000
Purchase                                                                   3,081                                      19.560000
Purchase                                                                   4,283                                      19.565000
Purchase                                                                     944                                      19.570000
Purchase                                                                   1,950                                      19.575000
Purchase                                                                      10                                      19.580000
Purchase                                                                   1,967                                      19.585000
Purchase                                                                   2,235                                      19.590000
Purchase                                                                     797                                      19.595000
Purchase                                                                   1,645                                      19.600000
Purchase                                                                   1,035                                      19.605000
Purchase                                                                     765                                      19.610000
Purchase                                                                     500                                      19.615000
Purchase                                                                   2,536                                      19.620000
Purchase                                                                     668                                      19.625000
Purchase                                                                   1,893                                      19.630000
Purchase                                                                     381                                      19.635000
Purchase                                                                     127                                      19.640000
Purchase                                                                     631                                      19.645000
Purchase                                                                     762                                      19.650000
Purchase                                                                     400                                      19.655000
Purchase                                                                     400                                      19.715000
Purchase                                                                     252                                      19.725000
Purchase                                                                     100                                      19.730000
Purchase                                                                      96                                      19.735000
Purchase                                                                   3,009                                      19.750000
Purchase                                                                   1,129                                      19.755000
Purchase                                                                     252                                      19.760000
Purchase                                                                     900                                      19.770000
Purchase                                                                   2,621                                      19.775000
Purchase                                                                     399                                      19.780000
Purchase                                                                     756                                      19.790000
Purchase                                                                     345                                      19.795000
Purchase                                                                     252                                      19.800000
Purchase                                                                     182                                      19.805000
Purchase                                                                     252                                      19.810000
Purchase                                                                     406                                      19.815000
Purchase                                                                     546                                      19.820000
Purchase                                                                   2,802                                      19.825000
Purchase                                                                   5,237                                      19.830000
Purchase                                                                     939                                      19.835000
Purchase                                                                   7,618                                      19.840000
Purchase                                                                   4,842                                      19.845000
Purchase                                                                  11,832                                      19.850000
Purchase                                                                   1,056                                      19.855000
Purchase                                                                     550                                      19.860000
Purchase                                                                   2,976                                      19.870000
Purchase                                                                     235                                      19.875000
Purchase                                                                     250                                      19.880000
Purchase                                                                     191                                      19.895000
Purchase                                                                     803                                      19.900000
Purchase                                                                   1,500                                      19.905000
Purchase                                                                     450                                      19.910000
Purchase                                                                     637                                      19.920000
Purchase                                                                     125                                      19.925000
Purchase                                                                     799                                      19.930000
Purchase                                                                     250                                      19.935000
Purchase                                                                     325                                      19.940000
Purchase                                                                     272                                      19.950000
Purchase                                                                   3,650                                      19.955000
Purchase                                                                     250                                      19.960000
Purchase                                                                   1,400                                      19.965000
Purchase                                                                   2,139                                      19.970000
Purchase                                                                     636                                      19.975000
Purchase                                                                     500                                      19.980000
Purchase                                                                     250                                      19.985000
Purchase                                                                     310                                      19.995000
Purchase                                                                     700                                      20.005000
Purchase                                                                     647                                      20.010000
Purchase                                                                     880                                      20.015000
Purchase                                                                     605                                      20.025000
Purchase                                                                   1,329                                      20.035000
Purchase                                                                   1,213                                      20.040000
Purchase                                                                   1,185                                      20.045000
Purchase                                                                     132                                      20.050000
Purchase                                                                   2,330                                      20.055000
Purchase                                                                   1,626                                      20.060000
Purchase                                                                   2,149                                      20.070000
Purchase                                                                   1,240                                      20.075000
Purchase                                                                     862                                      20.080000
Purchase                                                                   1,557                                      20.085000
Sell                                                                        -399                                      18.790000
Sell                                                                      -2,140                                      18.810000
Sell                                                                        -249                                      18.815000
Sell                                                                        -990                                      18.825000
Sell                                                                      -1,704                                      18.830000
Sell                                                                      -1,584                                      18.835000
Sell                                                                      -2,828                                      18.840000
Sell                                                                      -7,603                                      18.845000
Sell                                                                      -5,613                                      18.850000
Sell                                                                        -686                                      18.855000
Sell                                                                        -528                                      18.860000
Sell                                                                        -222                                      18.865000
Sell                                                                      -1,844                                      18.870000
Sell                                                                         -73                                      18.875000
Sell                                                                      -1,676                                      18.885000
Sell                                                                        -396                                      18.890000
Sell                                                                        -512                                      18.895000
Sell                                                                      -3,627                                      18.905000
Sell                                                                        -132                                      18.915000
Sell                                                                        -130                                      18.935000
Sell                                                                        -524                                      18.975000
Sell                                                                        -190                                      18.980000
Sell                                                                        -262                                      18.990000
Sell                                                                        -262                                      18.995000
Sell                                                                        -262                                      19.000000
Sell                                                                      -7,016                                      19.005000
Sell                                                                      -1,144                                      19.010000
Sell                                                                      -2,181                                      19.015000
Sell                                                                        -590                                      19.030000
Sell                                                                      -1,124                                      19.040000
Sell                                                                      -1,296                                      19.065000
Sell                                                                      -2,029                                      19.070000
Sell                                                                        -262                                      19.085000
Sell                                                                      -1,092                                      19.090000
Sell                                                                      -1,796                                      19.100000
Sell                                                                      -2,226                                      19.105000
Sell                                                                      -2,298                                      19.110000
Sell                                                                      -1,369                                      19.115000
Sell                                                                     -12,860                                      19.120000
Sell                                                                        -334                                      19.125000
Sell                                                                        -902                                      19.130000
Sell                                                                      -1,881                                      19.135000
Sell                                                                        -886                                      19.140000
Sell                                                                      -2,909                                      19.145000
Sell                                                                        -336                                      19.150000
Sell                                                                        -383                                      19.160000
Sell                                                                        -311                                      19.170000
Sell                                                                      -1,275                                      19.175000
Sell                                                                        -834                                      19.180000
Sell                                                                        -100                                      19.190000
Sell                                                                        -279                                      19.195000
Sell                                                                      -5,062                                      19.200000
Sell                                                                        -260                                      19.205000
Sell                                                                      -2,418                                      19.210000
Sell                                                                      -2,187                                      19.215000
Sell                                                                      -4,239                                      19.220000
Sell                                                                      -1,750                                      19.225000
Sell                                                                      -3,138                                      19.230000
Sell                                                                      -2,393                                      19.235000
Sell                                                                      -1,211                                      19.240000
Sell                                                                      -2,394                                      19.245000
Sell                                                                      -7,743                                      19.250000
Sell                                                                      -1,378                                      19.255000
Sell                                                                      -2,034                                      19.260000
Sell                                                                        -406                                      19.265000
Sell                                                                        -774                                      19.270000
Sell                                                                        -422                                      19.275000
Sell                                                                      -4,088                                      19.280000
Sell                                                                      -1,216                                      19.285000
Sell                                                                      -1,146                                      19.290000
Sell                                                                        -721                                      19.295000
Sell                                                                     -13,229                                      19.300000
Sell                                                                        -129                                      19.310000
Sell                                                                        -129                                      19.315000
Sell                                                                        -258                                      19.325000
Sell                                                                      -1,063                                      19.330000
Sell                                                                        -129                                      19.340000
Sell                                                                        -387                                      19.345000
Sell                                                                      -2,546                                      19.350000
Sell                                                                        -740                                      19.355000
Sell                                                                        -129                                      19.360000
Sell                                                                      -1,153                                      19.370000
Sell                                                                        -926                                      19.375000
Sell                                                                        -258                                      19.380000
Sell                                                                      -3,769                                      19.385000
Sell                                                                        -379                                      19.390000
Sell                                                                        -588                                      19.395000
Sell                                                                      -2,910                                      19.400000
Sell                                                                      -5,894                                      19.405000
Sell                                                                      -6,502                                      19.410000
Sell                                                                      -2,073                                      19.415000
Sell                                                                      -2,334                                      19.420000
Sell                                                                      -1,112                                      19.425000
Sell                                                                      -4,029                                      19.430000
Sell                                                                      -1,489                                      19.435000
Sell                                                                     -10,193                                      19.440000
Sell                                                                      -2,969                                      19.445000
Sell                                                                      -8,569                                      19.450000
Sell                                                                      -3,683                                      19.455000
Sell                                                                      -3,980                                      19.460000
Sell                                                                      -7,259                                      19.465000
Sell                                                                      -9,488                                      19.470000
Sell                                                                      -3,285                                      19.475000
Sell                                                                      -4,401                                      19.480000
Sell                                                                      -4,271                                      19.485000
Sell                                                                      -1,457                                      19.490000
Sell                                                                      -2,733                                      19.495000
Sell                                                                      -1,947                                      19.500000
Sell                                                                      -1,452                                      19.505000
Sell                                                                        -263                                      19.510000
Sell                                                                      -1,290                                      19.515000
Sell                                                                      -1,407                                      19.520000
Sell                                                                        -420                                      19.525000
Sell                                                                      -5,762                                      19.530000
Sell                                                                      -2,558                                      19.535000
Sell                                                                      -1,403                                      19.540000
Sell                                                                      -3,977                                      19.545000
Sell                                                                      -7,007                                      19.550000
Sell                                                                      -5,992                                      19.555000
Sell                                                                        -850                                      19.560000
Sell                                                                      -4,422                                      19.565000
Sell                                                                        -985                                      19.570000
Sell                                                                      -2,197                                      19.575000
Sell                                                                        -529                                      19.580000
Sell                                                                      -3,301                                      19.585000
Sell                                                                      -1,903                                      19.590000
Sell                                                                        -731                                      19.595000
Sell                                                                        -951                                      19.600000
Sell                                                                         -58                                      19.605000
Sell                                                                        -518                                      19.610000
Sell                                                                        -218                                      19.615000
Sell                                                                        -667                                      19.620000
Sell                                                                        -495                                      19.625000
Sell                                                                      -2,218                                      19.630000
Sell                                                                        -392                                      19.635000
Sell                                                                        -427                                      19.640000
Sell                                                                        -954                                      19.645000
Sell                                                                        -874                                      19.650000
Sell                                                                        -200                                      19.660000
Sell                                                                      -2,316                                      19.665000
Sell                                                                        -442                                      19.670000
Sell                                                                        -381                                      19.675000
Sell                                                                      -5,000                                      19.690000
Sell                                                                        -313                                      19.700000
Sell                                                                        -126                                      19.705000
Sell                                                                        -424                                      19.710000
Sell                                                                        -100                                      19.715000
Sell                                                                        -200                                      19.720000
Sell                                                                        -629                                      19.730000
Sell                                                                        -531                                      19.745000
Sell                                                                        -913                                      19.750000
Sell                                                                      -2,156                                      19.755000
Sell                                                                        -200                                      19.760000
Sell                                                                        -877                                      19.770000
Sell                                                                        -200                                      19.775000
Sell                                                                        -340                                      19.780000
Sell                                                                        -722                                      19.785000
Sell                                                                      -1,175                                      19.790000
Sell                                                                        -513                                      19.795000
Sell                                                                        -126                                      19.800000
Sell                                                                      -2,256                                      19.805000
Sell                                                                      -1,250                                      19.810000
Sell                                                                      -1,118                                      19.820000
Sell                                                                        -226                                      19.825000
Sell                                                                        -270                                      19.830000
Sell                                                                      -5,390                                      19.835000
Sell                                                                      -9,691                                      19.840000
Sell                                                                        -100                                      19.850000
Sell                                                                         -21                                      19.855000
Sell                                                                        -375                                      19.860000
Sell                                                                      -4,255                                      19.865000
Sell                                                                        -466                                      19.870000
Sell                                                                        -625                                      19.875000
Sell                                                                      -1,585                                      19.880000
Sell                                                                        -247                                      19.885000
Sell                                                                      -1,000                                      19.895000
Sell                                                                      -5,042                                      19.900000
Sell                                                                      -1,167                                      19.905000
Sell                                                                      -2,568                                      19.910000
Sell                                                                        -498                                      19.915000
Sell                                                                      -1,147                                      19.920000
Sell                                                                      -2,183                                      19.930000
Sell                                                                         -42                                      19.935000
Sell                                                                          -5                                      19.945000
Sell                                                                        -582                                      19.955000
Sell                                                                        -728                                      19.960000
Sell                                                                      -1,022                                      19.965000
Sell                                                                        -125                                      19.975000
Sell                                                                        -861                                      19.980000
Sell                                                                      -2,743                                      19.985000
Sell                                                                        -510                                      19.995000
Sell                                                                      -2,171                                      20.000000
Sell                                                                        -109                                      20.010000
Sell                                                                      -1,044                                      20.015000
Sell                                                                        -124                                      20.020000
Sell                                                                        -853                                      20.025000
Sell                                                                        -550                                      20.030000
Sell                                                                        -248                                      20.035000
Sell                                                                        -835                                      20.040000
Sell                                                                      -1,436                                      20.045000
Sell                                                                      -1,294                                      20.050000
Sell                                                                      -2,861                                      20.055000
Sell                                                                         -84                                      20.060000
Sell                                                                        -372                                      20.065000
Sell                                                                        -124                                      20.070000
Sell                                                                      -2,606                                      20.075000
Sell                                                                      -1,061                                      20.080000
Sell                                                                      -4,352                                      20.085000
Sell                                                                         -78                                      20.090000
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                       12,300                            19.06666
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        2 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP