Citadel Europe LLP
LSE : TTM

July 20, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     17 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        2,885               0.00                   0                0.00
    
(2) Derivatives (other than options)                          55,347               0.00             973,183                0.07
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                         58,232               0.00             973,183                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                      88                                         17.635
Purchase                                                                     423                                         17.675
Purchase                                                                   2,171                                          17.69
Purchase                                                                   2,057                                           17.7
Purchase                                                                   1,176                                         17.705
Purchase                                                                   1,102                                         17.715
Purchase                                                                   2,809                                          17.72
Purchase                                                                   5,134                                         17.725
Purchase                                                                     562                                          17.73
Purchase                                                                     420                                         17.735
Purchase                                                                   2,023                                          17.74
Purchase                                                                   4,807                                         17.745
Purchase                                                                   4,216                                          17.75
Purchase                                                                     338                                         17.755
Purchase                                                                     795                                          17.76
Purchase                                                                     500                                        17.7625
Purchase                                                                   1,570                                         17.765
Purchase                                                                   8,249                                          17.77
Purchase                                                                   2,736                                         17.775
Purchase                                                                   5,708                                          17.78
Purchase                                                                  13,894                                         17.785
Purchase                                                                   4,102                                          17.79
Purchase                                                                   4,462                                         17.795
Purchase                                                                   1,502                                           17.8
Purchase                                                                   2,559                                         17.805
Purchase                                                                   6,781                                          17.81
Purchase                                                                   2,703                                         17.815
Purchase                                                                   4,668                                          17.82
Purchase                                                                   1,297                                         17.825
Purchase                                                                   7,281                                          17.83
Purchase                                                                     420                                         17.835
Purchase                                                                   2,844                                        17.8367
Purchase                                                                   5,044                                          17.84
Purchase                                                                   3,290                                         17.845
Purchase                                                                      79                                        17.8477
Purchase                                                                   8,381                                          17.85
Purchase                                                                     139                                         17.855
Purchase                                                                     821                                          17.86
Purchase                                                                   5,595                                         17.865
Purchase                                                                     135                                        17.8651
Purchase                                                                   4,447                                          17.87
Purchase                                                                     975                                         17.875
Purchase                                                                     417                                          17.88
Purchase                                                                   5,317                                         17.885
Purchase                                                                     158                                        17.8875
Purchase                                                                      43                                       17.88924
Purchase                                                                     406                                          17.89
Purchase                                                                     539                                         17.895
Purchase                                                                   1,153                                           17.9
Purchase                                                                   1,740                                         17.905
Purchase                                                                     378                                          17.91
Purchase                                                                      88                                          17.92
Purchase                                                                   2,900                                         17.925
Purchase                                                                   1,101                                          17.93
Purchase                                                                   2,551                                         17.935
Purchase                                                                   7,309                                          17.94
Purchase                                                                   1,786                                         17.945
Purchase                                                                   2,328                                          17.95
Purchase                                                                   1,142                                         17.955
Purchase                                                                   2,841                                          17.96
Purchase                                                                   2,013                                         17.965
Purchase                                                                   3,350                                          17.97
Purchase                                                                   1,715                                         17.975
Purchase                                                                     524                                          17.98
Purchase                                                                   2,225                                         17.985
Purchase                                                                   3,918                                          17.99
Purchase                                                                   7,802                                         17.995
Purchase                                                                     661                                             18
Purchase                                                                   1,049                                         18.005
Purchase                                                                   2,375                                          18.01
Purchase                                                                     558                                          18.02
Purchase                                                                   1,054                                          18.03
Purchase                                                                     500                                         18.035
Purchase                                                                     158                                          18.04
Purchase                                                                     107                                          18.05
Purchase                                                                     138                                         18.055
Purchase                                                                   1,380                                          18.06
Purchase                                                                   1,085                                         18.065
Purchase                                                                      65                                       18.06598
Purchase                                                                   2,767                                          18.07
Purchase                                                                     138                                          18.08
Purchase                                                                       4                                       18.09195
Purchase                                                                     933                                           18.1
Purchase                                                                     137                                         18.115
Purchase                                                                     137                                         18.125
Purchase                                                                     137                                          18.14
Purchase                                                                     137                                         18.145
Purchase                                                                      45                                        18.1471
Purchase                                                                     182                                          18.15
Purchase                                                                     274                                         18.155
Purchase                                                                     136                                          18.16
Purchase                                                                     524                                          18.17
Purchase                                                                     137                                          18.19
Sale                                                                        -141                                          17.64
Sale                                                                        -141                                          17.68
Sale                                                                        -482                                          17.69
Sale                                                                        -714                                         17.695
Sale                                                                      -1,171                                           17.7
Sale                                                                        -282                                         17.705
Sale                                                                      -1,830                                          17.71
Sale                                                                      -1,309                                         17.715
Sale                                                                      -2,023                                          17.72
Sale                                                                      -2,341                                         17.725
Sale                                                                      -4,410                                          17.73
Sale                                                                      -1,195                                         17.735
Sale                                                                      -3,051                                          17.74
Sale                                                                      -1,590                                         17.745
Sale                                                                        -265                                          17.75
Sale                                                                       -2642                                         17.755
Sale                                                                      -3,171                                          17.76
Sale                                                                      -7,909                                         17.765
Sale                                                                      -3,706                                          17.77
Sale                                                                      -2,645                                         17.775
Sale                                                                          -6                                       17.77721
Sale                                                                      -4,334                                          17.78
Sale                                                                      -3,384                                         17.785
Sale                                                                      -6,685                                          17.79
Sale                                                                      -3,541                                         17.795
Sale                                                                      -3,841                                           17.8
Sale                                                                      -2,542                                         17.805
Sale                                                                      -6,240                                          17.81
Sale                                                                      -7,431                                         17.815
Sale                                                                      -1,879                                          17.82
Sale                                                                      -7,532                                         17.825
Sale                                                                        -822                                          17.83
Sale                                                                      -2,583                                         17.835
Sale                                                                      -2,844                                        17.8367
Sale                                                                      -1,721                                          17.84
Sale                                                                      -1,409                                         17.845
Sale                                                                         -79                                        17.8477
Sale                                                                      -6,535                                          17.85
Sale                                                                      -2,004                                         17.855
Sale                                                                        -100                                        17.8583
Sale                                                                      -1,725                                          17.86
Sale                                                                      -2,204                                         17.865
Sale                                                                      -1,985                                          17.87
Sale                                                                        -409                                         17.875
Sale                                                                        -963                                          17.88
Sale                                                                      -4,564                                         17.885
Sale                                                                      -3,024                                          17.89
Sale                                                                      -4,092                                         17.895
Sale                                                                      -1,554                                           17.9
Sale                                                                        -312                                         17.905
Sale                                                                      -3,537                                          17.91
Sale                                                                      -1,787                                         17.915
Sale                                                                        -602                                          17.92
Sale                                                                        -673                                         17.925
Sale                                                                        -139                                          17.93
Sale                                                                        -806                                         17.935
Sale                                                                      -6,831                                          17.94
Sale                                                                      -1,035                                         17.945
Sale                                                                      -1,841                                          17.95
Sale                                                                      -3,072                                         17.955
Sale                                                                      -2,205                                          17.96
Sale                                                                      -3,461                                         17.965
Sale                                                                      -3,386                                          17.97
Sale                                                                      -5,975                                         17.975
Sale                                                                      -1,404                                          17.98
Sale                                                                        -619                                         17.985
Sale                                                                      -3,599                                          17.99
Sale                                                                      -2,964                                         17.995
Sale                                                                      -2,796                                             18
Sale                                                                      -2,535                                         18.005
Sale                                                                        -570                                          18.01
Sale                                                                        -138                                         18.015
Sale                                                                      -6,293                                          18.02
Sale                                                                      -3,786                                         18.025
Sale                                                                      -1,203                                          18.03
Sale                                                                        -414                                          18.04
Sale                                                                        -276                                         18.045
Sale                                                                        -828                                          18.05
Sale                                                                        -966                                          18.06
Sale                                                                        -414                                         18.065
Sale                                                                        -276                                          18.07
Sale                                                                        -138                                         18.075
Sale                                                                        -547                                         18.085
Sale                                                                        -690                                          18.09
Sale                                                                        -138                                         18.095
Sale                                                                         -14                                           18.1
Sale                                                                        -276                                         18.105
Sale                                                                        -138                                         18.115
Sale                                                                        -275                                          18.12
Sale                                                                        -137                                         18.125
Sale                                                                        -137                                          18.13
Sale                                                                         -45                                        18.1471
Sale                                                                        -274                                          18.15
Sale                                                                        -137                                         18.155
Sale                                                                        -137                                         18.165
Sale                                                                        -137                                         18.185
Sale                                                                        -274                                          18.19
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Short                                                          594   17.895
CFD                      Short                                                        1,100   18.043132
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry       Option money
e.g. call option         selling,           to which the option     price       American,        date         paid/received
                         purchasing,        relates (Note 7)                    European etc.                 per unit (Note
                         varying etc.                                                                         5)
                                                                                                              


(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (Note 5)

                                                                                     




4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          NO


Date of disclosure                                                        20 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


Contact Information

  • Citadel Europe LLP