Citadel Europe LLP
LSE : TTM

July 21, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     20 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        3,225               0.00                   0                0.00
    
(2) Derivatives (other than options)                          55,747               0.00             973,183                0.07
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                         58,972               0.00             973,183                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     379  17.825
Purchase                                                                   1,835  17.83
Purchase                                                                   2,384  17.835
Purchase                                                                   1,335  17.84
Purchase                                                                     420  17.845
Purchase                                                                   1,822  17.85
Purchase                                                                   4,889  17.855
Purchase                                                                   1,585  17.86
Purchase                                                                   9,137  17.865
Purchase                                                                   1,922  17.87
Purchase                                                                   2,686  17.875
Purchase                                                                   1,679  17.88
Purchase                                                                   1,938  17.885
Purchase                                                                   6,222  17.89
Purchase                                                                   1,993  17.895
Purchase                                                                     398  17.9
Purchase                                                                     661  17.905
Purchase                                                                     573  17.915
Purchase                                                                   2,592  17.92
Purchase                                                                   1,053  17.925
Purchase                                                                     365  17.93
Purchase                                                                     556  17.935
Purchase                                                                   1,502  17.94
Purchase                                                                     152  17.9401
Purchase                                                                     139  17.945
Purchase                                                                     915  17.95
Purchase                                                                     541  17.955
Purchase                                                                     272  17.965
Purchase                                                                     207  17.97
Purchase                                                                     358  17.975
Purchase                                                                   2,249  17.98
Purchase                                                                     138  17.99
Purchase                                                                     138  17.995
Purchase                                                                   1,532  18.01
Purchase                                                                     400  18.015
Purchase                                                                   2,336  18.02
Purchase                                                                   3,921  18.025
Purchase                                                                     875  18.03
Purchase                                                                   1,104  18.035
Purchase                                                                   2,400  18.04
Purchase                                                                   2,207  18.045
Purchase                                                                   9,153  18.05
Purchase                                                                     138  18.055
Purchase                                                                     121  18.05869
Purchase                                                                   1,405  18.06
Purchase                                                                     704  18.065
Purchase                                                                   2,767  18.0696
Purchase                                                                   5,385  18.07
Purchase                                                                   2,551  18.075
Purchase                                                                   7,358  18.08
Purchase                                                                   4,579  18.085
Purchase                                                                   3,578  18.09
Purchase                                                                   3,805  18.095
Purchase                                                                   5,684  18.1
Purchase                                                                   1,629  18.105
Purchase                                                                   1,740  18.11
Purchase                                                                   4,536  18.12
Purchase                                                                   2,177  18.125
Purchase                                                                   2,077  18.13
Purchase                                                                      40  18.1316
Purchase                                                                   7,136  18.135
Purchase                                                                   6,251  18.14
Purchase                                                                   3,570  18.145
Purchase                                                                   1,931  18.15
Purchase                                                                   1,682  18.155
Purchase                                                                   2,582  18.16
Purchase                                                                   3,390  18.165
Purchase                                                                   6,439  18.17
Purchase                                                                   4,921  18.175
Purchase                                                                  10,008  18.18
Purchase                                                                     100  18.18195
Purchase                                                                   6,125  18.185
Purchase                                                                   5,410  18.19
Purchase                                                                     304  18.195
Purchase                                                                   4,008  18.2
Purchase                                                                   2,719  18.205
Purchase                                                                   5,815  18.21
Purchase                                                                   5,036  18.215
Purchase                                                                   2,110  18.22
Purchase                                                                   2,435  18.225
Purchase                                                                     337  18.235
Purchase                                                                   2,071  18.24
Purchase                                                                   2,311  18.245
Purchase                                                                   1,773  18.25
Purchase                                                                     136  18.255
Purchase                                                                     200  18.26
Purchase                                                                     222  18.265
Purchase                                                                   9,027  18.27
Purchase                                                                   1,223  18.275
Purchase                                                                   8,822  18.28
Purchase                                                                     853  18.285
Purchase                                                                   3,822  18.29
Purchase                                                                     743  18.295
Purchase                                                                   2,100  18.3
Purchase                                                                     825  18.305
Purchase                                                                     400  18.32
Purchase                                                                     823  18.325
Purchase                                                                   2,334  18.33
Purchase                                                                   3,088  18.335
Purchase                                                                   3,757  18.34
Purchase                                                                   1,141  18.345
Purchase                                                                   3,039  18.35
Purchase                                                                   1,359  18.36
Purchase                                                                   1,636  18.365
Purchase                                                                     670  18.385
Purchase                                                                     135  18.405
Purchase                                                                     338  18.41
Purchase                                                                     117  18.425
                                                                                  
Sale                                                                      -2,097  17.825
Sale                                                                        -286  17.83
Sale                                                                        -140  17.835
Sale                                                                      -1,671  17.84
Sale                                                                      -2,111  17.845
Sale                                                                      -2,688  17.85
Sale                                                                      -6,129  17.855
Sale                                                                        -401  17.86
Sale                                                                      -1,568  17.865
Sale                                                                        -126  17.87
Sale                                                                      -4,188  17.875
Sale                                                                        -200  17.87746
Sale                                                                      -2,885  17.88
Sale                                                                      -1,641  17.885
Sale                                                                      -1,372  17.9
Sale                                                                        -139  17.905
Sale                                                                        -400  17.91
Sale                                                                        -630  17.915
Sale                                                                      -1,242  17.92
Sale                                                                      -1,318  17.93
Sale                                                                      -2,609  17.935
Sale                                                                      -1,195  17.94
Sale                                                                        -152  17.9401
Sale                                                                        -830  17.945
Sale                                                                      -2,656  17.95
Sale                                                                        -662  17.955
Sale                                                                        -156  17.96
Sale                                                                      -2,213  17.965
Sale                                                                        -134  17.97
Sale                                                                      -4,592  17.975
Sale                                                                      -1,677  17.98
Sale                                                                        -566  17.985
Sale                                                                      -1,787  17.99
Sale                                                                      -2,381  18
Sale                                                                      -2,000  18.005
Sale                                                                      -3,271  18.01
Sale                                                                      -3,638  18.015
Sale                                                                      -1,775  18.02
Sale                                                                      -1,361  18.025
Sale                                                                      -2,676  18.03
Sale                                                                      -3,935  18.035
Sale                                                                      -2,623  18.04
Sale                                                                        -631  18.045
Sale                                                                      -3,236  18.05
Sale                                                                      -1,941  18.055
Sale                                                                      -3,185  18.06
Sale                                                                      -3,778  18.065
Sale                                                                      -2,767  18.0696
Sale                                                                      -7,799  18.07
Sale                                                                      -2,803  18.075
Sale                                                                      -5,875  18.08
Sale                                                                        -967  18.085
Sale                                                                      -2,544  18.09
Sale                                                                        -915  18.095
Sale                                                                        -330  18.0999
Sale                                                                     -11,173  18.1
Sale                                                                      -1,318  18.105
Sale                                                                      -2,607  18.11
Sale                                                                      -1,771  18.115
Sale                                                                        -909  18.12
Sale                                                                      -1,100  18.125
Sale                                                                      -5,354  18.13
Sale                                                                      -3,062  18.135
Sale                                                                      -1,500  18.14
Sale                                                                        -838  18.145
Sale                                                                      -1,234  18.15
Sale                                                                      -2,237  18.155
Sale                                                                      -2,295  18.16
Sale                                                                      -8,510  18.165
Sale                                                                      -4,929  18.17
Sale                                                                      -9,679  18.175
Sale                                                                      -1,751  18.18
Sale                                                                      -7,294  18.185
Sale                                                                      -7,694  18.19
Sale                                                                      -4,225  18.195
Sale                                                                     -10,798  18.2
Sale                                                                      -2,607  18.205
Sale                                                                      -4,566  18.21
Sale                                                                        -611  18.215
Sale                                                                      -3,249  18.22
Sale                                                                      -5,155  18.225
Sale                                                                        -537  18.23
Sale                                                                        -593  18.235
Sale                                                                        -613  18.24
Sale                                                                        -137  18.245
Sale                                                                     -11,592  18.25
Sale                                                                        -579  18.255
Sale                                                                      -1,941  18.26
Sale                                                                      -4,367  18.27
Sale                                                                      -3,721  18.275
Sale                                                                      -2,412  18.28
Sale                                                                      -1,660  18.285
Sale                                                                        -583  18.29
Sale                                                                        -881  18.295
Sale                                                                        -624  18.3
Sale                                                                        -473  18.305
Sale                                                                         -45  18.31
Sale                                                                      -1,523  18.315
Sale                                                                        -200  18.32
Sale                                                                        -158  18.325
Sale                                                                      -1,071  18.33
Sale                                                                      -1,729  18.335
Sale                                                                        -200  18.34
Sale                                                                        -413  18.345
Sale                                                                        -520  18.35
Sale                                                                        -595  18.36
Sale                                                                         -81  18.365
Sale                                                                        -675  18.385
Sale                                                                        -400  18.395
Sale                                                                      -1,044  18.4
Sale                                                                      -3,148  18.405
Sale                                                                        -493  18.41
Sale                                                                      -1,805  18.42
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                           400   17.864475
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry       Option money
e.g. call option         selling,           to which the option     price       American,        date         paid/received
                         purchasing,        relates (Note 7)                    European etc.                 per unit (Note
                         varying etc.                                                                         5)
                                                                                                              


(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (Note 5)

                                                                                     




4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          NO


Date of disclosure                                                        21 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


Contact Information

  • Citadel Europe LLP