Citadel Europe LLP
LSE : TTM

July 22, 2009 10:32 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     21 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       11,826               0.00            10,345.5                0.00
    
(2) Derivatives (other than options)                          55,847               0.00             972,078                0.07
    
(3) Options and agreements to purchase/sell                    1,350               0.00              28,650                0.00
    
Total                                                         69,023               0.00         1,011,073.5                0.08

Note - Positions now include ADRs and options on ADRs which had been previously omitted on number of days during the offer
period

(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     400                                          17.71
Purchase                                                                     423                                         17.715
Purchase                                                                   2,771                                         17.725
Purchase                                                                     140                                          17.74
Purchase                                                                     523                                         17.745
Purchase                                                                     140                                         17.755
Purchase                                                                     566                                          17.77
Purchase                                                                     266                                         17.785
Purchase                                                                   1,225                                          17.79
Purchase                                                                     780                                          17.81
Purchase                                                                     760                                          17.82
Purchase                                                                     223                                          17.87
Purchase                                                                     399                                         17.875
Purchase                                                                     200                                          17.89
Purchase                                                                   1,345                                         17.895
Purchase                                                                   2,679                                           17.9
Purchase                                                                     760                                         17.915
Purchase                                                                     605                                         17.925
Purchase                                                                     231                                          17.93
Purchase                                                                     312                                         17.935
Purchase                                                                   1,030                                          17.94
Purchase                                                                   3,741                                         17.945
Purchase                                                                     960                                          17.95
Purchase                                                                     223                                       17.95321
Purchase                                                                     240                                       17.95443
Purchase                                                                   3,003                                         17.955
Purchase                                                                   1,615                                          17.96
Purchase                                                                   1,616                                         17.965
Purchase                                                                   2,700                                          17.97
Purchase                                                                     839                                         17.975
Purchase                                                                     314                                          17.98
Purchase                                                                   1,100                                         17.985
Purchase                                                                   1,301                                          17.99
Purchase                                                                     300                                         17.995
Purchase                                                                   1,859                                             18
Purchase                                                                      86                                          18.01
Purchase                                                                     889                                         18.015
Purchase                                                                     125                                          18.02
Purchase                                                                     583                                         18.025
Purchase                                                                     138                                          18.03
Purchase                                                                     200                                          18.04
Purchase                                                                     656                                         18.045
Purchase                                                                   1,308                                         18.055
Purchase                                                                     543                                          18.06
Purchase                                                                     164                                       18.06065
Purchase                                                                     486                                          18.07
Purchase                                                                   1,030                                         18.075
Purchase                                                                     339                                          18.08
Purchase                                                                     892                                         18.085
Purchase                                                                     414                                          18.09
Purchase                                                                   1,571                                         18.095
Purchase                                                                   2,108                                           18.1
Purchase                                                                     645                                         18.105
Purchase                                                                     519                                          18.11
Purchase                                                                     239                                         18.115
Purchase                                                                     528                                          18.12
Purchase                                                                   1,782                                         18.125
Purchase                                                                   2,210                                         18.145
Purchase                                                                  10,219                                          18.15
Purchase                                                                   2,794                                         18.154
Purchase                                                                   3,868                                         18.155
Purchase                                                                   7,344                                          18.16
Purchase                                                                   5,075                                         18.165
Purchase                                                                   3,148                                          18.17
Purchase                                                                   3,086                                         18.175
Purchase                                                                   2,376                                          18.18
Purchase                                                                     707                                          18.19
Purchase                                                                   2,177                                         18.195
Purchase                                                                   6,586                                           18.2
Purchase                                                                   1,372                                         18.205
Purchase                                                                   3,235                                          18.21
Purchase                                                                   1,714                                         18.215
Purchase                                                                   2,364                                          18.22
Purchase                                                                   2,880                                         18.225
Purchase                                                                   6,521                                          18.23
Purchase                                                                   3,333                                         18.235
Purchase                                                                   3,026                                          18.24
Purchase                                                                   1,889                                         18.245
Purchase                                                                   4,950                                          18.25
Purchase                                                                   2,038                                         18.255
Purchase                                                                   1,121                                          18.26
Purchase                                                                     647                                         18.265
Purchase                                                                      35                                       18.26754
Purchase                                                                   4,651                                          18.27
Purchase                                                                   3,362                                         18.275
Purchase                                                                   5,051                                          18.28
Purchase                                                                   4,907                                         18.285
Purchase                                                                   3,671                                          18.29
Purchase                                                                  12,287                                         18.295
Purchase                                                                   7,786                                           18.3
Purchase                                                                   7,925                                         18.305
Purchase                                                                   1,520                                          18.31
Purchase                                                                     444                                         18.315
Purchase                                                                   5,276                                          18.32
Purchase                                                                   2,872                                         18.325
Purchase                                                                   4,796                                          18.33
Purchase                                                                   1,621                                         18.335
Purchase                                                                   3,495                                          18.34
Purchase                                                                     116                                       18.34486
Purchase                                                                     522                                         18.345
Purchase                                                                     100                                        18.3462
Purchase                                                                   6,178                                          18.35
Purchase                                                                   2,197                                         18.355
Purchase                                                                   4,021                                          18.36
Purchase                                                                     343                                       18.36254
Purchase                                                                   1,504                                         18.365
Purchase                                                                  10,255                                          18.37
Purchase                                                                   3,865                                         18.375
Purchase                                                                   1,964                                          18.38
Purchase                                                                      45                                       18.38254
Purchase                                                                   4,242                                         18.385
Purchase                                                                   1,488                                         18.405
Purchase                                                                     270                                          18.41
Purchase                                                                   1,181                                         18.415
Purchase                                                                     885                                          18.43
Purchase                                                                     300                                         18.445
Purchase                                                                   2,457                                          18.45
Purchase                                                                     793                                         18.455
Purchase                                                                   1,074                                          18.46
Purchase                                                                   2,600                                         18.465
Purchase                                                                     270                                          18.47
Purchase                                                                   2,475                                          18.48
Purchase                                                                     500                                         18.485
Purchase                                                                   1,688                                           18.5
Purchase                                                                      10                                       18.51127
Purchase                                                                     134                                         18.545
Purchase                                                                     134                                          18.55
Purchase                                                                     400                                          18.58
Purchase                                                                     284                                         18.595
Purchase                                                                     348                                           18.6
Purchase                                                                     134                                         18.605
Purchase                                                                     945                                          18.61
Purchase                                                                   2,534                                         18.615
Purchase                                                                     772                                          18.62
Purchase                                                                     134                                         18.625
Purchase                                                                     591                                          18.64
Purchase                                                                   1,427                                         18.645
Purchase                                                                     194                                          18.65
Purchase                                                                   4,984                                         18.655
Purchase                                                                   2,451                                          18.66
Purchase                                                                   1,286                                         18.665
Purchase                                                                     167                                        18.6651
Purchase                                                                   1,512                                          18.67
Purchase                                                                     521                                         18.675
Purchase                                                                   3,449                                          18.68
Purchase                                                                   5,431                                         18.695
Purchase                                                                  10,738                                           18.7
Purchase                                                                   1,210                                          18.71
Purchase                                                                   1,306                                          18.72
Purchase                                                                   1,889                                          18.73
Purchase                                                                     781                                         18.735
Purchase                                                                     466                                          18.74
Purchase                                                                     312                                          18.75
Purchase                                                                     796                                          18.76
                                                                                  
Sale                                                                        -282                                          17.68
Sale                                                                      -3,258                                          17.71
Sale                                                                        -232                                         17.715
Sale                                                                        -715                                         17.725
Sale                                                                      -1,200                                          17.73
Sale                                                                        -167                                       17.73764
Sale                                                                        -171                                          17.79
Sale                                                                      -3,290                                         17.815
Sale                                                                        -241                                          17.82
Sale                                                                        -566                                         17.825
Sale                                                                        -140                                          17.83
Sale                                                                        -195                                          17.84
Sale                                                                        -139                                         17.875
Sale                                                                        -269                                         17.885
Sale                                                                        -278                                         17.895
Sale                                                                        -453                                           17.9
Sale                                                                        -538                                          17.91
Sale                                                                        -500                                         17.915
Sale                                                                        -156                                          17.92
Sale                                                                        -635                                         17.925
Sale                                                                      -1,877                                          17.93
Sale                                                                        -300                                          17.94
Sale                                                                        -504                                         17.945
Sale                                                                        -646                                          17.95
Sale                                                                        -278                                         17.955
Sale                                                                        -670                                          17.96
Sale                                                                      -1,398                                         17.965
Sale                                                                      -1,586                                         17.975
Sale                                                                        -139                                          17.98
Sale                                                                      -1,839                                         17.985
Sale                                                                      -2,779                                          17.99
Sale                                                                      -2,334                                         17.995
Sale                                                                      -5,587                                         18.005
Sale                                                                        -964                                          18.01
Sale                                                                      -4,780                                         18.015
Sale                                                                        -553                                          18.02
Sale                                                                         -93                                          18.03
Sale                                                                      -2,474                                          18.04
Sale                                                                      -1,236                                         18.045
Sale                                                                      -2,159                                          18.05
Sale                                                                        -276                                         18.055
Sale                                                                      -1,159                                          18.06
Sale                                                                        -405                                         18.065
Sale                                                                        -206                                          18.07
Sale                                                                        -142                                         18.075
Sale                                                                        -339                                          18.08
Sale                                                                        -111                                         18.085
Sale                                                                      -1,597                                          18.09
Sale                                                                      -1,410                                         18.095
Sale                                                                        -552                                           18.1
Sale                                                                      -1,201                                         18.105
Sale                                                                      -1,537                                          18.11
Sale                                                                        -724                                         18.115
Sale                                                                      -1,773                                          18.12
Sale                                                                      -1,709                                         18.125
Sale                                                                      -4,095                                          18.13
Sale                                                                      -3,779                                         18.135
Sale                                                                      -4,305                                          18.14
Sale                                                                      -1,000                                         18.145
Sale                                                                      -4,054                                          18.15
Sale                                                                      -2,794                                         18.154
Sale                                                                      -1,967                                         18.155
Sale                                                                      -3,467                                          18.16
Sale                                                                      -2,744                                         18.165
Sale                                                                      -2,606                                          18.17
Sale                                                                      -1,472                                         18.175
Sale                                                                      -2,711                                          18.18
Sale                                                                      -4,173                                         18.185
Sale                                                                        -481                                          18.19
Sale                                                                      -2,005                                         18.195
Sale                                                                      -4,162                                           18.2
Sale                                                                        -794                                         18.205
Sale                                                                      -4,109                                          18.21
Sale                                                                      -2,834                                         18.215
Sale                                                                      -2,664                                          18.22
Sale                                                                      -4,781                                         18.225
Sale                                                                      -1,596                                          18.23
Sale                                                                        -268                                       18.23479
Sale                                                                      -2,323                                         18.235
Sale                                                                      -2,880                                          18.24
Sale                                                                      -5,528                                         18.245
Sale                                                                      -2,915                                          18.25
Sale                                                                        -100                                       18.25403
Sale                                                                      -4,043                                         18.255
Sale                                                                      -2,367                                          18.26
Sale                                                                      -2,001                                         18.265
Sale                                                                      -3,016                                          18.27
Sale                                                                      -6,572                                         18.275
Sale                                                                      -5,199                                          18.28
Sale                                                                      -1,319                                         18.285
Sale                                                                      -4,946                                          18.29
Sale                                                                      -2,226                                         18.295
Sale                                                                      -7,733                                           18.3
Sale                                                                      -9,802                                         18.305
Sale                                                                      -6,333                                          18.31
Sale                                                                      -3,177                                         18.315
Sale                                                                        -672                                          18.32
Sale                                                                      -3,275                                         18.325
Sale                                                                        -336                                          18.33
Sale                                                                         -73                                         18.335
Sale                                                                      -2,909                                         18.345
Sale                                                                      -7,504                                          18.35
Sale                                                                      -7,417                                         18.355
Sale                                                                      -8,141                                          18.36
Sale                                                                      -1,562                                         18.365
Sale                                                                      -1,820                                          18.37
Sale                                                                      -5,150                                         18.375
Sale                                                                        -272                                       18.37621
Sale                                                                      -4,747                                          18.38
Sale                                                                        -271                                         18.385
Sale                                                                      -6,606                                           18.4
Sale                                                                      -2,701                                         18.405
Sale                                                                        -750                                          18.41
Sale                                                                        -135                                          18.42
Sale                                                                      -3,066                                          18.43
Sale                                                                      -1,574                                         18.435
Sale                                                                        -865                                         18.455
Sale                                                                         -13                                         18.465
Sale                                                                        -270                                          18.47
Sale                                                                      -2,605                                         18.505
Sale                                                                      -1,582                                          18.51
Sale                                                                        -404                                          18.52
Sale                                                                        -134                                         18.525
Sale                                                                        -500                                         18.565
Sale                                                                        -180                                         18.585
Sale                                                                        -134                                          18.59
Sale                                                                        -536                                         18.595
Sale                                                                        -412                                           18.6
Sale                                                                      -3,628                                         18.605
Sale                                                                      -1,593                                          18.61
Sale                                                                        -987                                         18.615
Sale                                                                      -1,826                                          18.62
Sale                                                                      -2,783                                         18.625
Sale                                                                        -340                                         18.635
Sale                                                                        -699                                          18.64
Sale                                                                        -804                                         18.645
Sale                                                                        -200                                       18.64696
Sale                                                                      -3,093                                          18.65
Sale                                                                      -6,254                                         18.655
Sale                                                                      -1,692                                          18.66
Sale                                                                        -747                                         18.665
Sale                                                                        -167                                        18.6651
Sale                                                                      -9,535                                          18.67
Sale                                                                        -340                                         18.675
Sale                                                                        -520                                          18.68
Sale                                                                        -133                                         18.685
Sale                                                                      -2,232                                          18.69
Sale                                                                        -600                                         18.695
Sale                                                                      -1,533                                         18.705
Sale                                                                      -3,002                                          18.71
Sale                                                                         -61                                         18.715
Sale                                                                        -399                                         18.725
Sale                                                                      -2,149                                         18.735
Sale                                                                      -1,762                                         18.745
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                         2,129   18.136975
CFD                      Long                                                           100   18.65865
CFD                      Short                                                        1,024   18.29
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry        Option money
e.g. call option         selling,           to which the option     price       American,        date          paid/received
                         purchasing,        relates (Note 7)                    European etc.                  per unit (Note
                         varying etc.                                                                          5)
Call                     Purchase           150                     15.0 USD    American         08/22/2009    0.9 USD
Call                     Sale               450                     10.0 USD    American         09/19/2009    5.3 USD
Call                     Sale               5450                    17.5 USD    American         08/22/2009    0.2 USD


(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (Note 5)

Purchase ADR                                                                  3,619                                    15.12375
Purchase ADR                                                                    400                                     15.1525
Purchase ADR                                                                  3,500                                    15.18829
Purchase ADR                                                                  2,424                                      15.209
Purchase ADR                                                                    600                                       15.21
Purchase ADR                                                                  1,900                                       15.25
Purchase ADR                                                                  2,300                                    15.27087
Purchase ADR                                                                    325                                       15.28
Sale ADR                                                                       -300                                       15.02
Sale ADR                                                                       -300                                    15.02667
Sale ADR                                                                       -200                                       15.03
Sale ADR                                                                       -200                                       15.03
Sale ADR                                                                       -500                                      15.032
Sale ADR                                                                     -1,588                                    15.06481
Sale ADR                                                                     -3,399                                      15.065
Sale ADR                                                                     -2,200                                    15.06545
Sale ADR                                                                     -4,600                                    15.12174
Sale ADR                                                                     -3,300                                     15.1497
Sale ADR                                                                     -1,900                                       15.22
Sale ADR                                                                       -200                                       15.22
Sale ADR                                                                       -100                                       15.42



4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        22 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or       Number of securities     Exercise price      Type, e.g.      Expiry date
e.g. call option       purchased        to which the option or   (Note 2)            American,
                                        derivative relates                           European etc.
Put                    Buy                     7,550                        15 USD   American                      09/19/2009
Call                   Sell                    5,200                      17.5 USD   American                      08/22/2009
Call                   Sell                    4,450                        15 USD   American                      09/19/2009
Call                   Sell                    3,350                        15 USD   American                      08/22/2009
Call                   Sell                    2,900                        10 USD   American                      09/19/2009
Put                    Buy                     2,750                        10 USD   American                      09/19/2009
Call                   Sell                    1,350                      17.5 USD   American                      09/19/2009
Put                    Buy                        450                     12.5 USD   American                      08/22/2009
Call                   Sell                       250                     12.5 USD   American                      08/22/2009
Call                   Sell                       200                     12.5 USD   American                      09/19/2009
Put                    Buy                        200                       15 USD   American                      08/22/2009
Call                   Buy                        150                       20 USD   American                      09/19/2009
Call                   Buy                        550                      7.5 USD   American                      09/19/2009
Put                    Sell                       650                     12.5 USD   American                      09/19/2009

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk





                                                                                                                        
                                                                                                                        
                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or       Number of securities     Exercise price      Type, e.g.      Expiry date
e.g. call option       purchased        to which the option or   (Note 2)            American,
                                        derivative relates                           European etc.
Put                    Buy                     7,550                        15 USD   American                      09/19/2009
Call                   Sell                    5,200                      17.5 USD   American                      08/22/2009
Call                   Sell                    4,450                        15 USD   American                      09/19/2009
Call                   Sell                    3,350                        15 USD   American                      08/22/2009
Call                   Sell                    2,900                        10 USD   American                      09/19/2009
Put                    Buy                     2,750                        10 USD   American                      09/19/2009
Call                   Sell                    1,350                      17.5 USD   American                      09/19/2009
Put                    Buy                        450                     12.5 USD   American                      08/22/2009
Call                   Sell                       250                     12.5 USD   American                      08/22/2009
Call                   Sell                       200                     12.5 USD   American                      09/19/2009
Put                    Buy                        200                       15 USD   American                      08/22/2009
Call                   Buy                        150                       20 USD   American                      09/19/2009
Call                   Buy                        550                      7.5 USD   American                      09/19/2009
Put                    Sell                       650                     12.5 USD   American                      09/19/2009

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






Contact Information

  • Citadel Europe LLP