Citadel Europe LLP
LSE : TTM

July 23, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     22 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                     11,201.5               0.00             7,225.5                0.00
    
(2) Derivatives (other than options)                           4,097               0.00             964,952                0.07
    
(3) Options and agreements to purchase/sell                    1,350               0.00              27,900                0.00
    
Total                                                       16,648.5               0.00         1,000,077.5                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     200  18.175
Purchase                                                                   1,263  18.185
Purchase                                                                     502  18.19
Purchase                                                                     274  18.195
Purchase                                                                     137  18.2
Purchase                                                                     137  18.21
Purchase                                                                     637  18.225
Purchase                                                                     274  18.23
Purchase                                                                     137  18.24
Purchase                                                                   3,611  18.25
Purchase                                                                   4,824  18.255
Purchase                                                                     410  18.26
Purchase                                                                     186  18.265
Purchase                                                                     890  18.27
Purchase                                                                     600  18.275
Purchase                                                                  10,365  18.28
Purchase                                                                   1,454  18.285
Purchase                                                                   1,047  18.29
Purchase                                                                   2,770  18.295
Purchase                                                                   2,261  18.3
Purchase                                                                     529  18.305
Purchase                                                                   1,523  18.31
Purchase                                                                   3,304  18.315
Purchase                                                                   1,364  18.32
Purchase                                                                   2,232  18.325
Purchase                                                                   3,465  18.33
Purchase                                                                   3,829  18.335
Purchase                                                                   6,495  18.34
Purchase                                                                   1,445  18.345
Purchase                                                                   4,903  18.35
Purchase                                                                   2,929  18.355
Purchase                                                                   5,541  18.36
Purchase                                                                   1,000  18.365
Purchase                                                                   1,816  18.37
Purchase                                                                   2,669  18.375
Purchase                                                                   1,551  18.38
Purchase                                                                   4,616  18.385
Purchase                                                                   6,499  18.39
Purchase                                                                      38  18.39041
Purchase                                                                   1,637  18.395
Purchase                                                                   7,555  18.4
Purchase                                                                   6,065  18.405
Purchase                                                                   6,574  18.41
Purchase                                                                   4,175  18.415
Purchase                                                                   4,456  18.42
Purchase                                                                   6,576  18.425
Purchase                                                                   5,826  18.43
Purchase                                                                   2,169  18.435
Purchase                                                                   7,074  18.44
Purchase                                                                   5,237  18.445
Purchase                                                                  16,885  18.45
Purchase                                                                     231  18.4501
Purchase                                                                   8,956  18.455
Purchase                                                                  13,152  18.46
Purchase                                                                   2,107  18.465
Purchase                                                                   2,844  18.47
Purchase                                                                   7,968  18.475
Purchase                                                                   8,785  18.48
Purchase                                                                   4,538  18.485
Purchase                                                                   2,509  18.49
Purchase                                                                     122  18.49254
Purchase                                                                   1,392  18.495
Purchase                                                                  11,283  18.5
Purchase                                                                   2,176  18.505
Purchase                                                                     675  18.51
Purchase                                                                     759  18.515
Purchase                                                                   1,782  18.52
Purchase                                                                     981  18.525
Purchase                                                                     996  18.53
Purchase                                                                     534  18.535
Purchase                                                                     151  18.54
Purchase                                                                     547  18.545
Purchase                                                                     985  18.55
Purchase                                                                     108  18.56
Purchase                                                                     472  18.57
Purchase                                                                     125  18.58
Purchase                                                                     858  18.595
Purchase                                                                   6,675  18.6
Purchase                                                                     578  18.605
Purchase                                                                     134  18.61
Sale                                                                        -805  18.175
Sale                                                                        -137  18.2
Sale                                                                        -274  18.21
Sale                                                                        -700  18.23
Sale                                                                        -499  18.235
Sale                                                                        -512  18.24
Sale                                                                      -1,259  18.245
Sale                                                                        -548  18.25
Sale                                                                        -897  18.26
Sale                                                                      -1,682  18.27
Sale                                                                      -6,265  18.275
Sale                                                                      -2,000  18.28
Sale                                                                      -1,274  18.285
Sale                                                                        -700  18.29
Sale                                                                        -400  18.295
Sale                                                                        -516  18.3
Sale                                                                        -345  18.305
Sale                                                                      -8,369  18.31
Sale                                                                      -1,177  18.315
Sale                                                                     -25,057  18.32
Sale                                                                      -2,229  18.325
Sale                                                                      -2,901  18.33
Sale                                                                      -3,581  18.335
Sale                                                                      -2,908  18.34
Sale                                                                      -2,098  18.345
Sale                                                                      -3,625  18.35
Sale                                                                      -5,238  18.355
Sale                                                                      -3,862  18.36
Sale                                                                        -781  18.365
Sale                                                                         -19  18.36983
Sale                                                                      -1,547  18.37
Sale                                                                      -1,975  18.375
Sale                                                                      -1,984  18.38
Sale                                                                        -650  18.385
Sale                                                                      -5,360  18.39
Sale                                                                      -3,242  18.395
Sale                                                                      -2,403  18.4
Sale                                                                      -5,113  18.405
Sale                                                                      -5,221  18.41
Sale                                                                      -7,491  18.415
Sale                                                                        -149  18.41996
Sale                                                                      -4,533  18.42
Sale                                                                      -3,787  18.425
Sale                                                                      -2,633  18.43
Sale                                                                      -3,004  18.435
Sale                                                                      -3,534  18.44
Sale                                                                      -2,795  18.445
Sale                                                                      -8,362  18.45
Sale                                                                        -231  18.4501
Sale                                                                      -4,838  18.455
Sale                                                                     -10,865  18.46
Sale                                                                      -9,011  18.465
Sale                                                                      -3,558  18.47
Sale                                                                      -4,650  18.475
Sale                                                                      -5,387  18.48
Sale                                                                      -8,971  18.485
Sale                                                                      -8,239  18.49
Sale                                                                      -5,735  18.495
Sale                                                                     -12,198  18.5
Sale                                                                      -5,046  18.505
Sale                                                                      -4,146  18.51
Sale                                                                      -2,238  18.515
Sale                                                                      -1,345  18.52
Sale                                                                        -962  18.525
Sale                                                                      -1,770  18.53
Sale                                                                        -482  18.535
Sale                                                                        -566  18.545
Sale                                                                        -268  18.55
Sale                                                                      -1,073  18.555
Sale                                                                        -268  18.56
Sale                                                                        -134  18.57
Sale                                                                        -134  18.575
Sale                                                                        -536  18.58
Sale                                                                        -980  18.59
Sale                                                                      -2,950  18.595
Sale                                                                        -536  18.6
Sale                                                                        -134  18.605
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                         9,624   18.323415
CFD                      Long                                                           700   18.480979
CFD                      Short                                                      -37,011   18.369075
CFD                      Short                                                      -17,937   18.448881
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry        Option money
e.g. call option         selling,           to which the option     price       American,        date          paid/received
                         purchasing,        relates (Note 7)                    European etc.                  per unit (Note
                         varying etc.                                                                          5)
Call Option              Purchase           750                     17.15       American         09/19/2009    0.45

Product name,       Writing,         Number of           Exercise    Type, e.g.   Expiry         Option money     Date of
e.g. call option    selling,         securities to       Price       American,    date           paid/received   dealing
                    purchasing,      which the option    All in      European                    per unit (Note
                    varying etc.     relates (Note 7)    USD         etc.                        5) All in USD
   Call option         Purchase            50.00            15        American     09/19/2009         1.15         06/22/2009
   Call option         Purchase            50.00            15        American     09/19/2009         1.2          06/22/2009
   Call option         Purchase            200.00           15        American     09/19/2009         1.2          06/22/2009
   Call option         Purchase            50.00            15        American     09/19/2009         1.15         06/22/2009
   Call option         Purchase            100.00          17.5       American     09/19/2009         0.45         06/23/2009
   Call option         Purchase            500.00          12.5       American     08/22/2009         1.45         07/07/2009
   Call option         Purchase            950.00          12.5       American     09/19/2009         1.6          07/08/2009
   Call option         Purchase           1,000.00          10        American     08/22/2009         2.6          07/08/2009
   Call option         Purchase            500.00           15        American     08/22/2009         0.79         07/14/2009
   Call option         Purchase            450.00           15        American     09/19/2009         1.05         07/14/2009
   Call option         Purchase            50.00           17.5       American     09/19/2009         0.5          07/15/2009
   Call option         Purchase            100.00           15        American     08/22/2009          1           07/15/2009
   Call option         Purchase            300.00           15        American     08/22/2009         0.9          07/16/2009
   Call option         Purchase            150.00           15        American     09/19/2009         1.04         07/16/2009
   Call option         Purchase            100.00           15        American     08/22/2009         0.95         07/17/2009
   Call option         Purchase            600.00          17.5       American     08/22/2009         0.16         07/17/2009
   Call option         Purchase            50.00            15        American     08/22/2009         0.9          07/17/2009
   Call option         Purchase            50.00           17.5       American     08/22/2009         0.2          07/17/2009
   Call option         Purchase            50.00           17.5       American     08/22/2009         0.2          07/17/2009
   Call option         Purchase            500.00           15        American     08/22/2009         0.85         07/17/2009
   Call option         Purchase            50.00            15        American     08/22/2009         0.85         07/20/2009
   Call option         Purchase            50.00           17.5       American     08/22/2009         0.15         07/20/2009
   Call option         Purchase           1,250.00          15        American     08/22/2009         0.9          07/20/2009
   Call option         Purchase            150.00           15        American     08/22/2009         0.95         07/20/2009
   Call option         Purchase            150.00           15        American     08/22/2009         0.85         07/20/2009
   Call option         Purchase            150.00           15        American     08/22/2009         0.85         07/20/2009
   Call option         Purchase            250.00           15        American     08/22/2009         0.85         07/20/2009
   Call option         Purchase            50.00            15        American     08/22/2009         0.85         07/20/2009
   Call option         Purchase            250.00           15        American     08/22/2009         0.85         07/20/2009
   Put option          Purchase           -450.00          12.5       American     09/19/2009         0.75         06/24/2009
   Put option          Purchase          -1,300.00          15        American     09/19/2009         1.75         06/24/2009
   Put option          Purchase           -450.00          12.5       American     08/22/2009         0.45         06/29/2009
   Put option          Purchase           -200.00           15        American     08/22/2009         1.3          07/01/2009
   Put option          Purchase           -100.00          12.5       American     09/19/2009         0.85         07/02/2009
   Put option          Purchase            -50.00           15        American     09/19/2009         2.31         07/09/2009
   Put option          Purchase           -150.00          12.5       American     09/19/2009         0.95         07/10/2009
   Put option          Purchase           -500.00          12.5       American     09/19/2009         0.85         07/13/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00           15        American     09/19/2009         1.85         07/14/2009
   Put option          Purchase           -500.00          12.5       American     09/19/2009         0.45         07/20/2009
   Call option           Sale             -150.00           15        American     09/19/2009         1.05         06/22/2009
   Call option           Sale             -450.00          12.5       American     09/19/2009         2.2          06/22/2009
   Call option           Sale             -100.00           15        American     09/19/2009         1.05         06/22/2009
   Call option           Sale            -2,500.00          15        American     09/19/2009         1.05         06/23/2009
   Call option           Sale              -50.00           15        American     08/22/2009         0.9          06/23/2009
   Call option           Sale             -500.00           15        American     09/19/2009         1.7          06/24/2009
   Call option           Sale             -250.00           15        American     08/22/2009         1.4          06/24/2009
   Call option           Sale            -1,000.00          10        American     08/22/2009         5.2          06/24/2009
   Call option           Sale            -1,000.00          15        American     08/22/2009         1.05         06/30/2009
   Call option           Sale            -1,000.00          15        American     08/22/2009         0.9          07/02/2009
   Call option           Sale             -100.00           15        American     08/22/2009         0.5          07/06/2009
   Call option           Sale             -450.00           15        American     08/22/2009         0.5          07/06/2009
   Call option           Sale             -250.00          17.5       American     09/19/2009         0.25         07/07/2009
   Call option           Sale             -750.00          12.5       American     08/22/2009         1.7          07/10/2009
   Call option           Sale             -500.00          17.5       American     08/22/2009         0.2          07/14/2009
   Call option           Sale             -250.00           15        American     08/22/2009         0.7          07/14/2009
   Call option           Sale             -200.00           15        American     09/19/2009         1.35         07/15/2009
   Call option           Sale             -150.00          12.5       American     09/19/2009         2.54         07/16/2009
   Call option           Sale             -300.00           15        American     09/19/2009         1.35         07/17/2009
   Call option           Sale             -600.00           15        American     08/22/2009         0.86         07/17/2009
   Call option           Sale            -3,650.00          15        American     08/22/2009         0.8          07/20/2009
   Put option            Sale              200.00          12.5       American     09/19/2009          1           06/22/2009
   Put option            Sale             2,500.00         12.5       American     09/19/2009         0.9          06/24/2009
   Put option            Sale             2,350.00         12.5       American     09/19/2009         0.75         06/25/2009
   Call option        Assignment           50.00            10        American     07/18/2009          10          07/17/2009
   Call option        Assignment          2,900.00         12.5       American     07/18/2009         12.5         07/17/2009
   Put option         Assignment         -1,400.00          15        American     07/18/2009          15          07/17/2009
   Call option        Expiration           250.00          17.5       American     07/18/2009          0           07/17/2009
   Call option        Expiration           650.00           15        American     07/18/2009          0           07/17/2009
   Put option         Expiration          2,650.00         12.5       American     07/18/2009          0           07/17/2009
   Put option         Expiration          -500.00           7.5       American     07/18/2009          0           07/17/2009


(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



Note: Below are details of Option Exercise previously omitted.


Product   name,   e.g.   call   Number of securities           Exercise  price per unit  (Note   Date of dealing
option                                                         5)
                                                               
Put option                      150                            17.5 USD                          07/16/2009
                                                               



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Purchase ADR                                                                 550.00  15.16
Purchase ADR                                                                 732.50  15.0301
Purchase ADR                                                                 938.00  0.45
Purchase ADR                                                               1,933.00  15.18549634
Purchase ADR                                                               2,600.00  15.34
Sell ADR                                                                  -1,700.00  15.13
Sell ADR                                                                  -1,050.00  15.1
Sell ADR                                                                    -750.00  15.35
Sell ADR                                                                    -562.50  15.24
Sell ADR                                                                    -195.50  15.18549634

Note: Below are details of ADRs previously omitted.

Nature of transaction (Note     Details                        Price per unit (if applicable)    Date of dealing
8)                                                             (Note 5)
                                                               All in USD
        Purchase ADR                         400                           13.530                          06/22/2009
        Purchase ADR                        2,200                          13.544                          06/22/2009
        Purchase ADR                        1,501                          13.674                          06/22/2009
        Purchase ADR                       24,105                          13.958                          06/22/2009
        Purchase ADR                       45,001                          13.991                          06/22/2009
        Purchase ADR                        3,900                          13.594                          06/23/2009
        Purchase ADR                         200                           13.610                          06/23/2009
        Purchase ADR                        6,587                          14.929                          06/24/2009
        Purchase ADR                        4,905                          14.720                          06/25/2009
        Purchase ADR                        9,130                          14.848                          06/26/2009
        Purchase ADR                        8,036                          14.897                          06/29/2009
        Purchase ADR                       12,400                          14.506                          06/30/2009
        Purchase ADR                        2,798                          15.004                          07/01/2009
        Purchase ADR                         800                           14.145                          07/02/2009
        Purchase ADR                        1,474                          13.320                          07/06/2009
        Purchase ADR                         700                           13.146                          07/07/2009
        Purchase ADR                        2,350                          12.606                          07/08/2009
        Purchase ADR                        2,700                          13.256                          07/09/2009
        Purchase ADR                        8,152                          13.437                          07/10/2009
        Purchase ADR                        1,600                          13.522                          07/13/2009
        Purchase ADR                        4,900                          14.250                          07/14/2009
        Purchase ADR                        4,488                          14.817                          07/15/2009
        Purchase ADR                        8,400                          14.868                          07/15/2009
        Purchase ADR                        9,926                          14.499                          07/16/2009
        Purchase ADR                        2,366                          14.849                          07/17/2009
        Purchase ADR                        2,216                          14.897                          07/20/2009
        Purchase ADR                        1,500                          14.991                          07/20/2009
          Sale ADR                         -5,209                          13.799                          06/22/2009
          Sale ADR                         -7,000                          13.703                          06/23/2009
          Sale ADR                          -100                           13.740                          06/23/2009
          Sale ADR                         -12,043                         13.787                          06/23/2009
          Sale ADR                         -3,300                          14.302                          06/24/2009
          Sale ADR                          -400                           14.400                          06/24/2009
          Sale ADR                         -17,285                         14.797                          06/24/2009
          Sale ADR                         -34,613                         14.986                          06/24/2009
          Sale ADR                         -2,000                          14.616                          06/25/2009
          Sale ADR                         -6,600                          14.708                          06/25/2009
          Sale ADR                         -2,250                          14.820                          06/26/2009
          Sale ADR                         -6,850                          14.934                          06/26/2009
          Sale ADR                         -3,600                          14.791                          06/29/2009
          Sale ADR                         -2,500                          14.800                          06/29/2009
          Sale ADR                         -3,425                          14.720                          06/30/2009
          Sale ADR                         -7,364                          15.035                          07/01/2009
          Sale ADR                           -25                           15.080                          07/01/2009
          Sale ADR                          -200                           14.190                          07/02/2009
          Sale ADR                         -2,935                          13.011                          07/08/2009
          Sale ADR                         -3,250                          13.260                          07/09/2009
          Sale ADR                         -2,900                          13.497                          07/10/2009
          Sale ADR                         -7,500                          13.647                          07/13/2009
          Sale ADR                         -7,790                          14.177                          07/14/2009
          Sale ADR                         -6,200                          14.565                          07/15/2009
          Sale ADR                         -4,933                          14.622                          07/15/2009
          Sale ADR                         -5,736                          14.521                          07/16/2009
          Sale ADR                          -700                           14.773                          07/17/2009
          Sale ADR                         -2,000                          14.987                          07/20/2009


4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        23 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or       Number of securities     Exercise price      Type, e.g.      Expiry date
e.g. call option       purchased        to which the option or   (Note 2)            American,
                                        derivative relates                           European etc.
Call                   Purchase                         750.00            17.5 USD   American                      09/19/2009

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






                                                            

Contact Information

  • Citadel Europe LLP