Citadel Europe LLP
LSE : TTM

July 24, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     23 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                     11,101.5               0.00               3,625                0.00
    
(2) Derivatives (other than options)                           3,897               0.00             968,959                0.07
    
(3) Options and agreements to purchase/sell                    2,550               0.00              26,950                0.00
    
Total                                                       17,548.5               0.00             999,534                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

                                                                             108  18.53437
Purchase


Purchase                                                                     133  18.54
Purchase                                                                     897  18.55
Purchase                                                                     529  18.56
Purchase                                                                       6  18.5725
Purchase                                                                     663  18.575
Purchase                                                                     123  18.585
Purchase                                                                   2,412  18.595
Purchase                                                                     519  18.6
Purchase                                                                     400  18.605
Purchase                                                                     216  18.61
Purchase                                                                   1,065  18.615
Purchase                                                                   2,415  18.62
Purchase                                                                   1,120  18.625
Purchase                                                                     939  18.63
Purchase                                                                   2,064  18.635
Purchase                                                                   1,668  18.64
Purchase                                                                     240  18.65
Purchase                                                                   2,318  18.655
Purchase                                                                   3,686  18.66
Purchase                                                                     905  18.665
Purchase                                                                   2,081  18.67
Purchase                                                                     865  18.675
Purchase                                                                     766  18.68
Purchase                                                                   3,132  18.685
Purchase                                                                   3,496  18.69
Purchase                                                                   1,525  18.695
Purchase                                                                  12,417  18.7
Purchase                                                                   6,250  18.705
Purchase                                                                   6,259  18.71
Purchase                                                                     933  18.715
Purchase                                                                   3,754  18.72
Purchase                                                                   3,682  18.725
Purchase                                                                   3,619  18.73
Purchase                                                                   3,786  18.735
Purchase                                                                   5,299  18.74
Purchase                                                                   3,798  18.745
Purchase                                                                   6,816  18.75
Purchase                                                                   2,804  18.755
Purchase                                                                   2,547  18.76
Purchase                                                                   2,098  18.765
Purchase                                                                   4,900  18.77
Purchase                                                                   1,208  18.775
Purchase                                                                     137  18.77695
Purchase                                                                   4,777  18.78
Purchase                                                                   3,365  18.785
Purchase                                                                   3,319  18.79
Purchase                                                                   4,488  18.795
Purchase                                                                     288  18.79562
Purchase                                                                   6,748  18.8
Purchase                                                                     209  18.80381
Purchase                                                                   2,547  18.805
Purchase                                                                   3,111  18.81
Purchase                                                                   1,315  18.815
Purchase                                                                   7,924  18.82
Purchase                                                                     165  18.825
Purchase                                                                     396  18.83
Purchase                                                                     132  18.835
Purchase                                                                     113  18.85
Purchase                                                                     132  18.855
Purchase                                                                     464  18.86
Purchase                                                                     396  18.87
Purchase                                                                     132  18.875
Purchase                                                                     264  18.885
Purchase                                                                     131  18.97
Purchase                                                                     131  18.975
Purchase                                                                     108  18.99
Purchase                                                                     131  18.995
Purchase                                                                     507  19
Purchase                                                                     131  19.005
Purchase                                                                     297  19.00567
Purchase                                                                     131  19.015
Purchase                                                                     131  19.05
Purchase                                                                     371  19.055
Purchase                                                                     131  19.06
Purchase                                                                     130  19.18
Purchase                                                                     260  19.2
Purchase                                                                     677  19.205
Purchase                                                                     260  19.215
Purchase                                                                     130  19.22
Purchase                                                                     950  19.22095263
Purchase                                                                     780  19.225
Purchase                                                                      50  19.22881
Purchase                                                                     258  19.235
Purchase                                                                     426  19.24
Purchase                                                                     329  19.245
Purchase                                                                     129  19.25
Purchase                                                                     516  19.255
Purchase                                                                     229  19.26
Purchase                                                                     258  19.265
Purchase                                                                   1,032  19.27
Purchase                                                                     258  19.275
Purchase                                                                     258  19.28
Purchase                                                                     597  19.285
Purchase                                                                     288  19.29
Purchase                                                                     258  19.295
Purchase                                                                   1,108  19.305
Purchase                                                                     387  19.31
Purchase                                                                     167  19.315
Purchase                                                                     154  19.3199
Purchase                                                                     258  19.32
Purchase                                                                     931  19.325
Purchase                                                                     188  19.335
Purchase                                                                     129  19.34
Purchase                                                                     874  19.345
Purchase                                                                     126  19.38
Purchase                                                                     128  19.405
Purchase                                                                     512  19.43
Sale                                                                        -495  18.54
Sale                                                                      -3,506  18.545
Sale                                                                      -2,152  18.55
Sale                                                                      -2,772  18.58
Sale                                                                        -268  18.585
Sale                                                                      -3,970  18.59
Sale                                                                      -2,843  18.595
Sale                                                                        -604  18.6
Sale                                                                        -253  18.605
Sale                                                                        -942  18.61
Sale                                                                      -3,587  18.615
Sale                                                                      -1,422  18.625
Sale                                                                        -675  18.63
Sale                                                                      -1,072  18.635
Sale                                                                      -1,365  18.64
Sale                                                                        -239  18.645
Sale                                                                      -2,825  18.65
Sale                                                                      -1,012  18.655
Sale                                                                      -1,371  18.66
Sale                                                                      -3,270  18.665
Sale                                                                      -4,921  18.67
Sale                                                                        -865  18.675
Sale                                                                      -4,862  18.68
Sale                                                                      -3,395  18.685
Sale                                                                      -6,817  18.69
Sale                                                                      -4,412  18.695
Sale                                                                      -3,154  18.7
Sale                                                                         -79  18.7025
Sale                                                                      -4,502  18.705
Sale                                                                      -2,626  18.71
Sale                                                                      -1,933  18.715
Sale                                                                      -4,112  18.72
Sale                                                                      -4,670  18.725
Sale                                                                      -1,620  18.73
Sale                                                                      -4,921  18.735
Sale                                                                      -2,140  18.74
Sale                                                                      -6,513  18.745
Sale                                                                      -3,325  18.75
Sale                                                                      -2,866  18.755
Sale                                                                      -2,539  18.76
Sale                                                                      -4,245  18.765
Sale                                                                      -6,441  18.77
Sale                                                                      -2,106  18.775
Sale                                                                      -3,471  18.78
Sale                                                                      -3,296  18.785
Sale                                                                      -6,206  18.79
Sale                                                                      -3,064  18.795
Sale                                                                      -2,140  18.8
Sale                                                                      -3,164  18.805
Sale                                                                        -132  18.81
Sale                                                                        -396  18.815
Sale                                                                      -1,391  18.82
Sale                                                                        -528  18.825
Sale                                                                        -774  18.83
Sale                                                                        -132  18.835
Sale                                                                        -464  18.84
Sale                                                                        -528  18.86
Sale                                                                        -393  18.945
Sale                                                                        -336  18.95
Sale                                                                        -131  18.96
Sale                                                                        -262  18.98
Sale                                                                        -262  18.985
Sale                                                                        -131  18.99
Sale                                                                        -126  19
Sale                                                                        -131  19.05
Sale                                                                        -131  19.055
Sale                                                                        -130  19.18
Sale                                                                        -130  19.185
Sale                                                                        -530  19.205
Sale                                                                        -100  19.21
Sale                                                                        -668  19.215
Sale                                                                      -1,454  19.22
Sale                                                                        -780  19.225
Sale                                                                        -970  19.23
Sale                                                                        -617  19.235
Sale                                                                        -387  19.245
Sale                                                                        -518  19.25
Sale                                                                        -129  19.255
Sale                                                                        -129  19.26
Sale                                                                      -1,163  19.27
Sale                                                                        -346  19.28
Sale                                                                        -645  19.285
Sale                                                                        -481  19.29
Sale                                                                        -791  19.295
Sale                                                                        -652  19.305
Sale                                                                        -774  19.31
Sale                                                                        -129  19.315
Sale                                                                        -154  19.3199
Sale                                                                        -387  19.32
Sale                                                                        -387  19.33
Sale                                                                        -358  19.335
Sale                                                                        -592  19.34
Sale                                                                        -387  19.345
Sale                                                                        -129  19.365
Sale                                                                        -129  19.37
Sale                                                                        -129  19.375
Sale                                                                        -199  19.4
Sale                                                                        -128  19.435
Sale                                                                        -384  19.45
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Short                                                        4,007   18.748093
CFD                      Short                                                          200   19.306875
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry        Option money
e.g. call option         selling,           to which the option     price       American,        date          paid/received
                         purchasing,        relates (Note 7)                    European etc.                  per unit (Note
                         varying etc.                                                                          5)
Put Option               Sell                                 250           10  American          09/19/2009                 0.1
Put Option               Purchase                            -100           15  American          12/19/2009                 0.5
Call Option              Purchase                             150         17.5  American          08/22/2009                 0.5
Call Option              Purchase                             100         17.5  American          09/19/2009                0.55
Call Option              Purchase                             100         17.5  American          09/19/2009                 0.6
Call Option              Purchase                             200         17.5  American          09/19/2009                 0.6
Call Option              Purchase                             750         17.5  American          09/19/2009                0.65
Call Option              Purchase                             200           15  American          09/19/2009                1.85
Call Option              Purchase                             500           15  American          09/19/2009                2.55

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Purchase ADR                                                                    400  15.68
Purchase ADR                                                                  3,000  15.697
Purchase ADR                                                                    300  15.75
Purchase ADR                                                                    300  15.75333333
Purchase ADR                                                                    300  15.76666667
Purchase ADR                                                                  1,600  15.779375
Purchase ADR                                                                    300  15.84
Purchase ADR                                                                  1,900  15.85842105
Purchase ADR                                                                  3,761  15.86345653
Purchase ADR                                                                    800  15.87
Purchase ADR                                                                    200  15.88
Purchase ADR                                                                  4,900  15.95979592
Purchase ADR                                                                  2,099  15.96378752
Sell ADR                                                                     -3,789  15.75005278
Sell ADR                                                                     -4,100  15.83560976
Sell ADR                                                                     -3,016  15.86911141
Sell ADR                                                                     -2,100  15.87857143
Sell ADR                                                                       -700  15.88
Sell ADR                                                                       -700  15.9
Sell ADR                                                                       -300  15.91
Sell ADR                                                                     -3,000  15.912
Sell ADR                                                                       -400  15.98

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        24 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or       Number of securities     Exercise price      Type, e.g.      Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                        derivative relates                           European etc.
Put Option             Purchase                         -7,550                  15   American                      09/19/2009
Call Option            Purchase                         -5,200                17.5   American                      08/22/2009
Call Option            Purchase                         -4,250                  15   American                      09/19/2009
Call Option            Purchase                         -3,350                  15   American                      08/22/2009
Call Option            Purchase                         -2,900                  10   American                      09/19/2009
Put Option             Purchase                         -2,500                  10   American                      09/19/2009
Put Option             Purchase                           -450                12.5   American                      08/22/2009
Put Option             Purchase                           -300                  15   American                      08/22/2009
Call Option            Purchase                           -250                12.5   American                      08/22/2009
Call Option            Purchase                           -200                12.5   American                      09/19/2009
Call Option            Purchase                            150                  20   American                      09/19/2009
Call Option            Purchase                            500                  15   American                      12/19/2009
Call Option            Purchase                            550                 7.5   American                      09/19/2009
Put Option             Purchase                            650                12.5   American                      09/19/2009
Call Option            Purchase                            700                17.5   American                      09/19/2009

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






                                                            

Contact Information

  • Citadel Europe LLP