Citadel Europe LLP
LSE : TTM

July 27, 2009 10:26 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     24 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       14,444               0.00               8,138                0.00
    
(2) Derivatives (other than options)                           1,600               0.00             967,442                0.07
    
(3) Options and agreements to purchase/sell                    1,850               0.00              36,400                0.00
    
Total                                                         17,894               0.00           1,011,980                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

                                                                              23                                        19.1072
Purchase


Purchase                                                                      29                                       19.22163
Purchase                                                                      50                                       19.27693
Purchase                                                                      67                                         19.285
Purchase                                                                      79                                       19.28331
Purchase                                                                     100                                        19.1551
Purchase                                                                     108                                       19.25979
Purchase                                                                     127                                       19.32172
Purchase                                                                     159                                       19.13005
Purchase                                                                     205                                          18.98
Purchase                                                                     221                                         19.005
Purchase                                                                     256                                          19.38
Purchase                                                                     258                                         19.375
Purchase                                                                     334                                         18.955
Purchase                                                                     474                                          19.37
Purchase                                                                     500                                             19
Purchase                                                                     500                                        19.1022
Purchase                                                                     558                                          19.35
Purchase                                                                     619                                         18.995
Purchase                                                                     782                                         19.295
Purchase                                                                     945                                         19.315
Purchase                                                                     999                                          19.28
Purchase                                                                   1,156                                          18.97
Purchase                                                                   1,178                                         19.255
Purchase                                                                   1,232                                         19.265
Purchase                                                                   1,356                                         19.015
Purchase                                                                   1,740                                         19.305
Purchase                                                                   1,785                                         19.245
Purchase                                                                   1,860                                           19.3
Purchase                                                                   1,913                                          19.26
Purchase                                                                   1,984                                          19.03
Purchase                                                                   2,081                                         19.365
Purchase                                                                   2,186                                          19.31
Purchase                                                                   2,204                                         19.185
Purchase                                                                   2,205                                         19.035
Purchase                                                                   2,241                                          19.33
Purchase                                                                   2,339                                          19.02
Purchase                                                                   2,401                                          19.29
Purchase                                                                   2,569                                         19.095
Purchase                                                                   2,620                                         19.335
Purchase                                                                   2,858                                         19.345
Purchase                                                                   2,907                                         19.105
Purchase                                                                   3,003                                          19.01
Purchase                                                                   3,158                                          19.32
Purchase                                                                   3,241                                         19.055
Purchase                                                                   3,594                                         19.195
Purchase                                                                   3,621                                          19.08
Purchase                                                                   3,692                                          19.07
Purchase                                                                   3,921                                          19.34
Purchase                                                                   3,930                                          19.04
Purchase                                                                   4,049                                         19.275
Purchase                                                                   4,159                                         19.025
Purchase                                                                   4,281                                         19.215
Purchase                                                                   4,295                                         19.115
Purchase                                                                   4,442                                         19.165
Purchase                                                                   4,652                                          19.17
Purchase                                                                   4,711                                         19.175
Purchase                                                                   4,813                                         19.085
Purchase                                                                   4,979                                          19.22
Purchase                                                                   5,062                                         19.235
Purchase                                                                   5,069                                          19.23
Purchase                                                                   5,138                                          19.24
Purchase                                                                   5,251                                          19.05
Purchase                                                                   5,686                                          19.21
Purchase                                                                   5,695                                         19.355
Purchase                                                                   5,860                                          19.25
Purchase                                                                   6,110                                          19.19
Purchase                                                                   6,372                                         19.205
Purchase                                                                   6,453                                          19.11
Purchase                                                                   6,810                                         19.075
Purchase                                                                   6,921                                         19.065
Purchase                                                                   7,308                                          19.12
Purchase                                                                   7,676                                         19.045
Purchase                                                                   9,374                                          19.16
Purchase                                                                   9,506                                          19.09
Purchase                                                                   9,795                                         19.135
Purchase                                                                   9,806                                         19.325
Purchase                                                                   9,844                                         19.125
Purchase                                                                  10,150                                          19.14
Purchase                                                                  10,806                                          19.06
Purchase                                                                  10,866                                         19.145
Purchase                                                                  10,920                                           19.1
Purchase                                                                  11,040                                         19.225
Purchase                                                                  11,343                                           19.2
Purchase                                                                  14,578                                         19.155
Purchase                                                                  15,752                                          19.15
Purchase                                                                  16,944                                          19.18
Purchase                                                                  17,761                                          19.13
Sale                                                                      -4,682                                             19
Sale                                                                      -2,317                                         19.005
Sale                                                                      -2,500                                          19.01
Sale                                                                        -562                                          19.02
Sale                                                                      -3,682                                         19.025
Sale                                                                      -3,883                                          19.03
Sale                                                                        -188                                         19.035
Sale                                                                      -3,322                                          19.04
Sale                                                                      -3,082                                         19.045
Sale                                                                      -2,472                                          19.05
Sale                                                                      -8,718                                         19.055
Sale                                                                        -389                                       19.05619
Sale                                                                      -3,026                                          19.06
Sale                                                                      -5,707                                         19.065
Sale                                                                     -12,940                                          19.07
Sale                                                                      -6,740                                         19.075
Sale                                                                      -7,737                                          19.08
Sale                                                                      -7,013                                         19.085
Sale                                                                      -9,742                                          19.09
Sale                                                                      -5,030                                         19.095
Sale                                                                      -5,455                                           19.1
Sale                                                                     -11,653                                         19.105
Sale                                                                      -4,947                                          19.11
Sale                                                                      -6,793                                         19.115
Sale                                                                      -9,201                                          19.12
Sale                                                                      -3,907                                         19.125
Sale                                                                      -6,139                                          19.13
Sale                                                                      -2,635                                         19.135
Sale                                                                     -12,320                                          19.14
Sale                                                                      -7,023                                         19.145
Sale                                                                     -23,214                                          19.15
Sale                                                                     -12,311                                         19.155
Sale                                                                     -13,526                                          19.16
Sale                                                                     -11,703                                         19.165
Sale                                                                      -8,134                                          19.17
Sale                                                                      -4,250                                         19.175
Sale                                                                     -16,664                                          19.18
Sale                                                                      -9,481                                         19.185
Sale                                                                     -12,551                                          19.19
Sale                                                                      -3,179                                         19.195
Sale                                                                      -8,956                                           19.2
Sale                                                                      -2,484                                         19.205
Sale                                                                      -2,946                                          19.21
Sale                                                                      -2,369                                         19.215
Sale                                                                      -3,786                                          19.22
Sale                                                                      -1,681                                         19.225
Sale                                                                      -8,152                                          19.23
Sale                                                                      -1,616                                         19.235
Sale                                                                      -5,105                                          19.24
Sale                                                                        -772                                         19.245
Sale                                                                     -10,019                                          19.25
Sale                                                                      -2,731                                         19.255
Sale                                                                      -3,097                                          19.26
Sale                                                                      -4,432                                         19.265
Sale                                                                      -1,032                                          19.27
Sale                                                                         -50                                       19.27325
Sale                                                                      -1,874                                         19.275
Sale                                                                         -50                                       19.27693
Sale                                                                         -79                                       19.27807
Sale                                                                      -1,453                                          19.28
Sale                                                                        -989                                         19.285
Sale                                                                      -7,095                                          19.29
Sale                                                                      -1,731                                         19.295
Sale                                                                        -798                                           19.3
Sale                                                                        -819                                         19.305
Sale                                                                        -776                                          19.31
Sale                                                                        -129                                         19.315
Sale                                                                        -859                                          19.32
Sale                                                                      -4,238                                         19.325
Sale                                                                        -754                                          19.33
Sale                                                                      -2,369                                         19.335
Sale                                                                      -3,988                                          19.34
Sale                                                                      -2,414                                         19.345
Sale                                                                      -1,077                                          19.35
Sale                                                                      -2,488                                         19.355
Sale                                                                        -779                                         19.365
Sale                                                                        -864                                          19.38
Sale                                                                        -512                                         19.385
Sale                                                                        -383                                         19.395
Sale                                                                      -5,364                                           19.4
Sale                                                                        -128                                         19.405
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                           200                             19.1325
CFD                      Short                                                         -980                            19.10733
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry        Option money
e.g. call option         selling,           to which the option     price       American,        date          paid/received
                         purchasing,        relates (Note 7)                    European etc.                  per unit (Note
                         varying etc.                                                                          5)
 Call Option             Sell                               -2000         17.5  American          08/22/2009                0.25
 Call Option             Sell                                -650         17.5  American          08/22/2009                0.25
 Call Option             Sell                               -1400           15  American          08/22/2009                 1.3
 Call Option             Sell                               -2500         17.5  American          09/19/2009                 0.6
 Call Option             Sell                               -1250         17.5  American          08/22/2009                0.25
 Call Option             Sell                               -1250         17.5  American          08/22/2009                0.25
 Put Option              Purchase                            -250           15  American          09/19/2009                 0.9
 Call Option             Purchase                             250         17.5  American          09/19/2009                 0.6
 Put Option              Purchase                           -1000           15  American          08/22/2009                 0.5
 Put Option              Purchase                            -100           15  American          08/22/2009                0.55

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Purchase ADR                                                                   4000                                      15.713
Purchase ADR                                                                    100                                       15.72
Purchase ADR                                                                    400                                      15.725
Purchase ADR                                                                   5600                                    15.73125
Purchase ADR                                                                   1700                                 15.74117647
Purchase ADR                                                                    200                                       15.75
Purchase ADR                                                                    600                                       15.76
Purchase ADR                                                                    200                                      15.815
Purchase ADR                                                                    200                                      15.815
Purchase ADR                                                                    200                                      15.815
Sell ADR                                                                      -4599                                 15.66609045
Sell ADR                                                                      -6893                                 15.70128536
Sell ADR                                                                       -900                                 15.71888889
Sell ADR                                                                      -3061                                 15.71985626
Sell ADR                                                                       -700                                 15.72714286
                                                                                     
                                                                                     
                                                                                     
                                                                                     
                                                                                     
                                                                                     
                                                                                     

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        27 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or       Number of securities     Exercise price      Type, e.g.      Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                        derivative relates                           European etc.
Call Option            Purchase                        -10,350                17.5   American                      08/22/2009
Put Option             Purchase                         -7,800                  15   American                      09/19/2009
Call Option            Purchase                         -4,750                  15   American                      08/22/2009
Call Option            Purchase                         -4,250                  15   American                      09/19/2009
Call Option            Purchase                         -2,900                  10   American                      09/19/2009
Put Option             Purchase                         -2,500                  10   American                      09/19/2009
Call Option            Purchase                         -1,550                17.5   American                      09/19/2009
Put Option             Purchase                         -1,400                  15   American                      08/22/2009
Put Option             Purchase                           -450                12.5   American                      08/22/2009
Call Option            Purchase                           -250                12.5   American                      08/22/2009
Call Option            Purchase                           -200                12.5   American                      09/19/2009
Call Option            Purchase                            150                  20   American                      09/19/2009
Call Option            Purchase                            500                  15   American                      12/19/2009
Call Option            Purchase                            550                 7.5   American                      09/19/2009
Put Option             Purchase                            650                12.5   American                      09/19/2009

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






                                                            

Contact Information

  • Citadel Europe LLP