Citadel Europe LLP
LSE : TTM

July 28, 2009 10:20 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     27 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       14,202               0.00               6,013                0.00
    
(2) Derivatives (other than options)                               0               0.00             970,022                0.07
    
(3) Options and agreements to purchase/sell                    1,850               0.00              36,450                0.00
    
Total                                                         16,052               0.00           1,012,485                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

                                                                             132                                         18.875
Purchase


Purchase                                                                     132                                          18.89
Purchase                                                                     264                                           18.9
Purchase                                                                     264                                         18.905
Purchase                                                                   1,056                                          18.92
Purchase                                                                     264                                         18.925
Purchase                                                                     528                                         18.935
Purchase                                                                     262                                          18.94
Purchase                                                                     131                                         18.945
Purchase                                                                     655                                          18.95
Purchase                                                                     262                                         18.955
Purchase                                                                     393                                          18.97
Purchase                                                                     496                                             19
Purchase                                                                     588                                         19.015
Purchase                                                                      50                                          19.02
Purchase                                                                     131                                         19.035
Purchase                                                                     393                                          19.04
Purchase                                                                   1,040                                         19.045
Purchase                                                                     348                                          19.05
Purchase                                                                   1,048                                         19.055
Purchase                                                                     603                                          19.07
Purchase                                                                     655                                         19.075
Purchase                                                                     500                                          19.08
Purchase                                                                     270                                         19.085
Purchase                                                                   1,793                                          19.09
Purchase                                                                   4,234                                         19.095
Purchase                                                                   6,365                                           19.1
Purchase                                                                     711                                         19.105
Purchase                                                                   2,795                                          19.11
Purchase                                                                   3,211                                         19.115
Purchase                                                                   7,725                                          19.12
Purchase                                                                   7,136                                         19.125
Purchase                                                                   5,224                                          19.13
Purchase                                                                     597                                         19.135
Purchase                                                                   3,808                                          19.14
Purchase                                                                     260                                         19.145
Purchase                                                                   3,658                                          19.15
Purchase                                                                   1,240                                         19.155
Purchase                                                                   1,333                                          19.16
Purchase                                                                   1,926                                         19.165
Purchase                                                                     239                                        19.1673
Purchase                                                                   3,727                                          19.17
Purchase                                                                   1,040                                         19.175
Purchase                                                                   4,854                                          19.18
Purchase                                                                     130                                         19.185
Purchase                                                                     555                                          19.19
Purchase                                                                     130                                         19.195
Purchase                                                                     670                                           19.2
Purchase                                                                   3,313                                         19.205
Purchase                                                                     248                                          19.21
Purchase                                                                   1,216                                         19.215
Purchase                                                                     260                                          19.22
Purchase                                                                     785                                         19.225
Purchase                                                                   8,312                                          19.23
Purchase                                                                     750                                         19.235
Purchase                                                                     552                                          19.24
Purchase                                                                     180                                         19.245
Purchase                                                                     596                                          19.25
Purchase                                                                   9,697                                         19.255
Purchase                                                                     641                                          19.26
Purchase                                                                     100                                         19.265
Purchase                                                                     672                                          19.27
Purchase                                                                     924                                         19.275
Purchase                                                                   1,337                                         19.285
Purchase                                                                   1,419                                          19.29
Purchase                                                                     311                                         19.295
Purchase                                                                     558                                           19.3
Purchase                                                                   1,191                                          19.31
Purchase                                                                     141                                         19.315
Purchase                                                                     788                                         19.325
Purchase                                                                     802                                          19.33
Purchase                                                                     392                                         19.335
Purchase                                                                     516                                          19.34
Purchase                                                                   3,460                                         19.345
Purchase                                                                     425                                          19.35
Purchase                                                                     258                                         19.355
Purchase                                                                     387                                          19.36
Purchase                                                                     709                                         19.365
Purchase                                                                     520                                          19.37
Purchase                                                                   1,313                                         19.375
Purchase                                                                     653                                          19.38
Purchase                                                                   1,657                                         19.385
Purchase                                                                   1,579                                          19.39
Purchase                                                                   1,253                                         19.395
Purchase                                                                   3,400                                           19.4
Purchase                                                                   1,948                                         19.405
Purchase                                                                     128                                          19.41
Purchase                                                                     656                                         19.415
Purchase                                                                   3,125                                          19.42
Purchase                                                                   1,752                                         19.425
Purchase                                                                   2,194                                          19.43
Purchase                                                                   2,623                                         19.435
Purchase                                                                   4,622                                          19.44
Purchase                                                                   1,264                                         19.445
Purchase                                                                   5,895                                          19.45
Purchase                                                                   1,024                                         19.455
Purchase                                                                   4,660                                          19.46
Purchase                                                                   3,300                                         19.465
Purchase                                                                   3,874                                          19.47
Purchase                                                                   3,798                                          19.48
Purchase                                                                  12,406                                         19.485
Purchase                                                                     500                                          19.49
Purchase                                                                   1,994                                         19.495
Purchase                                                                   2,633                                           19.5
Purchase                                                                   2,437                                          19.51
Purchase                                                                      66                                         19.515
Purchase                                                                     198                                          19.52
Purchase                                                                     656                                          19.53
Purchase                                                                     200                                       19.53154
Purchase                                                                     270                                       19.53255
Purchase                                                                     127                                         19.545
Sale                                                                        -543                                         18.895
Sale                                                                        -132                                           18.9
Sale                                                                        -777                                          18.92
Sale                                                                      -1,056                                         18.925
Sale                                                                        -253                                          18.93
Sale                                                                        -132                                         18.935
Sale                                                                        -332                                          18.94
Sale                                                                        -214                                          18.95
Sale                                                                        -262                                         18.955
Sale                                                                        -262                                          18.98
Sale                                                                        -262                                         19.005
Sale                                                                        -638                                          19.01
Sale                                                                        -813                                         19.015
Sale                                                                        -200                                         19.025
Sale                                                                         -93                                          19.03
Sale                                                                      -1,391                                         19.035
Sale                                                                        -176                                          19.04
Sale                                                                        -786                                         19.045
Sale                                                                        -138                                          19.05
Sale                                                                      -1,506                                         19.055
Sale                                                                      -1,144                                          19.06
Sale                                                                      -3,626                                         19.065
Sale                                                                        -366                                          19.07
Sale                                                                      -2,666                                         19.075
Sale                                                                      -5,966                                          19.08
Sale                                                                        -524                                         19.085
Sale                                                                      -4,705                                          19.09
Sale                                                                        -941                                         19.095
Sale                                                                      -2,847                                           19.1
Sale                                                                      -2,229                                         19.105
Sale                                                                      -8,206                                          19.11
Sale                                                                      -2,700                                         19.115
Sale                                                                      -5,294                                          19.12
Sale                                                                      -4,188                                         19.125
Sale                                                                      -3,642                                          19.13
Sale                                                                        -618                                         19.135
Sale                                                                      -2,968                                          19.14
Sale                                                                        -300                                         19.145
Sale                                                                      -2,041                                          19.15
Sale                                                                      -2,924                                         19.155
Sale                                                                        -337                                          19.16
Sale                                                                      -1,966                                         19.165
Sale                                                                        -239                                        19.1673
Sale                                                                        -551                                          19.17
Sale                                                                        -949                                         19.175
Sale                                                                      -3,696                                          19.18
Sale                                                                        -712                                         19.185
Sale                                                                      -1,103                                          19.19
Sale                                                                        -661                                         19.195
Sale                                                                      -1,256                                         19.205
Sale                                                                        -230                                          19.21
Sale                                                                        -260                                         19.215
Sale                                                                        -307                                          19.22
Sale                                                                      -1,218                                         19.225
Sale                                                                        -715                                          19.23
Sale                                                                        -368                                         19.235
Sale                                                                        -128                                          19.24
Sale                                                                      -3,057                                         19.245
Sale                                                                      -2,379                                          19.25
Sale                                                                      -2,598                                         19.255
Sale                                                                      -1,758                                          19.26
Sale                                                                      -3,796                                         19.265
Sale                                                                      -2,096                                          19.27
Sale                                                                      -3,049                                         19.275
Sale                                                                      -1,336                                          19.28
Sale                                                                      -2,106                                         19.285
Sale                                                                        -516                                         19.295
Sale                                                                        -516                                         19.305
Sale                                                                      -1,200                                          19.31
Sale                                                                         -43                                         19.315
Sale                                                                        -541                                         19.325
Sale                                                                        -516                                          19.33
Sale                                                                      -2,353                                         19.335
Sale                                                                        -289                                          19.34
Sale                                                                      -1,203                                         19.345
Sale                                                                        -258                                          19.35
Sale                                                                        -388                                         19.355
Sale                                                                        -558                                          19.36
Sale                                                                        -929                                         19.365
Sale                                                                      -3,109                                          19.37
Sale                                                                      -7,433                                         19.375
Sale                                                                      -1,882                                          19.38
Sale                                                                        -153                                        19.3849
Sale                                                                      -2,356                                         19.385
Sale                                                                      -1,797                                          19.39
Sale                                                                        -416                                         19.395
Sale                                                                      -4,701                                           19.4
Sale                                                                        -267                                         19.405
Sale                                                                      -1,111                                          19.41
Sale                                                                        -515                                         19.415
Sale                                                                      -4,289                                          19.42
Sale                                                                      -3,511                                         19.425
Sale                                                                     -13,914                                          19.43
Sale                                                                      -5,547                                         19.435
Sale                                                                      -1,754                                          19.44
Sale                                                                      -1,935                                         19.445
Sale                                                                      -1,469                                          19.45
Sale                                                                      -1,775                                         19.455
Sale                                                                      -1,630                                          19.46
Sale                                                                        -384                                         19.465
Sale                                                                      -3,368                                          19.47
Sale                                                                      -2,614                                         19.475
Sale                                                                        -887                                          19.48
Sale                                                                        -128                                         19.485
Sale                                                                      -3,023                                          19.49
Sale                                                                        -256                                         19.495
Sale                                                                        -128                                           19.5
Sale                                                                        -128                                          19.51
Sale                                                                      -3,249                                         19.515
Sale                                                                        -128                                          19.52
Sale                                                                        -709                                         19.535
Sale                                                                      -1,111                                          19.54
Sale                                                                        -800                                         19.545
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Short                                                       -1,600                            19.01386
CFD                      Short                                                       -2,580                             19.3785
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry        Option money
e.g. call option         selling,           to which the option     price       American,        date          paid/received
                         purchasing,        relates (Note 7)                    European etc.                  per unit (Note
                         varying etc.                                                                          5)
 Put Option              Purchase                             -50           15  American          08/22/2009                0.50

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Purchase ADR                                                                   7100                                 15.77957746
Purchase ADR                                                                   1000                                      15.784
Purchase ADR                                                                   3000                                 15.82066667
Purchase ADR                                                                   3200                                  15.8328125
Purchase ADR                                                                   1000                                       15.84
Purchase ADR                                                                    378                                       15.85
Purchase ADR                                                                   1500                                      15.854
Purchase ADR                                                                    500                                      15.872
Purchase ADR                                                                    100                                       15.88
Sell ADR                                                                      -1063                                 15.72069614
Sell ADR                                                                       -800                                    15.76375
Sell ADR                                                                      -2699                                 15.80404224
Sell ADR                                                                      -3147                                 15.81667302
Sell ADR                                                                      -1000                                      15.842
                                                                                     
                                                                                     
                                                                                     
                                                                                     
                                                                                     
                                                                                     
                                                                                     

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        28 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or       Number of securities     Exercise price      Type, e.g.      Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                        derivative relates                           European etc.
Call Option            Purchase                        -10,350                17.5   American                      08/22/2009
Put Option             Purchase                         -7,800                  15   American                      09/19/2009
Call Option            Purchase                         -4,750                  15   American                      08/22/2009
Call Option            Purchase                         -4,250                  15   American                      09/19/2009
Call Option            Purchase                         -2,900                  10   American                      09/19/2009
Put Option             Purchase                         -2,500                  10   American                      09/19/2009
Call Option            Purchase                         -1,550                17.5   American                      09/19/2009
Put Option             Purchase                         -1,450                  15   American                      08/22/2009
Put Option             Purchase                           -450                12.5   American                      08/22/2009
Call Option            Purchase                           -250                12.5   American                      08/22/2009
Call Option            Purchase                           -200                12.5   American                      09/19/2009
Call Option            Purchase                            150                  20   American                      09/19/2009
Call Option            Purchase                            500                  15   American                      12/19/2009
Call Option            Purchase                            550                 7.5   American                      09/19/2009
Put Option             Purchase                            650                12.5   American                      09/19/2009

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






                                                            

Contact Information

  • Citadel Europe LLP