Citadel Europe LLP
LSE : TTM

July 29, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     28 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       19,297               0.00                   0                0.00
    
(2) Derivatives (other than options)                               0               0.00             964,673                0.07
    
(3) Options and agreements to purchase/sell                    1,750               0.00              39,250                0.00
    
Total                                                         21,047               0.00           1,003,923                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                   2,724  18.355
Purchase                                                                     135  18.395
Purchase                                                                     135  18.4
Purchase                                                                     372  18.405
Purchase                                                                   1,586  18.41
Purchase                                                                   1,711  18.415
Purchase                                                                     102  18.42
Purchase                                                                   3,072  18.43
Purchase                                                                     918  18.435
Purchase                                                                   2,544  18.44
Purchase                                                                     135  18.445
Purchase                                                                   2,670  18.45
Purchase                                                                     381  18.455
Purchase                                                                   4,006  18.46
Purchase                                                                   2,951  18.465
Purchase                                                                   5,446  18.47
Purchase                                                                   2,672  18.475
Purchase                                                                     405  18.48
Purchase                                                                     135  18.49
Purchase                                                                     540  18.505
Purchase                                                                   2,532  18.51
Purchase                                                                     438  18.52
Purchase                                                                   2,666  18.525
Purchase                                                                   2,349  18.53
Purchase                                                                   1,381  18.535
Purchase                                                                   2,157  18.54
Purchase                                                                   8,911  18.545
Purchase                                                                   1,743  18.55
Purchase                                                                   2,420  18.555
Purchase                                                                   3,943  18.56
Purchase                                                                   6,120  18.565
Purchase                                                                   4,002  18.57
Purchase                                                                   5,267  18.575
Purchase                                                                  10,474  18.58
Purchase                                                                   4,853  18.585
Purchase                                                                   6,822  18.59
Purchase                                                                   8,681  18.595
Purchase                                                                   6,165  18.6
Purchase                                                                   1,535  18.605
Purchase                                                                   6,199  18.61
Purchase                                                                     774  18.615
Purchase                                                                   4,790  18.62
Purchase                                                                   2,579  18.625
Purchase                                                                   1,110  18.63
Purchase                                                                   1,085  18.635
Purchase                                                                   2,772  18.64
Purchase                                                                   2,381  18.645
Purchase                                                                   6,498  18.65
Purchase                                                                   4,921  18.655
Purchase                                                                   1,372  18.66
Purchase                                                                   8,272  18.665
Purchase                                                                  11,123  18.67
Purchase                                                                   3,967  18.675
Purchase                                                                   7,257  18.68
Purchase                                                                   1,292  18.685
Purchase                                                                   7,433  18.69
Purchase                                                                   5,100  18.695
Purchase                                                                   7,792  18.7
Purchase                                                                   2,119  18.705
Purchase                                                                   2,261  18.71
Purchase                                                                   1,067  18.715
Purchase                                                                     605  18.72
Purchase                                                                   3,090  18.725
Purchase                                                                     299  18.72814
Purchase                                                                   8,991  18.73
Purchase                                                                   3,194  18.735
Purchase                                                                   1,094  18.74
Purchase                                                                   2,185  18.745
Purchase                                                                     695  18.75
Purchase                                                                     621  18.755
Purchase                                                                   1,823  18.76
Purchase                                                                     616  18.765
Purchase                                                                   2,941  18.78
Purchase                                                                   2,250  18.785
Purchase                                                                      78  18.79
Purchase                                                                     111  18.795
Purchase                                                                   4,867  18.8
Purchase                                                                   1,398  18.805
Purchase                                                                   3,206  18.81
Purchase                                                                      83  18.81175
Purchase                                                                   2,045  18.815
Purchase                                                                   1,392  18.82
Purchase                                                                   1,107  18.85
Purchase                                                                     300  18.855
Purchase                                                                     378  18.86
Purchase                                                                     238  18.865
Purchase                                                                     763  18.87
Purchase                                                                   2,260  18.88
Purchase                                                                   1,460  18.885
Purchase                                                                   2,900  18.89
Purchase                                                                     132  18.895
Purchase                                                                   8,832  18.9
Purchase                                                                     528  18.905
Purchase                                                                     132  18.93
Purchase                                                                     785  18.94
Purchase                                                                     851  18.945
Purchase                                                                     262  18.96
Purchase                                                                   2,695  18.965
Purchase                                                                     131  18.97
Purchase                                                                     432  18.975
Purchase                                                                   1,536  18.98
Purchase                                                                   1,083  18.985
Purchase                                                                     300  18.99
Purchase                                                                     460  18.995
Purchase                                                                  10,509  19
Purchase                                                                   4,290  19.005
Purchase                                                                   1,665  19.01
Purchase                                                                   3,027  19.015
Purchase                                                                     393  19.02
Purchase                                                                   3,429  19.025
Purchase                                                                     500  19.0275
Purchase                                                                   1,077  19.03
Purchase                                                                   1,329  19.035
Purchase                                                                     973  19.04
Purchase                                                                     947  19.045
Purchase                                                                   2,732  19.05
Purchase                                                                   3,723  19.055
Purchase                                                                     451  19.06
Purchase                                                                     348  19.065
Purchase                                                                   1,318  19.07
Purchase                                                                     440  19.075
Purchase                                                                     611  19.08
Purchase                                                                     260  19.085
Purchase                                                                   2,250  19.09
Purchase                                                                   1,221  19.095
Purchase                                                                     100  19.1
Purchase                                                                     467  19.105
Purchase                                                                   1,325  19.11
Purchase                                                                     562  19.12
Purchase                                                                   1,854  19.125
Purchase                                                                   3,507  19.13
Purchase                                                                     562  19.135
Purchase                                                                   3,062  19.14
Purchase                                                                   4,355  19.145
Purchase                                                                     139  19.1451
Purchase                                                                   6,558  19.15
Purchase                                                                     691  19.155
Purchase                                                                   2,521  19.16
Purchase                                                                   4,580  19.165
Purchase                                                                     529  19.17
Purchase                                                                     400  19.175
Purchase                                                                   4,397  19.195
Purchase                                                                     706  19.21
Purchase                                                                   1,951  19.22
Purchase                                                                   1,156  19.225
Purchase                                                                   1,698  19.23
Purchase                                                                   2,539  19.235
Purchase                                                                   1,473  19.24
Purchase                                                                     129  19.255
Purchase                                                                   1,577  19.26
Purchase                                                                   1,505  19.265
Purchase                                                                   1,727  19.27
Purchase                                                                   2,409  19.275
Purchase                                                                     631  19.28
Purchase                                                                     364  19.285
Purchase                                                                     137  19.29
Purchase                                                                      46  19.295
Purchase                                                                   1,169  19.3
Purchase                                                                      53  19.305
Purchase                                                                   7,537  19.31
Purchase                                                                   1,100  19.315
Purchase                                                                   3,671  19.32
Purchase                                                                   1,134  19.325
Purchase                                                                   3,346  19.33
Purchase                                                                     129  19.335
Purchase                                                                   1,557  19.34
Purchase                                                                     516  19.345
Purchase                                                                     101  19.3475
Purchase                                                                   2,400  19.355
Purchase                                                                     412  19.36
Purchase                                                                   1,925  19.365
Purchase                                                                   1,791  19.37
Purchase                                                                     773  19.375
Purchase                                                                     743  19.38
Purchase                                                                   2,896  19.385
Purchase                                                                   2,654  19.39
Purchase                                                                     664  19.395
Purchase                                                                     773  19.4
Purchase                                                                   3,527  19.405
Purchase                                                                   5,467  19.41
Purchase                                                                     979  19.415
Purchase                                                                   5,059  19.42
Purchase                                                                   2,992  19.425
Purchase                                                                     252  19.435
Purchase                                                                   1,434  19.44
Purchase                                                                     384  19.445
Purchase                                                                   1,110  19.45
Purchase                                                                   3,230  19.46
Purchase                                                                   1,011  19.465
Purchase                                                                   2,415  19.47
Purchase                                                                     519  19.48
Purchase                                                                     766  19.485
Purchase                                                                   2,206  19.49
Purchase                                                                   2,652  19.495
Purchase                                                                  12,448  19.5
Purchase                                                                     517  19.505
Purchase                                                                   1,094  19.51
Purchase                                                                   1,379  19.515
Purchase                                                                     621  19.52
Purchase                                                                   3,165  19.525
Purchase                                                                     100  19.53
                                                                                  
Sale                                                                      -1,600  18.39
Sale                                                                        -455  18.395
Sale                                                                        -428  18.4
Sale                                                                        -496  18.405
Sale                                                                      -1,299  18.42
Sale                                                                      -4,629  18.425
Sale                                                                      -2,932  18.43
Sale                                                                      -1,879  18.435
Sale                                                                      -1,773  18.44
Sale                                                                        -985  18.445
Sale                                                                        -747  18.45
Sale                                                                        -424  18.455
Sale                                                                        -555  18.46
Sale                                                                        -515  18.465
Sale                                                                        -405  18.47
Sale                                                                        -252  18.475
Sale                                                                      -6,710  18.48
Sale                                                                      -1,049  18.485
Sale                                                                        -506  18.49
Sale                                                                      -1,826  18.495
Sale                                                                        -405  18.5
Sale                                                                      -1,478  18.505
Sale                                                                      -2,493  18.51
Sale                                                                        -267  18.5112
Sale                                                                      -1,012  18.515
Sale                                                                     -11,063  18.52
Sale                                                                      -5,511  18.525
Sale                                                                      -2,607  18.53
Sale                                                                      -1,404  18.535
Sale                                                                      -5,927  18.54
Sale                                                                      -3,540  18.545
Sale                                                                     -10,098  18.55
Sale                                                                      -1,732  18.555
Sale                                                                        -996  18.56
Sale                                                                      -1,465  18.565
Sale                                                                      -3,871  18.57
Sale                                                                      -8,877  18.575
Sale                                                                      -5,616  18.58
Sale                                                                      -2,193  18.585
Sale                                                                      -4,062  18.59
Sale                                                                      -4,843  18.595
Sale                                                                      -3,165  18.6
Sale                                                                      -2,393  18.605
Sale                                                                      -4,011  18.61
Sale                                                                      -3,169  18.615
Sale                                                                      -1,500  18.62
Sale                                                                      -1,010  18.63
Sale                                                                        -802  18.635
Sale                                                                      -1,977  18.64
Sale                                                                      -3,181  18.645
Sale                                                                     -10,865  18.65
Sale                                                                      -8,662  18.655
Sale                                                                      -2,728  18.66
Sale                                                                      -5,811  18.665
Sale                                                                      -9,252  18.67
Sale                                                                      -5,831  18.675
Sale                                                                      -5,740  18.68
Sale                                                                     -14,005  18.685
Sale                                                                      -1,389  18.69
Sale                                                                      -4,275  18.695
Sale                                                                     -10,137  18.7
Sale                                                                      -1,218  18.705
Sale                                                                      -1,905  18.71
Sale                                                                        -587  18.715
Sale                                                                      -1,447  18.72
Sale                                                                      -1,117  18.725
Sale                                                                      -2,136  18.73
Sale                                                                        -254  18.73299
Sale                                                                      -2,028  18.735
Sale                                                                      -3,431  18.74
Sale                                                                      -3,421  18.745
Sale                                                                        -714  18.75
Sale                                                                      -1,115  18.755
Sale                                                                      -2,554  18.76
Sale                                                                      -1,781  18.765
Sale                                                                      -2,965  18.77
Sale                                                                      -3,291  18.78
Sale                                                                      -2,214  18.785
Sale                                                                      -1,748  18.795
Sale                                                                        -132  18.8
Sale                                                                      -1,605  18.805
Sale                                                                      -1,160  18.81
Sale                                                                        -708  18.815
Sale                                                                        -881  18.82
Sale                                                                        -376  18.825
Sale                                                                      -1,571  18.83
Sale                                                                        -936  18.835
Sale                                                                        -661  18.84
Sale                                                                        -859  18.85
Sale                                                                         -11  18.86
Sale                                                                      -1,036  18.865
Sale                                                                      -2,605  18.87
Sale                                                                        -279  18.875
Sale                                                                      -1,173  18.88
Sale                                                                        -264  18.885
Sale                                                                      -1,556  18.89
Sale                                                                        -996  18.895
Sale                                                                        -132  18.9
Sale                                                                        -132  18.905
Sale                                                                        -586  18.91
Sale                                                                      -1,341  18.915
Sale                                                                        -576  18.92
Sale                                                                        -471  18.93
Sale                                                                        -937  18.94
Sale                                                                        -594  18.945
Sale                                                                        -720  18.95
Sale                                                                        -664  18.955
Sale                                                                      -1,136  18.96
Sale                                                                      -1,326  18.965
Sale                                                                      -4,522  18.97
Sale                                                                      -1,203  18.975
Sale                                                                        -613  18.98
Sale                                                                        -331  18.985
Sale                                                                        -202  18.99
Sale                                                                        -303  18.995
Sale                                                                      -2,379  19
Sale                                                                      -2,848  19.005
Sale                                                                      -3,687  19.01
Sale                                                                      -2,745  19.015
Sale                                                                        -888  19.02
Sale                                                                      -6,272  19.025
Sale                                                                      -2,349  19.03
Sale                                                                      -1,445  19.035
Sale                                                                        -500  19.04
Sale                                                                      -1,905  19.045
Sale                                                                      -4,863  19.05
Sale                                                                      -5,221  19.055
Sale                                                                      -1,652  19.06
Sale                                                                        -374  19.065
Sale                                                                         -94  19.07
Sale                                                                      -2,958  19.075
Sale                                                                        -858  19.08
Sale                                                                        -187  19.095
Sale                                                                        -867  19.1
Sale                                                                        -536  19.105
Sale                                                                        -194  19.11
Sale                                                                      -1,321  19.115
Sale                                                                      -4,686  19.12
Sale                                                                      -1,561  19.13
Sale                                                                        -520  19.135
Sale                                                                        -369  19.14
Sale                                                                      -6,309  19.15
Sale                                                                      -2,467  19.155
Sale                                                                      -1,101  19.16
Sale                                                                      -3,092  19.165
Sale                                                                        -890  19.17
Sale                                                                      -2,534  19.175
Sale                                                                        -112  19.18
Sale                                                                      -1,724  19.185
Sale                                                                      -1,490  19.19
Sale                                                                        -130  19.195
Sale                                                                        -560  19.205
Sale                                                                        -278  19.21
Sale                                                                        -521  19.215
Sale                                                                      -2,957  19.22
Sale                                                                      -2,795  19.23
Sale                                                                        -129  19.235
Sale                                                                      -9,528  19.25
Sale                                                                        -748  19.255
Sale                                                                        -972  19.26
Sale                                                                      -1,387  19.27
Sale                                                                        -129  19.275
Sale                                                                      -1,160  19.28
Sale                                                                      -2,202  19.285
Sale                                                                        -716  19.3
Sale                                                                      -4,447  19.305
Sale                                                                        -763  19.31
Sale                                                                        -129  19.315
Sale                                                                        -300  19.32
Sale                                                                        -397  19.325
Sale                                                                        -771  19.33
Sale                                                                      -1,847  19.335
Sale                                                                      -1,553  19.35
Sale                                                                        -222  19.355
Sale                                                                      -3,335  19.36
Sale                                                                      -1,806  19.365
Sale                                                                      -3,837  19.37
Sale                                                                      -1,661  19.375
Sale                                                                      -2,782  19.38
Sale                                                                      -3,852  19.385
Sale                                                                        -915  19.39
Sale                                                                      -2,212  19.395
Sale                                                                      -5,443  19.4
Sale                                                                      -2,462  19.405
Sale                                                                      -1,795  19.41
Sale                                                                      -3,328  19.415
Sale                                                                        -811  19.42
Sale                                                                      -1,623  19.425
Sale                                                                      -1,598  19.43
Sale                                                                      -1,142  19.435
Sale                                                                      -2,819  19.44
Sale                                                                      -3,642  19.445
Sale                                                                      -3,458  19.45
Sale                                                                        -363  19.455
Sale                                                                        -510  19.45544
Sale                                                                      -3,431  19.46
Sale                                                                      -1,198  19.47
Sale                                                                      -3,188  19.48
Sale                                                                        -133  19.485
Sale                                                                        -413  19.49
Sale                                                                      -3,915  19.5
Sale                                                                      -1,517  19.505
Sale                                                                      -2,237  19.51
Sale                                                                      -3,289  19.515
Sale                                                                      -2,178  19.52
Sale                                                                      -2,658  19.525
Sale                                                                        -280  19.53
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                         5,349   19.33306
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry       Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date         paid/received per
                     etc.                    which the                     etc.                              unit (Note 5)
                                             option relates
                                             (Note 7)
 Put Option          Purchase                         -100.00   12.5       American             09/19/2009                  0.35
 Call Option         Purchase                          150.00   15         American             08/22/2009                   0.9
 Call Option         Sell                              -50.00   12.5       American             09/19/2009                   3.2
 Call Option         Sell                             -400.00   15         American             08/22/2009                  0.95
 Call Option         Sell                           -2,500.00   15         American             08/22/2009                  0.95

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Purchase ADR                                                                    865  15.21389988
Purchase ADR                                                                    700  15.25285714
Purchase ADR                                                                    815  15.2584
Purchase ADR                                                                   1600  15.2625
Purchase ADR                                                                   9250  15.27151351
Purchase ADR                                                                    100  15.28
Purchase ADR                                                                   2100  15.3
Purchase ADR                                                                   1016  15.30425197
Purchase ADR                                                                    762  15.3116273
Purchase ADR                                                                   1000  15.317
Purchase ADR                                                                    900  15.31888889
Purchase ADR                                                                    600  15.32
Purchase ADR                                                                   1400  15.34428571
Sell ADR                                                                       -100  15.11
Sell ADR                                                                       -900  15.18666667
Sell ADR                                                                      -1500  15.19466667
Sell ADR                                                                       -300  15.21
Sell ADR                                                                       -865  15.21389988
Sell ADR                                                                      -1200  15.24083333
Sell ADR                                                                       -815  15.2584
Sell ADR                                                                      -2100  15.26857143
Sell ADR                                                                       -700  15.27142857
Sell ADR                                                                       -200  15.325
Sell ADR                                                                       -100  15.33

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        29 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or       Number of securities     Exercise price      Type, e.g.      Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                        derivative relates                           European etc.
Call Option            Purchase                        -10,350                17.5   American                      08/22/2009
Put Option             Purchase                         -7,800                  15   American                      09/19/2009
Call Option            Purchase                         -7,500                  15   American                      08/22/2009
Call Option            Purchase                         -4,250                  15   American                      09/19/2009
Call Option            Purchase                         -2,900                  10   American                      09/19/2009
Put Option             Purchase                         -2,500                  10   American                      09/19/2009
Call Option            Purchase                         -1,550                17.5   American                      09/19/2009
Put Option             Purchase                         -1,450                  15   American                      08/22/2009
Put Option             Purchase                           -450                12.5   American                      08/22/2009
Call Option            Purchase                           -250                12.5   American                      09/19/2009
Call Option            Purchase                           -250                12.5   American                      08/22/2009
Call Option            Purchase                            150                  20   American                      09/19/2009
Call Option            Purchase                            500                  15   American                      12/19/2009
Put Option             Purchase                            550                12.5   American                      09/19/2009
Call Option            Purchase                            550                 7.5   American                      09/19/2009

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






                                                            

Contact Information

  • Citadel Europe LLP