Citadel Europe LLP
LSE : TTM

July 31, 2009 10:12 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     30 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       25,397               0.00               5,476                0.00
    
(2) Derivatives (other than options)                           4,444               0.00             960,829                0.07
    
(3) Options and agreements to purchase/sell                      900               0.00              58,000                0.00
    
Total                                                         30,741               0.00           1,024,305                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     212                                         18.355
Purchase                                                                      87                                         18.365
Purchase                                                                     424                                          18.37
Purchase                                                                   1,320                                         18.375
Purchase                                                                   1,310                                         18.385
Purchase                                                                   1,205                                          18.39
Purchase                                                                     700                                         18.395
Purchase                                                                   6,785                                           18.4
Purchase                                                                     435                                         18.405
Purchase                                                                   1,165                                          18.41
Purchase                                                                   1,271                                         18.415
Purchase                                                                     300                                          18.42
Purchase                                                                     919                                          18.43
Purchase                                                                   3,626                                         18.435
Purchase                                                                   5,402                                          18.44
Purchase                                                                   1,888                                         18.445
Purchase                                                                   2,965                                          18.45
Purchase                                                                   1,990                                         18.455
Purchase                                                                  11,546                                          18.46
Purchase                                                                   1,652                                         18.465
Purchase                                                                     405                                          18.47
Purchase                                                                   1,438                                         18.475
Purchase                                                                     460                                          18.48
Purchase                                                                     196                                         18.485
Purchase                                                                   4,264                                          18.49
Purchase                                                                   1,341                                           18.5
Purchase                                                                     539                                         18.505
Purchase                                                                     217                                          18.51
Purchase                                                                     134                                         18.515
Purchase                                                                     411                                          18.52
Purchase                                                                     266                                         18.525
Purchase                                                                   1,000                                          18.53
Purchase                                                                     725                                         18.545
Purchase                                                                     827                                          18.55
Purchase                                                                     520                                          18.57
Purchase                                                                     278                                         18.575
Purchase                                                                     800                                          18.58
Purchase                                                                   2,239                                           18.6
Purchase                                                                     670                                          18.63
Purchase                                                                   1,961                                          18.64
Purchase                                                                     100                                          18.65
Purchase                                                                     233                                         18.665
Purchase                                                                     170                                          18.67
Purchase                                                                   2,952                                         18.675
Purchase                                                                   4,622                                         18.685
Purchase                                                                     743                                          18.69
Purchase                                                                     133                                           18.7
Purchase                                                                   1,770                                         18.705
Purchase                                                                   5,740                                          18.71
Purchase                                                                     266                                         18.715
Purchase                                                                     445                                          18.72
Purchase                                                                   1,789                                         18.725
Purchase                                                                   1,786                                          18.73
Purchase                                                                   2,559                                         18.735
Purchase                                                                     308                                          18.74
Purchase                                                                   1,077                                         18.745
Purchase                                                                   1,068                                          18.75
Purchase                                                                   2,029                                         18.755
Purchase                                                                     500                                          18.76
Purchase                                                                     200                                         18.765
Purchase                                                                   1,710                                          18.77
Purchase                                                                   4,538                                         18.775
Purchase                                                                   1,270                                          18.78
Purchase                                                                     133                                         18.785
Purchase                                                                   1,293                                          18.79
Purchase                                                                   1,697                                         18.795
Purchase                                                                   3,732                                           18.8
Purchase                                                                  10,796                                         18.805
Purchase                                                                   3,703                                          18.81
Purchase                                                                   1,691                                         18.815
Purchase                                                                     332                                          18.82
Purchase                                                                   4,795                                         18.825
Purchase                                                                   2,072                                          18.83
Purchase                                                                   4,071                                         18.835
Purchase                                                                   3,493                                          18.84
Purchase                                                                   3,204                                         18.845
Purchase                                                                   4,287                                          18.85
Purchase                                                                   3,483                                         18.855
Purchase                                                                   5,007                                          18.86
Purchase                                                                   1,801                                         18.865
Purchase                                                                   5,778                                          18.87
Purchase                                                                   1,865                                         18.875
Purchase                                                                   1,884                                          18.88
Purchase                                                                   3,214                                         18.885
Purchase                                                                   1,551                                          18.89
Purchase                                                                     844                                         18.895
Purchase                                                                     643                                         18.905
Purchase                                                                     311                                         18.915
Purchase                                                                   2,298                                          18.92
Purchase                                                                   1,457                                         18.925
Purchase                                                                   6,125                                          18.93
Purchase                                                                     231                                         18.935
Purchase                                                                     524                                          18.94
Purchase                                                                   2,264                                         18.945
Purchase                                                                   2,764                                          18.95
Purchase                                                                     635                                         18.955
Purchase                                                                   3,335                                          18.96
Purchase                                                                   3,677                                         18.965
Purchase                                                                   2,459                                          18.97
Purchase                                                                   1,500                                          18.99
Purchase                                                                   5,602                                             19
Purchase                                                                     400                                          19.03
Purchase                                                                   2,790                                         19.055
Purchase                                                                   1,751                                         19.065
Purchase                                                                   2,943                                          19.07
Purchase                                                                   1,744                                         19.075
Purchase                                                                     146                                          19.08
Purchase                                                                     908                                         19.085
Purchase                                                                  14,786                                          19.09
Purchase                                                                   5,403                                           19.1
Purchase                                                                   5,754                                         19.105
Purchase                                                                     465                                          19.11
Purchase                                                                   1,000                                         19.115
Purchase                                                                   2,317                                          19.12
Purchase                                                                     669                                         19.125
Purchase                                                                   3,168                                          19.13
Purchase                                                                     197                                        19.1301
Purchase                                                                     103                                        19.1326
Purchase                                                                   1,845                                         19.135
Purchase                                                                   3,744                                          19.14
Purchase                                                                   1,270                                         19.145
Purchase                                                                   3,164                                          19.15
Purchase                                                                   5,620                                         19.155
Purchase                                                                   6,609                                          19.16
Purchase                                                                   8,631                                         19.165
Purchase                                                                   2,640                                          19.17
Purchase                                                                   7,662                                         19.175
Purchase                                                                   1,600                                          19.18
Purchase                                                                     621                                         19.185
Purchase                                                                   1,416                                          19.19
Purchase                                                                     842                                         19.195
Purchase                                                                   4,321                                           19.2
Purchase                                                                   4,708                                         19.205
Purchase                                                                   2,058                                          19.21
Purchase                                                                   1,467                                         19.215
Purchase                                                                   7,274                                          19.22
Purchase                                                                     784                                         19.225
Purchase                                                                   4,954                                          19.23
Purchase                                                                   1,698                                         19.235
Purchase                                                                   3,674                                          19.24
Purchase                                                                   7,008                                         19.245
Purchase                                                                   1,271                                          19.25
Purchase                                                                   3,528                                         19.255
Purchase                                                                   2,912                                          19.26
Purchase                                                                     525                                          19.27
Purchase                                                                     229                                         19.285
Purchase                                                                     472                                          19.29
Purchase                                                                     258                                         19.295
Sale                                                                      -1,000                                          18.35
Sale                                                                        -140                                         18.355
Sale                                                                        -843                                          18.36
Sale                                                                      -1,532                                         18.365
Sale                                                                        -969                                          18.37
Sale                                                                      -1,285                                         18.375
Sale                                                                      -1,384                                          18.38
Sale                                                                         -40                                          18.39
Sale                                                                        -546                                         18.395
Sale                                                                      -1,682                                           18.4
Sale                                                                        -689                                         18.405
Sale                                                                      -2,336                                          18.41
Sale                                                                        -895                                         18.415
Sale                                                                      -1,311                                          18.42
Sale                                                                        -519                                         18.425
Sale                                                                      -2,816                                          18.43
Sale                                                                      -1,857                                         18.435
Sale                                                                      -3,053                                          18.44
Sale                                                                      -4,505                                         18.445
Sale                                                                      -3,388                                          18.45
Sale                                                                      -2,912                                         18.455
Sale                                                                      -1,578                                          18.46
Sale                                                                      -2,828                                         18.465
Sale                                                                      -1,066                                          18.47
Sale                                                                        -400                                         18.475
Sale                                                                      -2,383                                          18.48
Sale                                                                        -912                                         18.485
Sale                                                                        -266                                          18.49
Sale                                                                        -525                                           18.5
Sale                                                                        -270                                          18.51
Sale                                                                        -651                                         18.515
Sale                                                                        -735                                          18.52
Sale                                                                      -1,443                                         18.545
Sale                                                                        -268                                          18.55
Sale                                                                        -723                                          18.57
Sale                                                                        -229                                          18.58
Sale                                                                        -617                                         18.585
Sale                                                                        -825                                          18.59
Sale                                                                      -1,003                                         18.595
Sale                                                                        -134                                           18.6
Sale                                                                      -1,734                                         18.615
Sale                                                                        -300                                          18.65
Sale                                                                        -134                                         18.655
Sale                                                                      -2,310                                          18.66
Sale                                                                      -1,466                                         18.665
Sale                                                                      -2,407                                          18.67
Sale                                                                      -3,090                                         18.675
Sale                                                                        -986                                          18.68
Sale                                                                        -665                                         18.685
Sale                                                                        -266                                          18.69
Sale                                                                      -2,353                                           18.7
Sale                                                                      -1,793                                         18.705
Sale                                                                      -3,848                                          18.71
Sale                                                                      -2,128                                         18.715
Sale                                                                      -2,073                                          18.72
Sale                                                                          -3                                         18.725
Sale                                                                      -1,802                                         18.735
Sale                                                                      -2,712                                          18.74
Sale                                                                        -796                                         18.745
Sale                                                                      -5,105                                         18.755
Sale                                                                         -96                                          18.76
Sale                                                                      -3,945                                         18.765
Sale                                                                      -1,676                                          18.77
Sale                                                                      -2,443                                         18.775
Sale                                                                      -1,377                                          18.78
Sale                                                                      -3,149                                         18.785
Sale                                                                      -6,535                                          18.79
Sale                                                                      -2,943                                         18.795
Sale                                                                      -7,678                                           18.8
Sale                                                                      -3,626                                         18.805
Sale                                                                      -1,843                                          18.81
Sale                                                                      -4,619                                         18.815
Sale                                                                      -2,353                                          18.82
Sale                                                                        -307                                         18.825
Sale                                                                      -2,058                                          18.83
Sale                                                                      -2,904                                         18.835
Sale                                                                      -6,608                                          18.84
Sale                                                                      -4,983                                         18.845
Sale                                                                      -5,736                                          18.85
Sale                                                                      -4,272                                         18.855
Sale                                                                      -1,768                                          18.86
Sale                                                                      -1,178                                         18.865
Sale                                                                      -1,614                                          18.87
Sale                                                                      -1,516                                         18.875
Sale                                                                      -1,935                                          18.88
Sale                                                                        -279                                         18.885
Sale                                                                         -33                                          18.89
Sale                                                                        -704                                         18.895
Sale                                                                         -72                                         18.905
Sale                                                                        -250                                         18.915
Sale                                                                      -1,960                                          18.92
Sale                                                                      -4,840                                         18.925
Sale                                                                      -5,009                                          18.93
Sale                                                                        -746                                         18.935
Sale                                                                        -880                                          18.94
Sale                                                                      -2,089                                         18.945
Sale                                                                      -8,967                                          18.95
Sale                                                                      -4,217                                         18.955
Sale                                                                        -131                                          18.96
Sale                                                                      -3,319                                         18.965
Sale                                                                        -498                                         18.975
Sale                                                                        -121                                          19.05
Sale                                                                        -262                                         19.055
Sale                                                                      -1,854                                          19.06
Sale                                                                        -793                                          19.07
Sale                                                                      -2,745                                         19.075
Sale                                                                        -362                                          19.08
Sale                                                                        -288                                         19.085
Sale                                                                        -580                                          19.09
Sale                                                                      -5,454                                         19.095
Sale                                                                      -4,637                                           19.1
Sale                                                                     -10,448                                         19.105
Sale                                                                      -1,692                                          19.11
Sale                                                                        -900                                         19.115
Sale                                                                        -730                                          19.12
Sale                                                                      -1,367                                         19.125
Sale                                                                      -2,166                                          19.13
Sale                                                                        -197                                        19.1301
Sale                                                                        -103                                        19.1326
Sale                                                                      -3,474                                         19.135
Sale                                                                        -836                                          19.14
Sale                                                                        -311                                         19.145
Sale                                                                        -814                                          19.15
Sale                                                                        -542                                         19.155
Sale                                                                      -5,109                                          19.16
Sale                                                                      -1,950                                         19.165
Sale                                                                      -5,382                                          19.17
Sale                                                                      -5,773                                         19.175
Sale                                                                      -2,780                                          19.18
Sale                                                                      -3,523                                         19.185
Sale                                                                      -3,863                                          19.19
Sale                                                                      -1,770                                         19.195
Sale                                                                      -4,286                                           19.2
Sale                                                                      -5,463                                         19.205
Sale                                                                      -2,648                                          19.21
Sale                                                                      -1,280                                         19.215
Sale                                                                      -3,860                                          19.22
Sale                                                                     -11,652                                         19.225
Sale                                                                      -1,691                                          19.23
Sale                                                                      -9,621                                         19.235
Sale                                                                      -6,629                                          19.24
Sale                                                                      -7,399                                         19.245
Sale                                                                      -5,790                                          19.25
Sale                                                                      -1,161                                         19.255
Sale                                                                        -601                                          19.27
Sale                                                                        -387                                          19.28
Sale                                                                      -4,641                                          19.29
Sale                                                                        -516                                         19.295
Sale                                                                         -74                                           19.3
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                         6,071                           18.446787
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.          Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,           date          paid/received per
                     etc.                    which the                     European etc.                     unit (Note 5)
                                             option relates
                                             (Note 7)
Put                  Purchase                           -5000         15   American              08/22/2009                  0.5
Put                  Purchase                           -5000         15   American              08/22/2009                  0.5
Call                 Purchase                              50       17.5   American              09/19/2009                 0.55
Call                 Sell                               -2500         15   American              12/19/2009                 2.45
Call                 Sell                                -250       12.5   American              09/19/2009                  3.4
Call                 Purchase                             200       12.5   American              12/19/2009                  3.9
Call                 Sell                                -550        7.5   American              09/19/2009                  7.5

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Purchase ADR                                                                    100                                       15.55
Purchase ADR                                                                    100                                       15.55
Purchase ADR                                                                   5257                                   15.571712
Purchase ADR                                                                   1700                                 15.65529412
Purchase ADR                                                                    900                                 15.67333333
Purchase ADR                                                                    800                                     15.6875
Purchase ADR                                                                   1400                                 15.70142857
Purchase ADR                                                                    450                                 15.72333333
Sale ADR                                                                       -900                                 15.57333333
Sale ADR                                                                       -200                                       15.58
Sale ADR                                                                       -800                                     15.5875
Sale ADR                                                                       -300                                       15.59
Sale ADR                                                                       -100                                       15.59
Sale ADR                                                                       -100                                       15.59
Sale ADR                                                                       -800                                     15.5925
Sale ADR                                                                      -5200                                        15.6
Sale ADR                                                                       -105                                 15.61047619
Sale ADR                                                                       -500                                      15.612
Sale ADR                                                                       -800                                     15.6525
Sale ADR                                                                       -800                                     15.6575
Sale ADR                                                                       -600                                       15.68
Sale ADR                                                                       -100                                       15.75
Sale ADR                                                                      -3400                                 15.77382353

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        31July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Call Option            Purchase                        -10,350                17.5   American                      08/22/2009
Call Option            Purchase                         -7,100                  15   American                      08/22/2009
Call Option            Purchase                         -4,250                  15   American                      09/19/2009
Call Option            Purchase                         -2,950                  15   American                      12/19/2009
Call Option            Purchase                         -2,900                  10   American                      09/19/2009
Call Option            Purchase                         -1,500                17.5   American                      09/19/2009
Put Option             Purchase                            550                12.5   American                      09/19/2009
Call Option            Purchase                           -500                12.5   American                      09/19/2009
Call Option            Purchase                           -250                12.5   American                      08/22/2009
Call Option            Purchase                              0                 7.5   American                      09/19/2009
Put Option             Purchase                            -50                  15   American                      12/19/2009
Call Option            Purchase                            150                  20   American                      09/19/2009
Call Option            Purchase                            200                12.5   American                      12/19/2009
Put Option             Purchase                           -450                12.5   American                      08/22/2009
Put Option             Purchase                         -1,500                  10   American                      12/19/2009
Put Option             Purchase                         -2,500                  10   American                      09/19/2009
Put Option             Purchase                         -4,450                12.5   American                      12/19/2009
Put Option             Purchase                         -7,800                  15   American                      09/19/2009
Put Option             Purchase                        -11,450                  15   American                      08/22/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






Contact Information

  • Citadel Europe LLP