Citadel Europe LLP
LSE : TTM

August 03, 2009 10:19 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     31 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       24,802               0.00               1,535                0.00
    
(2) Derivatives (other than options)                           4,444               0.00             960,829                0.07
    
(3) Options and agreements to purchase/sell                      950               0.00              60,800                0.00
    
Total                                                         30,196               0.00           1,023,164                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     133                                           18.7
Purchase                                                                   2,424                                         18.705
Purchase                                                                     228                                          18.74
Purchase                                                                     100                                          18.75
Purchase                                                                   3,945                                         18.755
Purchase                                                                     133                                         18.765
Purchase                                                                      35                                          18.77
Purchase                                                                     735                                         18.775
Purchase                                                                   1,110                                         18.785
Purchase                                                                     857                                         18.795
Purchase                                                                     207                                           18.8
Purchase                                                                   1,411                                         18.805
Purchase                                                                     532                                          18.81
Purchase                                                                     868                                         18.815
Purchase                                                                     375                                          18.82
Purchase                                                                      73                                         18.825
Purchase                                                                   1,142                                         18.835
Purchase                                                                     512                                          18.84
Purchase                                                                     122                                         18.845
Purchase                                                                     132                                          18.85
Purchase                                                                   1,619                                         18.855
Purchase                                                                     580                                         18.865
Purchase                                                                     580                                          18.87
Purchase                                                                     156                                         18.875
Purchase                                                                   7,712                                          18.88
Purchase                                                                     235                                         18.885
Purchase                                                                     791                                          18.89
Purchase                                                                     417                                         18.895
Purchase                                                                     994                                           18.9
Purchase                                                                   2,343                                         18.905
Purchase                                                                   1,267                                          18.91
Purchase                                                                     470                                         18.915
Purchase                                                                   1,965                                         18.925
Purchase                                                                     280                                          18.93
Purchase                                                                   1,079                                          18.94
Purchase                                                                     320                                         18.945
Purchase                                                                   6,191                                          18.95
Purchase                                                                     448                                         18.955
Purchase                                                                   1,482                                          18.96
Purchase                                                                   1,530                                         18.965
Purchase                                                                   4,828                                          18.97
Purchase                                                                     806                                         18.975
Purchase                                                                   2,729                                          18.98
Purchase                                                                   2,017                                         18.985
Purchase                                                                   2,876                                          18.99
Purchase                                                                   4,134                                         18.995
Purchase                                                                  10,666                                             19
Purchase                                                                   6,496                                         19.005
Purchase                                                                   1,133                                          19.01
Purchase                                                                   2,457                                         19.015
Purchase                                                                   1,641                                          19.02
Purchase                                                                   4,598                                         19.025
Purchase                                                                   7,946                                          19.03
Purchase                                                                   2,485                                         19.035
Purchase                                                                   4,575                                          19.04
Purchase                                                                   2,077                                         19.045
Purchase                                                                   3,558                                          19.05
Purchase                                                                   5,844                                         19.055
Purchase                                                                   8,775                                          19.06
Purchase                                                                  10,069                                         19.065
Purchase                                                                   6,487                                          19.07
Purchase                                                                  12,253                                         19.075
Purchase                                                                   1,127                                          19.08
Purchase                                                                   5,433                                         19.085
Purchase                                                                   7,455                                          19.09
Purchase                                                                   1,374                                         19.095
Purchase                                                                   5,434                                           19.1
Purchase                                                                   1,936                                         19.105
Purchase                                                                   2,881                                          19.11
Purchase                                                                   1,630                                         19.115
Purchase                                                                   3,434                                          19.12
Purchase                                                                   7,715                                         19.125
Purchase                                                                   3,810                                          19.13
Purchase                                                                  10,776                                         19.135
Purchase                                                                   7,546                                          19.14
Purchase                                                                   7,594                                         19.145
Purchase                                                                   6,152                                          19.15
Purchase                                                                     322                                         19.155
Purchase                                                                   7,302                                          19.16
Purchase                                                                   4,675                                         19.165
Purchase                                                                   6,580                                          19.17
Purchase                                                                   3,014                                         19.175
Purchase                                                                     723                                          19.18
Purchase                                                                   1,908                                         19.185
Purchase                                                                  11,398                                          19.19
Purchase                                                                  12,447                                         19.195
Purchase                                                                  15,532                                           19.2
Purchase                                                                   6,971                                         19.205
Purchase                                                                   5,291                                          19.21
Purchase                                                                   7,068                                         19.215
Purchase                                                                   9,407                                          19.22
Purchase                                                                   5,911                                         19.225
Purchase                                                                     889                                          19.23
Purchase                                                                   5,482                                         19.235
Purchase                                                                     619                                          19.24
Purchase                                                                     500                                         19.245
Purchase                                                                   4,240                                          19.25
Purchase                                                                   1,700                                         19.255
Purchase                                                                   1,029                                          19.26
Purchase                                                                     787                                         19.265
Purchase                                                                   1,700                                          19.27
Purchase                                                                   4,208                                         19.275
Purchase                                                                   1,131                                          19.28
Purchase                                                                     774                                          19.29
Purchase                                                                   1,942                                         19.295
Purchase                                                                   7,055                                           19.3
Purchase                                                                     429                                         19.305
Purchase                                                                   2,035                                          19.31
Purchase                                                                     250                                         19.315
Purchase                                                                   1,966                                          19.32
Purchase                                                                     216                                        19.3213
Purchase                                                                   2,460                                         19.325
Purchase                                                                   2,365                                          19.33
Purchase                                                                   4,086                                         19.335
Purchase                                                                   1,152                                          19.34
Purchase                                                                   3,669                                         19.345
Purchase                                                                   5,668                                          19.35
Purchase                                                                     118                                        19.3523
Purchase                                                                   1,874                                         19.355
Purchase                                                                   1,072                                          19.36
Purchase                                                                     774                                         19.365
Purchase                                                                   4,580                                          19.37
Purchase                                                                   1,422                                         19.375
Purchase                                                                     846                                          19.38
Purchase                                                                     654                                         19.385
Purchase                                                                   2,266                                          19.39
Purchase                                                                     428                                           19.4
Purchase                                                                     128                                         19.405
Purchase                                                                     200                                          19.41
Purchase                                                                     213                                          19.42
Purchase                                                                     906                                         19.425
Purchase                                                                   1,066                                          19.43
Purchase                                                                   3,892                                          19.44
Purchase                                                                   2,210                                         19.455
Purchase                                                                     300                                          19.46
Purchase                                                                   1,742                                         19.465
Sale                                                                        -100                                         18.695
Sale                                                                        -266                                           18.7
Sale                                                                      -1,463                                          18.73
Sale                                                                        -290                                         18.735
Sale                                                                        -314                                         18.745
Sale                                                                        -106                                          18.75
Sale                                                                        -513                                          18.76
Sale                                                                        -707                                          18.77
Sale                                                                        -904                                         18.775
Sale                                                                        -305                                          18.78
Sale                                                                      -2,908                                         18.785
Sale                                                                      -1,144                                          18.79
Sale                                                                      -1,169                                         18.795
Sale                                                                        -542                                           18.8
Sale                                                                      -3,404                                         18.805
Sale                                                                      -1,534                                          18.81
Sale                                                                      -1,836                                          18.82
Sale                                                                        -579                                         18.825
Sale                                                                        -217                                          18.83
Sale                                                                        -635                                         18.835
Sale                                                                        -206                                          18.84
Sale                                                                      -1,989                                          18.85
Sale                                                                      -1,344                                         18.855
Sale                                                                      -1,431                                         18.865
Sale                                                                        -133                                          18.87
Sale                                                                      -2,380                                         18.875
Sale                                                                      -1,056                                          18.88
Sale                                                                        -360                                         18.885
Sale                                                                      -2,176                                          18.89
Sale                                                                        -528                                         18.895
Sale                                                                        -416                                           18.9
Sale                                                                      -1,453                                         18.905
Sale                                                                      -2,251                                          18.91
Sale                                                                        -396                                         18.915
Sale                                                                        -138                                          18.92
Sale                                                                      -3,669                                         18.925
Sale                                                                         -20                                          18.93
Sale                                                                        -828                                         18.935
Sale                                                                      -1,512                                          18.94
Sale                                                                        -267                                         18.945
Sale                                                                        -311                                          18.95
Sale                                                                      -1,661                                         18.955
Sale                                                                      -2,121                                          18.96
Sale                                                                      -4,876                                         18.965
Sale                                                                      -3,091                                          18.97
Sale                                                                      -1,921                                         18.975
Sale                                                                      -2,518                                          18.98
Sale                                                                      -2,596                                         18.985
Sale                                                                      -4,826                                          18.99
Sale                                                                      -4,122                                         18.995
Sale                                                                      -6,092                                             19
Sale                                                                      -1,810                                         19.005
Sale                                                                      -3,235                                          19.01
Sale                                                                      -4,463                                         19.015
Sale                                                                      -1,922                                          19.02
Sale                                                                      -4,833                                         19.025
Sale                                                                      -4,936                                          19.03
Sale                                                                      -6,259                                         19.035
Sale                                                                      -4,672                                          19.04
Sale                                                                      -3,849                                         19.045
Sale                                                                     -11,584                                          19.05
Sale                                                                      -7,136                                         19.055
Sale                                                                      -9,285                                          19.06
Sale                                                                      -1,395                                         19.065
Sale                                                                      -3,386                                          19.07
Sale                                                                      -8,550                                         19.075
Sale                                                                        -162                                          19.08
Sale                                                                      -3,644                                         19.085
Sale                                                                      -4,711                                          19.09
Sale                                                                      -2,199                                         19.095
Sale                                                                      -5,103                                           19.1
Sale                                                                      -5,252                                         19.105
Sale                                                                      -3,082                                          19.11
Sale                                                                      -3,539                                         19.115
Sale                                                                      -7,759                                          19.12
Sale                                                                     -20,153                                         19.125
Sale                                                                     -14,821                                          19.13
Sale                                                                      -1,255                                         19.135
Sale                                                                      -3,998                                          19.14
Sale                                                                      -4,594                                         19.145
Sale                                                                      -3,280                                          19.15
Sale                                                                      -2,326                                         19.155
Sale                                                                      -6,096                                          19.16
Sale                                                                      -4,138                                         19.165
Sale                                                                      -5,913                                          19.17
Sale                                                                      -4,845                                         19.175
Sale                                                                      -6,145                                          19.18
Sale                                                                      -7,121                                         19.185
Sale                                                                     -10,104                                          19.19
Sale                                                                      -2,578                                         19.195
Sale                                                                     -12,488                                           19.2
Sale                                                                      -8,747                                         19.205
Sale                                                                      -2,036                                          19.21
Sale                                                                      -1,123                                         19.215
Sale                                                                      -2,025                                          19.22
Sale                                                                      -5,536                                         19.225
Sale                                                                      -5,926                                          19.23
Sale                                                                      -1,170                                         19.235
Sale                                                                      -6,361                                          19.24
Sale                                                                        -633                                         19.245
Sale                                                                        -529                                          19.25
Sale                                                                        -391                                         19.255
Sale                                                                        -129                                          19.26
Sale                                                                        -502                                         19.265
Sale                                                                      -7,116                                          19.27
Sale                                                                        -450                                         19.275
Sale                                                                      -1,877                                          19.28
Sale                                                                      -1,961                                         19.285
Sale                                                                      -9,193                                          19.29
Sale                                                                        -903                                         19.295
Sale                                                                      -7,464                                           19.3
Sale                                                                      -1,920                                         19.305
Sale                                                                        -839                                          19.31
Sale                                                                        -850                                         19.315
Sale                                                                        -929                                          19.32
Sale                                                                        -216                                        19.3213
Sale                                                                      -1,060                                         19.325
Sale                                                                      -2,162                                          19.33
Sale                                                                      -3,808                                         19.335
Sale                                                                      -2,568                                          19.34
Sale                                                                        -669                                         19.345
Sale                                                                      -5,357                                          19.35
Sale                                                                        -118                                        19.3523
Sale                                                                      -1,256                                         19.355
Sale                                                                      -1,952                                          19.36
Sale                                                                      -4,158                                         19.365
Sale                                                                      -4,611                                          19.37
Sale                                                                      -1,072                                         19.375
Sale                                                                      -2,746                                          19.38
Sale                                                                         -43                                         19.385
Sale                                                                      -1,028                                         19.395
Sale                                                                      -1,214                                           19.4
Sale                                                                        -128                                         19.405
Sale                                                                        -650                                          19.41
Sale                                                                        -203                                         19.415
Sale                                                                      -1,226                                          19.42
Sale                                                                        -474                                         19.425
Sale                                                                        -384                                          19.43
Sale                                                                        -220                                         19.435
Sale                                                                        -460                                          19.44
Sale                                                                        -397                                         19.445
Sale                                                                        -767                                          19.45
Sale                                                                      -1,844                                         19.455
Sale                                                                        -414                                          19.46
Sale                                                                        -256                                         19.465
Sale                                                                      -1,086                                          19.48
Sale                                                                        -210                                         19.485
Sale                                                                        -805                                           19.5
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.          Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,           date          paid/received per
                     etc.                    which the                     European etc.                     unit (Note 5)
                                             option relates
                                             (Note 7)
Call                 Sell                                -950         15   American              12/19/2009                 2.55
Call                 Purchase                              50       17.5   American              08/22/2009                 0.25
Call                 Purchase                              50       22.5   American              12/19/2009                 0.35
Call                 Purchase                              50       17.5   American              09/19/2009                  0.6
Call                 Purchase                             150       17.5   American              08/22/2009                  0.2
Call                 Purchase                             150       17.5   American              08/22/2009                  0.3
Call                 Purchase                             200       17.5   American              09/19/2009                 0.65
Put                  Purchase                           -2450       17.5   American              12/19/2009                 2.75

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Sale ADR                                                                       -800                                      15.985
Sale ADR                                                                      -3259                                 16.00233507
Sale ADR                                                                      -2000                                     16.0955
Sale ADR                                                                      -2200                                 16.12272727
Sale ADR                                                                      -1000                                      16.156
Sale ADR                                                                       -163                                       16.18
Sale ADR                                                                      -4187                                 16.23566993
Sale ADR                                                                       -300                                       16.25
Sale ADR                                                                       -800                                    16.27375
Sale ADR                                                                       -200                                       16.38
Purchase ADR                                                                    100                                       15.69
Purchase ADR                                                                    100                                       15.69
Purchase ADR                                                                    298                                 15.71959732
Purchase ADR                                                                     48                                       15.77
Purchase ADR                                                                    199                                 15.87542714
Purchase ADR                                                                   2500                                     16.0284
Purchase ADR                                                                    200                                       16.04
Purchase ADR                                                                   3800                                 16.09342105
Purchase ADR                                                                    800                                    16.10125
Purchase ADR                                                                    400                                   16.140525
Purchase ADR                                                                    400                                     16.1525
Purchase ADR                                                                   2700                                 16.15962963
Purchase ADR                                                                   4187                                       16.21
Purchase ADR                                                                  10900                                 16.28697248

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        1 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchase                         -2,500                  10   American                      09/19/2009
Call Option            Purchase                           -500                12.5   American                      09/19/2009
Call Option            Purchase                         -2,900                  10   American                      09/19/2009
Put Option             Purchase                            550                12.5   American                      09/19/2009
Call Option            Purchase                         -4,250                  15   American                      09/19/2009
Put Option             Purchase                         -7,800                  15   American                      09/19/2009
Call Option            Purchase                            150                  20   American                      09/19/2009
Call Option            Purchase                         -1,250                17.5   American                      09/19/2009
Call Option            Purchase                            200                12.5   American                      12/19/2009
Put Option             Purchase                         -1,500                  10   American                      12/19/2009
Put Option             Purchase                         -4,450                12.5   American                      12/19/2009
Put Option             Purchase                         -2,450                17.5   American                      12/19/2009
Call Option            Purchase                         -3,900                  15   American                      12/19/2009
Put Option             Purchase                            -50                  15   American                      12/19/2009
Call Option            Purchase                             50                22.5   American                      12/19/2009
Put Option             Purchase                           -450                12.5   American                      08/22/2009
Call Option            Purchase                           -250                12.5   American                      08/22/2009
Call Option            Purchase                         -7,100                  15   American                      08/22/2009
Put Option             Purchase                        -11,450                  15   American                      08/22/2009
Call Option                                            -10,000                17.5   American                      08/22/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






Contact Information

  • Citadel Europe LLP