Citadel Europe LLP
LSE : TTM

August 05, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     4 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       24,802               0.00               2,052                0.00
    
(2) Derivatives (other than options)                           4,555               0.00             960,829                0.07
    
(3) Options and agreements to purchase/sell                      950               0.00              60,600                0.00
    
Total                                                         30,307               0.00           1,023,481                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                   1,355                                           19.3
Purchase                                                                     821                                          19.31
Purchase                                                                     258                                         19.315
Purchase                                                                     623                                         19.325
Purchase                                                                      57                                         19.345
Purchase                                                                     655                                         19.375
Purchase                                                                     979                                         19.385
Purchase                                                                     914                                         19.395
Purchase                                                                     715                                           19.4
Purchase                                                                     182                                         19.405
Purchase                                                                   3,338                                          19.41
Purchase                                                                   1,587                                         19.415
Purchase                                                                   1,639                                          19.42
Purchase                                                                     384                                         19.425
Purchase                                                                   1,388                                          19.43
Purchase                                                                   2,278                                         19.435
Purchase                                                                   1,358                                          19.44
Purchase                                                                   3,028                                         19.445
Purchase                                                                   4,071                                          19.45
Purchase                                                                   2,711                                         19.455
Purchase                                                                   2,748                                          19.46
Purchase                                                                   4,024                                         19.465
Purchase                                                                   3,114                                          19.47
Purchase                                                                   5,503                                         19.475
Purchase                                                                   7,317                                          19.48
Purchase                                                                  10,901                                         19.485
Purchase                                                                   9,425                                          19.49
Purchase                                                                   9,033                                         19.495
Purchase                                                                  20,065                                           19.5
Purchase                                                                   8,082                                         19.505
Purchase                                                                  18,525                                          19.51
Purchase                                                                  14,279                                         19.515
Purchase                                                                  17,468                                          19.52
Purchase                                                                  11,719                                         19.525
Purchase                                                                   3,589                                          19.53
Purchase                                                                   9,413                                         19.535
Purchase                                                                   2,927                                          19.54
Purchase                                                                   5,035                                         19.545
Purchase                                                                   7,538                                          19.55
Purchase                                                                   7,546                                         19.555
Purchase                                                                  11,616                                          19.56
Purchase                                                                   9,280                                         19.565
Purchase                                                                   7,912                                          19.57
Purchase                                                                   2,251                                         19.575
Purchase                                                                   1,268                                          19.58
Purchase                                                                     568                                         19.585
Purchase                                                                   1,146                                          19.59
Purchase                                                                   1,277                                         19.595
Purchase                                                                   3,664                                           19.6
Purchase                                                                   2,138                                         19.605
Purchase                                                                   2,446                                          19.61
Purchase                                                                   4,389                                         19.615
Purchase                                                                   1,944                                          19.62
Purchase                                                                     508                                         19.625
Purchase                                                                      88                                        19.6276
Purchase                                                                   1,478                                          19.63
Purchase                                                                     413                                         19.635
Purchase                                                                     282                                          19.64
Purchase                                                                     141                                        19.6447
Purchase                                                                     513                                         19.645
Purchase                                                                   1,556                                          19.65
Purchase                                                                     849                                         19.655
Purchase                                                                     538                                         19.665
Purchase                                                                     787                                          19.67
Purchase                                                                   1,592                                         19.675
Purchase                                                                   1,993                                          19.68
Purchase                                                                     452                                         19.685
Purchase                                                                   2,567                                          19.69
Purchase                                                                   2,661                                         19.695
Purchase                                                                   1,553                                           19.7
Purchase                                                                   1,476                                         19.705
Purchase                                                                   2,677                                          19.71
Purchase                                                                     997                                         19.715
Purchase                                                                     805                                          19.72
Purchase                                                                   1,828                                         19.725
Purchase                                                                   3,124                                          19.73
Purchase                                                                   1,013                                          19.74
Purchase                                                                     126                                          19.78
Purchase                                                                     756                                          19.79
Purchase                                                                     630                                         19.795
Purchase                                                                   3,269                                           19.8
Purchase                                                                     474                                          19.81
Purchase                                                                     123                                          19.82
Purchase                                                                   1,044                                         19.825
Purchase                                                                   1,908                                          19.83
Purchase                                                                   1,888                                         19.835
Purchase                                                                     374                                          19.84
Purchase                                                                   1,627                                         19.845
Purchase                                                                   1,118                                          19.85
Purchase                                                                     142                                         19.855
Purchase                                                                     375                                          19.86
Purchase                                                                     400                                         19.865
Purchase                                                                   1,365                                          19.87
Purchase                                                                   1,348                                         19.875
Purchase                                                                   1,599                                          19.88
Purchase                                                                   1,227                                         19.895
Purchase                                                                     370                                         19.905
Purchase                                                                     375                                          19.91
Purchase                                                                   1,812                                          19.92
Purchase                                                                   1,148                                          19.93
Purchase                                                                      46                                          19.95
Purchase                                                                     125                                          19.97
Purchase                                                                   2,200                                          19.98
Purchase                                                                     130                                         19.985
Purchase                                                                     200                                          19.99
Purchase                                                                     248                                         19.995
Purchase                                                                   3,639                                             20
Purchase                                                                     124                                         20.005
Purchase                                                                     124                                          20.01
Purchase                                                                     155                                          20.03
Purchase                                                                     248                                          20.05
Purchase                                                                     124                                          20.06
Purchase                                                                   2,016                                         20.075
Purchase                                                                     525                                          20.12
Purchase                                                                     817                                         20.125
Purchase                                                                     138                                          20.13
Purchase                                                                     485                                         20.135
Purchase                                                                     124                                          20.14
Purchase                                                                     126                                         20.145
Purchase                                                                   1,300                                          20.15
Sale                                                                        -129                                          19.33
Sale                                                                        -429                                          19.37
Sale                                                                        -294                                         19.385
Sale                                                                        -626                                          19.39
Sale                                                                        -554                                         19.395
Sale                                                                        -400                                           19.4
Sale                                                                      -2,475                                         19.405
Sale                                                                      -1,084                                          19.41
Sale                                                                      -5,347                                         19.415
Sale                                                                      -1,137                                          19.42
Sale                                                                      -3,102                                         19.425
Sale                                                                      -1,542                                          19.43
Sale                                                                      -1,243                                         19.435
Sale                                                                      -5,499                                          19.44
Sale                                                                      -3,004                                         19.445
Sale                                                                      -4,292                                          19.45
Sale                                                                      -2,524                                         19.455
Sale                                                                      -8,325                                          19.46
Sale                                                                     -12,814                                         19.465
Sale                                                                      -8,618                                          19.47
Sale                                                                     -20,510                                         19.475
Sale                                                                      -6,113                                          19.48
Sale                                                                      -6,540                                         19.485
Sale                                                                      -9,559                                          19.49
Sale                                                                      -9,900                                         19.495
Sale                                                                     -19,093                                           19.5
Sale                                                                     -18,209                                         19.505
Sale                                                                      -9,173                                          19.51
Sale                                                                      -9,683                                         19.515
Sale                                                                     -12,849                                          19.52
Sale                                                                     -10,415                                         19.525
Sale                                                                      -4,027                                          19.53
Sale                                                                      -2,110                                         19.535
Sale                                                                      -8,323                                          19.54
Sale                                                                      -6,648                                         19.545
Sale                                                                      -7,341                                          19.55
Sale                                                                      -2,741                                         19.555
Sale                                                                      -4,483                                          19.56
Sale                                                                        -711                                         19.565
Sale                                                                      -1,107                                          19.57
Sale                                                                        -664                                         19.575
Sale                                                                      -1,373                                          19.58
Sale                                                                        -976                                         19.585
Sale                                                                        -320                                          19.59
Sale                                                                        -251                                         19.595
Sale                                                                      -6,377                                           19.6
Sale                                                                      -4,025                                         19.605
Sale                                                                        -886                                          19.61
Sale                                                                        -131                                         19.615
Sale                                                                      -1,429                                          19.62
Sale                                                                        -698                                         19.625
Sale                                                                         -88                                        19.6276
Sale                                                                      -1,458                                          19.63
Sale                                                                        -596                                         19.635
Sale                                                                        -508                                          19.64
Sale                                                                        -141                                        19.6447
Sale                                                                        -559                                         19.645
Sale                                                                      -1,941                                          19.65
Sale                                                                        -635                                         19.655
Sale                                                                      -2,146                                          19.66
Sale                                                                        -201                                         19.665
Sale                                                                        -313                                          19.67
Sale                                                                      -1,358                                         19.675
Sale                                                                      -2,650                                          19.68
Sale                                                                        -538                                         19.685
Sale                                                                      -3,836                                          19.69
Sale                                                                        -126                                         19.695
Sale                                                                      -2,604                                           19.7
Sale                                                                      -2,205                                         19.705
Sale                                                                      -2,517                                          19.71
Sale                                                                        -732                                         19.715
Sale                                                                         -66                                          19.72
Sale                                                                        -816                                          19.73
Sale                                                                        -426                                          19.74
Sale                                                                        -126                                         19.745
Sale                                                                        -552                                          19.75
Sale                                                                        -187                                         19.755
Sale                                                                        -350                                          19.77
Sale                                                                        -727                                         19.775
Sale                                                                        -788                                          19.78
Sale                                                                        -252                                          19.79
Sale                                                                        -368                                         19.795
Sale                                                                        -375                                           19.8
Sale                                                                        -126                                         19.805
Sale                                                                        -985                                          19.81
Sale                                                                        -488                                         19.815
Sale                                                                        -726                                         19.835
Sale                                                                        -244                                          19.84
Sale                                                                        -375                                         19.845
Sale                                                                      -2,159                                          19.85
Sale                                                                      -5,068                                         19.855
Sale                                                                      -1,018                                          19.86
Sale                                                                        -517                                         19.865
Sale                                                                      -3,278                                          19.87
Sale                                                                      -1,892                                         19.875
Sale                                                                      -2,145                                          19.88
Sale                                                                      -1,506                                          19.91
Sale                                                                        -126                                         19.935
Sale                                                                      -1,054                                          19.94
Sale                                                                      -1,748                                          19.95
Sale                                                                        -350                                          19.96
Sale                                                                        -275                                          19.97
Sale                                                                        -100                                         19.975
Sale                                                                        -184                                          19.99
Sale                                                                        -118                                         19.995
Sale                                                                        -161                                             20
Sale                                                                        -780                                          20.01
Sale                                                                      -1,300                                         20.025
Sale                                                                      -1,000                                          20.03
Sale                                                                        -280                                         20.035
Sale                                                                         -92                                          20.04
Sale                                                                      -2,237                                          20.09
Sale                                                                        -400                                         20.095
Sale                                                                        -337                                          20.11
Sale                                                                        -695                                         20.125
Sale                                                                      -1,995                                          20.13
Sale                                                                        -198                                          20.14
Sale                                                                      -1,471                                          20.15
Sale                                                                        -354                                         20.155
Sale                                                                        -112                                          20.17
Sale                                                                      -1,378                                         20.175
Sale                                                                      -2,582                                          20.19
Sale                                                                        -883                                          20.25
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                           111                              19.395
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.          Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,           date          paid/received per
                     etc.                    which the                     European etc.                     unit (Note 5)
                                             option relates
                                             (Note 7)
Call                 Purchase                             200       17.5   American              09/19/2009                 0.75

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        5 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchase                        -11,450                  15   American                      08/22/2009
Call Option            Purchase                        -10,000                17.5   American                      08/22/2009
Call Option            Purchase                         -7,100                  15   American                      08/22/2009
Put Option             Purchase                           -450                12.5   American                      08/22/2009
Call Option            Purchase                           -250                12.5   American                      08/22/2009
Put Option             Purchase                         -7,800                  15   American                      09/19/2009
Call Option            Purchase                         -4,250                  15   American                      09/19/2009
Call Option            Purchase                         -2,900                  10   American                      09/19/2009
Put Option             Purchase                         -2,500                  10   American                      09/19/2009
Call Option            Purchase                         -1,050                17.5   American                      09/19/2009
Call Option            Purchase                           -500                12.5   American                      09/19/2009
Call Option            Purchase                            150                  20   American                      09/19/2009
Put Option             Purchase                            550                12.5   American                      09/19/2009
Put Option             Purchase                         -4,450                12.5   American                      12/19/2009
Call Option            Purchase                         -3,900                  15   American                      12/19/2009
Put Option             Purchase                         -2,450                17.5   American                      12/19/2009
Put Option             Purchase                         -1,500                  10   American                      12/19/2009
Put Option             Purchase                            -50                  15   American                      12/19/2009
Call Option            Purchase                             50                22.5   American                      12/19/2009
Call Option            Purchase                            200                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






Contact Information

  • Citadel Europe LLP