Citadel Europe LLP
LSE : TTM

August 06, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     5 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       24,852               0.00               3,910                0.00
    
(2) Derivatives (other than options)                           5,397               0.00             960,829                0.07
    
(3) Options and agreements to purchase/sell                      950               0.00              60,400                0.00
    
Total                                                         31,199               0.00           1,025,139                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                    1484  19.3
Purchase                                                                     896  19.305
Purchase                                                                     950  19.31
Purchase                                                                     914  19.315
Purchase                                                                     623  19.325
Purchase                                                                     258  19.335
Purchase                                                                    1200  19.345
Purchase                                                                     100  19.35
Purchase                                                                     143  19.355
Purchase                                                                     516  19.36
Purchase                                                                    3115  19.365
Purchase                                                                     670  19.37
Purchase                                                                     942  19.375
Purchase                                                                     128  19.38
Purchase                                                                    1479  19.385
Purchase                                                                    1415  19.39
Purchase                                                                    4003  19.395
Purchase                                                                    7761  19.4
Purchase                                                                    1647  19.405
Purchase                                                                   10777  19.41
Purchase                                                                    2387  19.415
Purchase                                                                    8115  19.42
Purchase                                                                    1665  19.425
Purchase                                                                    2018  19.43
Purchase                                                                    2647  19.435
Purchase                                                                    2385  19.44
Purchase                                                                    4284  19.445
Purchase                                                                    5436  19.45
Purchase                                                                    2711  19.455
Purchase                                                                    2877  19.46
Purchase                                                                    6069  19.465
Purchase                                                                    3464  19.47
Purchase                                                                    7703  19.475
Purchase                                                                    9191  19.48
Purchase                                                                   10901  19.485
Purchase                                                                   10210  19.49
Purchase                                                                    9789  19.495
Purchase                                                                   24196  19.5
Purchase                                                                    9282  19.505
Purchase                                                                   18561  19.51
Purchase                                                                   14535  19.515
Purchase                                                                   19588  19.52
Purchase                                                                   12310  19.525
Purchase                                                                    4715  19.53
Purchase                                                                    9667  19.535
Purchase                                                                    3906  19.54
Purchase                                                                    5035  19.545
Purchase                                                                    7727  19.55
Purchase                                                                   11670  19.555
Purchase                                                                   12016  19.56
Purchase                                                                    9280  19.565
Purchase                                                                    7912  19.57
Purchase                                                                    2618  19.575
Purchase                                                                    1268  19.58
Purchase                                                                    1033  19.585
Purchase                                                                    4284  19.59
Purchase                                                                     105  19.59008
Purchase                                                                    2510  19.595
Purchase                                                                    7301  19.6
Purchase                                                                    2671  19.605
Purchase                                                                    3261  19.61
Purchase                                                                    4537  19.615
Purchase                                                                    1944  19.62
Purchase                                                                     508  19.625
Purchase                                                                      88  19.6276
Purchase                                                                    1478  19.63
Purchase                                                                    1656  19.635
Purchase                                                                     282  19.64
Purchase                                                                     141  19.6447
Purchase                                                                     973  19.645
Purchase                                                                    2014  19.65
Purchase                                                                     849  19.655
Purchase                                                                    1754  19.66
Purchase                                                                     808  19.665
Purchase                                                                    3167  19.67
Purchase                                                                    3888  19.675
Purchase                                                                    2690  19.68
Purchase                                                                    1633  19.685
Purchase                                                                    7245  19.69
Purchase                                                                    6727  19.695
Purchase                                                                   10541  19.7
Purchase                                                                    3271  19.705
Purchase                                                                    3747  19.71
Purchase                                                                    2069  19.715
Purchase                                                                    1183  19.72
Purchase                                                                    2439  19.725
Purchase                                                                    3466  19.73
Purchase                                                                    4937  19.735
Purchase                                                                    1465  19.74
Purchase                                                                     218  19.745
Purchase                                                                    1271  19.75
Purchase                                                                    1358  19.755
Purchase                                                                     978  19.76
Purchase                                                                     626  19.765
Purchase                                                                    1694  19.77
Purchase                                                                    1265  19.775
Purchase                                                                    2621  19.78
Purchase                                                                    3887  19.785
Purchase                                                                    8722  19.79
Purchase                                                                    5419  19.795
Purchase                                                                   11541  19.8
Purchase                                                                    5145  19.805
Purchase                                                                    4084  19.81
Purchase                                                                    2519  19.815
Purchase                                                                    4270  19.82
Purchase                                                                    2549  19.825
Purchase                                                                    6012  19.83
Purchase                                                                   11358  19.835
Purchase                                                                    5143  19.84
Purchase                                                                    5111  19.845
Purchase                                                                   13555  19.85
Purchase                                                                    4867  19.855
Purchase                                                                   14552  19.86
Purchase                                                                   15119  19.865
Purchase                                                                       7  19.8657
Purchase                                                                    7860  19.87
Purchase                                                                    9971  19.875
Purchase                                                                   12609  19.88
Purchase                                                                   10352  19.885
Purchase                                                                    4772  19.89
Purchase                                                                    2379  19.895
Purchase                                                                     147  19.8952
Purchase                                                                    7484  19.9
Purchase                                                                     495  19.905
Purchase                                                                    1623  19.91
Purchase                                                                      51  19.91249
Purchase                                                                     200  19.915
Purchase                                                                    2929  19.92
Purchase                                                                    1350  19.925
Purchase                                                                    2423  19.93
Purchase                                                                     590  19.935
Purchase                                                                    1177  19.94
Purchase                                                                    1170  19.945
Purchase                                                                    6724  19.95
Purchase                                                                    3201  19.955
Purchase                                                                    3762  19.96
Purchase                                                                    1647  19.965
Purchase                                                                    5576  19.97
Purchase                                                                    2776  19.975
Purchase                                                                    9898  19.98
Purchase                                                                    2627  19.985
Purchase                                                                    1865  19.99
Purchase                                                                    4365  19.995
Purchase                                                                    7663  20
Purchase                                                                    1285  20.005
Purchase                                                                     324  20.01
Purchase                                                                     696  20.015
Purchase                                                                    2906  20.02
Purchase                                                                    1116  20.025
Purchase                                                                    2082  20.03
Purchase                                                                     248  20.04
Purchase                                                                    1421  20.045
Purchase                                                                     780  20.05
Purchase                                                                    1270  20.055
Purchase                                                                    1712  20.06
Purchase                                                                    1185  20.065
Purchase                                                                    2610  20.07
Purchase                                                                    2016  20.075
Purchase                                                                    1918  20.08
Purchase                                                                    1433  20.085
Purchase                                                                    5320  20.09
Purchase                                                                    1440  20.095
Purchase                                                                    2285  20.1
Purchase                                                                    4691  20.105
Purchase                                                                    2543  20.11
Purchase                                                                    1096  20.115
Purchase                                                                    3486  20.12
Purchase                                                                    3217  20.125
Purchase                                                                    6744  20.13
Purchase                                                                   11129  20.135
Purchase                                                                    8768  20.14
Purchase                                                                    3630  20.145
Purchase                                                                    8004  20.15
Purchase                                                                    5959  20.155
Purchase                                                                    9611  20.16
Purchase                                                                     102  20.16195
Purchase                                                                    4319  20.165
Purchase                                                                   18992  20.17
Purchase                                                                   24351  20.175
Purchase                                                                    5009  20.18
Purchase                                                                    2572  20.185
Purchase                                                                    1046  20.19
Purchase                                                                     623  20.195
Purchase                                                                    3414  20.2
Purchase                                                                    2087  20.205
Purchase                                                                     123  20.21
                                                                          816964  
Sale                                                                       -3195  19.41
Sale                                                                       -6726  20.175
Sale                                                                       -3458  19.385
Sale                                                                      -12950  19.465
Sale                                                                      -19221  19.5
Sale                                                                       -4726  19.605
Sale                                                                       -4749  19.92
Sale                                                                      -10196  19.51
Sale                                                                      -14288  19.525
Sale                                                                       -2625  19.675
Sale                                                                       -8853  19.47
Sale                                                                      -26938  19.85
Sale                                                                       -8963  19.485
Sale                                                                        -258  19.375
Sale                                                                      -18449  20.16
Sale                                                                       -6947  19.415
Sale                                                                       -9485  20.15
Sale                                                                       -1763  19.975
Sale                                                                       -3928  19.835
Sale                                                                      -18209  19.505
Sale                                                                       -3387  19.81
Sale                                                                       -5601  20.135
Sale                                                                       -6541  20.155
Sale                                                                       -8191  20.14
Sale                                                                        -731  20.085
Sale                                                                       -6300  19.83
Sale                                                                      -11266  19.845
Sale                                                                      -10008  19.515
Sale                                                                       -4858  19.7
Sale                                                                      -10227  19.55
Sale                                                                       -4511  19.97
Sale                                                                        -141  19.6447
Sale                                                                      -11037  20.165
Sale                                                                        -249  20.2
Sale                                                                       -8443  20.125
Sale                                                                       -7510  20.145
Sale                                                                       -3685  19.805
Sale                                                                      -13628  19.52
Sale                                                                       -5990  19.86
Sale                                                                       -3135  19.72
Sale                                                                       -1472  19.725
Sale                                                                        -886  19.61
Sale                                                                       -1599  19.715
Sale                                                                      -14037  19.84
Sale                                                                       -7888  19.875
Sale                                                                       -3350  20.11
Sale                                                                       -3391  19.39
Sale                                                                       -1964  19.4
Sale                                                                       -3898  19.395
Sale                                                                       -7027  19.545
Sale                                                                       -5205  19.65
Sale                                                                       -1067  19.67
Sale                                                                       -3902  20.18
Sale                                                                       -3080  19.455
Sale                                                                       -2620  19.77
Sale                                                                       -2364  19.535
Sale                                                                       -1130  19.75
Sale                                                                        -762  19.655
Sale                                                                      -16111  19.95
Sale                                                                        -615  19.59
Sale                                                                        -596  19.635
Sale                                                                       -4674  20.13
Sale                                                                       -5187  19.8
Sale                                                                       -3207  19.445
Sale                                                                       -1125  20.03
Sale                                                                       -2158  19.435
Sale                                                                       -1767  20.045
Sale                                                                       -5857  19.53
Sale                                                                       -4996  19.45
Sale                                                                       -1094  19.76
Sale                                                                       -9745  19.46
Sale                                                                       -2974  19.96
Sale                                                                       -6784  19.66
Sale                                                                       -1613  19.595
Sale                                                                      -10686  19.48
Sale                                                                      -20758  19.475
Sale                                                                       -4860  19.795
Sale                                                                       -8081  19.88
Sale                                                                       -2271  19.93
Sale                                                                       -1409  20.1
Sale                                                                       -5077  19.87
Sale                                                                      -18829  20.17
Sale                                                                       -2496  19.695
Sale                                                                       -3110  19.815
Sale                                                                       -4783  19.56
Sale                                                                       -3603  19.94
Sale                                                                       -3767  20.09
Sale                                                                       -7144  19.775
Sale                                                                       -5691  19.78
Sale                                                                        -916  19.73
Sale                                                                       -3137  19.89
Sale                                                                       -2193  19.9
Sale                                                                       -4407  19.935
Sale                                                                        -453  20
Sale                                                                       -1724  20.105
Sale                                                                       -8798  19.44
Sale                                                                       -2340  19.825
Sale                                                                       -9717  19.865
Sale                                                                       -5751  19.69
Sale                                                                       -3614  19.555
Sale                                                                       -5330  19.885
Sale                                                                       -1429  19.62
Sale                                                                       -1458  19.63
Sale                                                                       -6370  19.82
Sale                                                                       -1467  19.38
Sale                                                                        -187  19.755
Sale                                                                       -4132  19.785
Sale                                                                       -6100  20.185
Sale                                                                       -2560  19.43
Sale                                                                       -3984  20.12
Sale                                                                      -12900  19.495
Sale                                                                       -2853  19.42
Sale                                                                       -6638  19.6
Sale                                                                        -126  19.735
Sale                                                                      -10555  19.895
Sale                                                                       -1344  20.21
Sale                                                                       -2964  20.195
Sale                                                                       -1743  20.015
Sale                                                                       -7258  20.005
Sale                                                                       -1699  20.01
Sale                                                                        -258  19.615
Sale                                                                       -4730  19.425
Sale                                                                        -599  20.02
Sale                                                                       -1611  19.91
Sale                                                                        -118  19.995
Sale                                                                       -1827  19.74
Sale                                                                        -572  19.37
Sale                                                                       -9442  19.54
Sale                                                                       -2938  19.57
Sale                                                                       -4641  19.665
Sale                                                                       -2319  19.925
Sale                                                                       -2545  19.58
Sale                                                                        -686  19.645
Sale                                                                       -3098  19.79
Sale                                                                      -10392  19.855
Sale                                                                       -1720  20.095
Sale                                                                       -1915  19.685
Sale                                                                      -13554  19.955
Sale                                                                       -9643  19.49
Sale                                                                       -1362  19.575
Sale                                                                       -1228  19.565
Sale                                                                       -2537  20.06
Sale                                                                       -9016  19.405
Sale                                                                       -3152  19.68
Sale                                                                        -147  19.8952
Sale                                                                       -3248  19.945
Sale                                                                        -962  19.915
Sale                                                                       -2769  19.71
Sale                                                                       -1106  19.965
Sale                                                                       -2205  19.705
Sale                                                                       -1936  19.98
Sale                                                                       -1012  19.765
Sale                                                                        -996  19.585
Sale                                                                       -3248  20.19
Sale                                                                       -1169  19.99
Sale                                                                        -763  19.64
Sale                                                                       -4165  20.05
Sale                                                                       -4046  20.025
Sale                                                                        -698  19.625
Sale                                                                        -915  19.365
Sale                                                                        -529  19.33
Sale                                                                        -606  19.355
Sale                                                                       -2799  20.225
Sale                                                                       -1674  20.08
Sale                                                                        -883  20.25
Sale                                                                        -714  20.115
Sale                                                                        -498  19.345
Sale                                                                       -1221  19.34
Sale                                                                       -2998  20.04
Sale                                                                       -3650  20.075
Sale                                                                         -63  19.36
Sale                                                                       -2747  19.35
Sale                                                                         -14  19.72549
Sale                                                                        -748  19.905
Sale                                                                         -10  19.5474
Sale                                                                       -3615  20.035
Sale                                                                       -1622  20.215
Sale                                                                        -592  20.22
Sale                                                                         -88  19.6276
Sale                                                                        -194  20.07
Sale                                                                        -126  19.745
Sale                                                                         -85  19.73899
Sale                                                                        -100  19.85805
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                           842                              19.385
CFD                      Long                                                           111                              19.395
CFD                      Long                                                         4,444                              19.935
CFD                      Short                                                            1                              19.935
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.          Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,           date          paid/received per
                     etc.                    which the                     European etc.                     unit (Note 5)
                                             option relates
                                             (Note 7)
Call                 Purchase                             200         15   American              08/22/2009                    2

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        6 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchase                        -11,450                  15   Amer                          08/22/2009
Call Option            Purchase                        -10,000                17.5   Amer                          08/22/2009
Put Option             Purchase                         -7,800                  15   Amer                          09/19/2009
Call Option            Purchase                         -6,900                  15   Amer                          08/22/2009
Put Option             Purchase                         -4,450                12.5   Amer                          12/19/2009
Call Option            Purchase                         -4,250                  15   Amer                          09/19/2009
Call Option            Purchase                         -3,900                  15   Amer                          12/19/2009
Call Option            Purchase                         -2,900                  10   Amer                          09/19/2009
Put Option             Purchase                         -2,500                  10   Amer                          09/19/2009
Put Option             Purchase                         -2,450                17.5   Amer                          12/19/2009
Put Option             Purchase                         -1,500                  10   Amer                          12/19/2009
Call Option            Purchase                         -1,050                17.5   Amer                          09/19/2009
Call Option            Purchase                           -500                12.5   Amer                          09/19/2009
Put Option             Purchase                           -450                12.5   Amer                          08/22/2009
Call Option            Purchase                           -250                12.5   Amer                          08/22/2009
Put Option             Purchase                            -50                  15   Amer                          12/19/2009
Put Option             Purchase                              0                  10   Amer                          09/19/2009
Call Option            Purchase                              0                12.5   Amer                          09/19/2009
Call Option            Purchase                              0                  10   Amer                          09/19/2009
Put Option             Purchase                              0                12.5   Amer                          09/19/2009
Call Option            Purchase                              0                  15   Amer                          09/19/2009
Put Option             Purchase                              0                  15   Amer                          09/19/2009
Call Option            Purchase                              0                  20   Amer                          09/19/2009
Call Option            Purchase                              0                17.5   Amer                          09/19/2009
Call Option            Purchase                              0                12.5   Amer                          12/19/2009
Put Option             Purchase                              0                  10   Amer                          12/19/2009
Put Option             Purchase                              0                12.5   Amer                          12/19/2009
Put Option             Purchase                              0                17.5   Amer                          12/19/2009
Call Option
  Put                             Option   Purchase                                                          0                                               15                                                                Amer
  Call Option                              Purchase                                 0            22.5   Amer                      12/19/2009
  Put Option                               Purchase                                 0            12.5   Amer                      0
                                                                                                                                  8
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  2
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  0
                                                                                                                                  0
                                                                                                                                  9
  Call Option                              Purchase                                 0            12.5   Amer                      0
                                                                                                                                  8
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  2
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  0
                                                                                                                                  0
                                                                                                                                  9
  Call Option                              Purchase                                 0              15   Amer                      0
                                                                                                                                  8
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  2
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  0
                                                                                                                                  0
                                                                                                                                  9
  Put Option                               Purchase                                 0              15   Amer                      0
                                                                                                                                  8
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  2
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  0
                                                                                                                                  0
                                                                                                                                  9
  Call Option                              Purchase                                 0            17.5   Amer                      0
                                                                                                                                  8
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  2
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  0
                                                                                                                                  0
                                                                                                                                  9
  Call Option                              Purchase                                50            22.5   Amer                      1
                                                                                                                                  2
                                                                                                                                  /
                                                                                                                                  1
                                                                                                                                  9
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  0
                                                                                                                                  0
                                                                                                                                  9
  Call Option                              Purchase                               150              20   Amer                      0
                                                                                                                                  9
                                                                                                                                  /
                                                                                                                                  1
                                                                                                                                  9
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  0
                                                                                                                                  0
                                                                                                                                  9
  Call Option                              Purchase                               200            12.5   Amer                      1
                                                                                                                                  2
                                                                                                                                  /
                                                                                                                                  1
                                                                                                                                  9
                                                                                                                                  /
                                                                                                                                  2
                                                                                                                                  0
                                                                                                                                  0
                                                                                                                                  9
  Put Option              Purchase                            550                12.5  Amer                           09/19/2009
           
  Notes
  
  1. Where there are open option
     positions or open derivative
     positions (except for CFDs), full
     details should be given.  Full
     details of any  existing agreements
     to purchase or to sell  should also
     be given on this form.
  
  2. For all prices and other monetary
  amounts, the currency must be stated.
  
  For  details  of  the  Code's  dealing
  disclosure  requirements, see  Rule  8
  and  its Notes which can be viewed  on
  the   Takeover  Panel's   website   at
  www.thetakeoverpanel.org.uk
  
  
  
  
  
  

Contact Information

  • Citadel Europe LLP