Citadel Europe LLP
LSE : TTM

August 12, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     11 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       23,590               0.00                  91                0.00
    
(2) Derivatives (other than options)                           5,737               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      350               0.00              55,100                0.00
    
Total                                                         29,677               0.00           1,016,019                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                      60                                          18.41
Purchase                                                                      43                                         18.415
Purchase                                                                   3,078                                          18.42
Purchase                                                                   5,484                                         18.425
Purchase                                                                   5,457                                          18.43
Purchase                                                                   3,791                                          18.44
Purchase                                                                   1,280                                         18.445
Purchase                                                                   6,654                                          18.45
Purchase                                                                      62                                        18.4528
Purchase                                                                   2,057                                         18.455
Purchase                                                                   5,573                                          18.46
Purchase                                                                   8,293                                         18.465
Purchase                                                                  30,035                                          18.47
Purchase                                                                  33,410                                         18.475
Purchase                                                                  16,205                                          18.48
Purchase                                                                  13,857                                         18.485
Purchase                                                                   3,695                                          18.49
Purchase                                                                  13,774                                         18.495
Purchase                                                                  10,257                                           18.5
Purchase                                                                   8,467                                         18.505
Purchase                                                                   2,534                                          18.51
Purchase                                                                   9,199                                         18.515
Purchase                                                                   4,396                                          18.52
Purchase                                                                   4,260                                         18.525
Purchase                                                                   6,575                                          18.53
Purchase                                                                   4,792                                         18.535
Purchase                                                                  12,461                                          18.54
Purchase                                                                   7,847                                         18.545
Purchase                                                                  10,118                                          18.55
Purchase                                                                   4,321                                         18.555
Purchase                                                                   2,763                                          18.56
Purchase                                                                     889                                         18.565
Purchase                                                                     611                                          18.57
Purchase                                                                     800                                         18.575
Purchase                                                                   2,759                                          18.58
Purchase                                                                     320                                         18.585
Purchase                                                                     405                                          18.59
Purchase                                                                     740                                         18.595
Purchase                                                                     134                                           18.6
Purchase                                                                     280                                         18.605
Purchase                                                                   1,287                                         18.615
Purchase                                                                   3,925                                          18.62
Purchase                                                                   1,187                                         18.625
Purchase                                                                   2,688                                          18.63
Purchase                                                                   4,107                                         18.635
Purchase                                                                     896                                          18.64
Purchase                                                                   5,113                                         18.645
Purchase                                                                   5,842                                          18.65
Purchase                                                                     600                                         18.655
Purchase                                                                   1,751                                          18.66
Purchase                                                                   1,531                                         18.665
Purchase                                                                   2,770                                          18.67
Purchase                                                                   3,677                                         18.675
Purchase                                                                  15,024                                          18.68
Purchase                                                                   3,757                                         18.685
Purchase                                                                   3,880                                          18.69
Purchase                                                                   3,719                                         18.695
Purchase                                                                   1,066                                           18.7
Purchase                                                                   2,995                                         18.705
Purchase                                                                   4,681                                          18.71
Purchase                                                                   2,185                                         18.715
Purchase                                                                     233                                          18.72
Purchase                                                                     300                                          18.73
Purchase                                                                     110                                         18.735
Purchase                                                                     499                                          18.74
Purchase                                                                   1,719                                         18.745
Purchase                                                                   4,523                                          18.75
Purchase                                                                   3,787                                         18.755
Purchase                                                                     816                                          18.76
Purchase                                                                     118                                         18.765
Purchase                                                                   3,399                                         18.775
Purchase                                                                   1,259                                          18.78
Purchase                                                                     902                                         18.785
Purchase                                                                     245                                          18.79
Purchase                                                                     189                                         18.795
Purchase                                                                   2,188                                           18.8
Purchase                                                                   1,604                                         18.805
Purchase                                                                   7,132                                          18.81
Purchase                                                                   1,475                                         18.815
Purchase                                                                   5,575                                          18.82
Purchase                                                                   2,189                                         18.825
Purchase                                                                   4,475                                          18.83
Purchase                                                                   2,172                                         18.835
Purchase                                                                   2,819                                          18.84
Purchase                                                                   1,070                                         18.845
Purchase                                                                   6,468                                          18.85
Purchase                                                                   1,729                                         18.855
Purchase                                                                   4,903                                          18.86
Purchase                                                                   1,817                                         18.865
Purchase                                                                   4,604                                          18.87
Purchase                                                                   9,435                                         18.875
Purchase                                                                     132                                          18.88
Purchase                                                                     789                                         18.885
Purchase                                                                   1,801                                          18.89
Purchase                                                                   2,777                                         18.895
Purchase                                                                   5,149                                           18.9
Purchase                                                                   1,190                                         18.905
Purchase                                                                   3,057                                          18.91
Purchase                                                                     396                                         18.915
Purchase                                                                   2,714                                          18.92
Purchase                                                                     698                                         18.925
Purchase                                                                  10,984                                          18.93
Purchase                                                                   3,267                                         18.935
Purchase                                                                   1,011                                          18.94
Purchase                                                                     903                                         18.945
Purchase                                                                   1,043                                         18.955
Purchase                                                                     300                                         18.965
Purchase                                                                   1,654                                         18.985
Purchase                                                                     787                                             19
Purchase                                                                   1,667                                         19.005
Purchase                                                                     505                                         19.065
Purchase                                                                     268                                          19.07
Purchase                                                                   4,984                                         19.075
Purchase                                                                   5,691                                          19.08
Purchase                                                                   2,609                                         19.085
Purchase                                                                   1,770                                          19.09
Purchase                                                                   1,220                                         19.095
Purchase                                                                     130                                          19.11
Purchase                                                                     319                                          19.12
Purchase                                                                   1,881                                          19.13
Purchase                                                                   1,502                                         19.135
Purchase                                                                   3,078                                          19.14
Purchase                                                                     989                                         19.145
Purchase                                                                      85                                          19.15
Purchase                                                                   1,584                                         19.155
Purchase                                                                   1,910                                          19.17
Purchase                                                                     696                                         19.175
Purchase                                                                   6,771                                          19.18
Purchase                                                                   4,001                                         19.185
Purchase                                                                   1,552                                          19.19
Purchase                                                                   1,469                                         19.195
Purchase                                                                   4,204                                           19.2
Purchase                                                                     982                                         19.205
Purchase                                                                   1,166                                          19.21
Purchase                                                                   1,870                                         19.215
Purchase                                                                   1,447                                          19.22
Purchase                                                                     992                                         19.225
Purchase                                                                     922                                          19.23
Purchase                                                                     645                                         19.235
Purchase                                                                     835                                          19.24
Purchase                                                                   4,558                                         19.245
Purchase                                                                   5,788                                          19.25
Purchase                                                                   4,228                                         19.255
Purchase                                                                   7,530                                          19.26
Purchase                                                                   1,411                                         19.265
Purchase                                                                   3,990                                          19.27
Purchase                                                                   1,079                                         19.275
Purchase                                                                   6,861                                          19.28
Purchase                                                                   2,480                                         19.285
Purchase                                                                   2,596                                          19.29
Purchase                                                                     100                                         19.295
Purchase                                                                     979                                           19.3
Purchase                                                                     358                                         19.305
Sell                                                                      -1,576                                          18.42
Sell                                                                      -4,081                                         18.425
Sell                                                                        -185                                          18.43
Sell                                                                        -492                                         18.435
Sell                                                                      -2,863                                          18.44
Sell                                                                     -11,125                                         18.445
Sell                                                                      -9,270                                          18.45
Sell                                                                         -62                                        18.4528
Sell                                                                     -10,950                                         18.455
Sell                                                                     -11,822                                          18.46
Sell                                                                     -17,407                                         18.465
Sell                                                                     -15,766                                          18.47
Sell                                                                     -14,412                                         18.475
Sell                                                                     -11,670                                          18.48
Sell                                                                      -9,536                                         18.485
Sell                                                                     -10,243                                          18.49
Sell                                                                      -2,885                                         18.495
Sell                                                                     -13,459                                           18.5
Sell                                                                      -7,032                                         18.505
Sell                                                                     -15,012                                          18.51
Sell                                                                     -13,641                                         18.515
Sell                                                                      -6,728                                          18.52
Sell                                                                      -5,928                                         18.525
Sell                                                                      -2,866                                          18.53
Sell                                                                     -11,672                                         18.535
Sell                                                                     -11,665                                          18.54
Sell                                                                      -2,872                                         18.545
Sell                                                                      -6,346                                          18.55
Sell                                                                      -3,335                                         18.555
Sell                                                                      -7,766                                          18.56
Sell                                                                      -2,084                                         18.565
Sell                                                                      -1,131                                         18.575
Sell                                                                      -2,023                                         18.585
Sell                                                                        -283                                          18.59
Sell                                                                        -140                                         18.595
Sell                                                                      -1,166                                           18.6
Sell                                                                        -500                                         18.605
Sell                                                                      -1,223                                          18.61
Sell                                                                        -812                                         18.615
Sell                                                                      -7,651                                          18.62
Sell                                                                        -280                                         18.625
Sell                                                                        -486                                          18.63
Sell                                                                      -3,820                                         18.635
Sell                                                                      -2,863                                          18.64
Sell                                                                      -2,667                                         18.645
Sell                                                                      -4,846                                          18.65
Sell                                                                        -330                                         18.655
Sell                                                                      -1,646                                          18.66
Sell                                                                      -1,916                                         18.665
Sell                                                                      -6,303                                          18.67
Sell                                                                      -1,628                                         18.675
Sell                                                                      -8,567                                          18.68
Sell                                                                      -2,908                                         18.685
Sell                                                                      -3,179                                          18.69
Sell                                                                      -3,604                                         18.695
Sell                                                                      -1,801                                           18.7
Sell                                                                      -1,108                                         18.705
Sell                                                                        -719                                          18.71
Sell                                                                        -665                                         18.715
Sell                                                                        -116                                         18.735
Sell                                                                      -4,048                                          18.74
Sell                                                                      -3,448                                         18.745
Sell                                                                      -3,022                                          18.75
Sell                                                                      -1,327                                         18.755
Sell                                                                        -299                                          18.76
Sell                                                                      -1,050                                         18.765
Sell                                                                      -1,041                                          18.77
Sell                                                                      -3,258                                         18.775
Sell                                                                      -1,667                                          18.78
Sell                                                                      -6,971                                         18.785
Sell                                                                      -9,503                                          18.79
Sell                                                                      -3,016                                         18.795
Sell                                                                      -2,931                                           18.8
Sell                                                                      -1,550                                         18.805
Sell                                                                      -1,832                                          18.81
Sell                                                                      -5,214                                         18.815
Sell                                                                      -1,719                                          18.82
Sell                                                                      -2,661                                         18.825
Sell                                                                      -2,596                                          18.83
Sell                                                                      -2,704                                         18.835
Sell                                                                      -1,342                                          18.84
Sell                                                                      -1,915                                         18.845
Sell                                                                      -1,642                                          18.85
Sell                                                                      -4,515                                         18.855
Sell                                                                      -4,474                                          18.86
Sell                                                                      -2,945                                         18.865
Sell                                                                      -1,298                                          18.87
Sell                                                                      -2,135                                         18.875
Sell                                                                      -2,918                                          18.88
Sell                                                                      -3,264                                         18.885
Sell                                                                      -3,156                                          18.89
Sell                                                                      -3,475                                         18.895
Sell                                                                      -7,921                                           18.9
Sell                                                                      -3,477                                         18.905
Sell                                                                      -1,922                                          18.91
Sell                                                                      -1,080                                         18.915
Sell                                                                      -3,339                                          18.92
Sell                                                                      -5,208                                         18.925
Sell                                                                        -751                                          18.93
Sell                                                                      -1,128                                         18.935
Sell                                                                        -456                                          18.94
Sell                                                                        -691                                         18.945
Sell                                                                      -1,282                                          18.95
Sell                                                                      -1,446                                         18.955
Sell                                                                        -999                                          18.96
Sell                                                                        -208                                          18.99
Sell                                                                        -155                                         18.995
Sell                                                                      -1,308                                             19
Sell                                                                        -531                                         19.005
Sell                                                                        -153                                          19.01
Sell                                                                      -1,202                                         19.025
Sell                                                                        -100                                          19.04
Sell                                                                      -1,706                                          19.05
Sell                                                                        -466                                          19.06
Sell                                                                        -490                                         19.065
Sell                                                                      -1,838                                          19.07
Sell                                                                      -1,166                                         19.075
Sell                                                                        -704                                          19.08
Sell                                                                      -3,769                                         19.085
Sell                                                                      -4,929                                          19.09
Sell                                                                      -2,114                                         19.095
Sell                                                                        -879                                           19.1
Sell                                                                        -300                                         19.105
Sell                                                                        -959                                         19.115
Sell                                                                        -597                                          19.12
Sell                                                                      -1,933                                         19.125
Sell                                                                      -1,871                                          19.13
Sell                                                                        -360                                         19.135
Sell                                                                        -869                                          19.14
Sell                                                                        -100                                         19.145
Sell                                                                        -524                                         19.155
Sell                                                                      -1,023                                          19.16
Sell                                                                        -397                                          19.17
Sell                                                                        -483                                         19.175
Sell                                                                      -3,101                                          19.18
Sell                                                                        -472                                         19.185
Sell                                                                        -595                                          19.19
Sell                                                                        -528                                         19.195
Sell                                                                        -238                                           19.2
Sell                                                                        -325                                         19.205
Sell                                                                      -1,500                                          19.21
Sell                                                                      -1,291                                         19.215
Sell                                                                      -2,815                                          19.22
Sell                                                                      -2,294                                         19.225
Sell                                                                      -5,410                                          19.23
Sell                                                                      -1,385                                         19.235
Sell                                                                      -3,992                                          19.24
Sell                                                                      -1,726                                         19.245
Sell                                                                     -10,458                                          19.25
Sell                                                                      -6,878                                         19.255
Sell                                                                      -3,198                                          19.26
Sell                                                                      -1,602                                         19.265
Sell                                                                      -4,486                                          19.27
Sell                                                                      -5,216                                         19.275
Sell                                                                      -4,542                                          19.28
Sell                                                                      -3,940                                         19.285
Sell                                                                        -725                                          19.29
Sell                                                                      -1,373                                         19.295
Sell                                                                      -2,400                                           19.3
Sell                                                                        -536                                         19.305
Sell                                                                        -129                                          19.31
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           600                             18.4825
CFD                      Long                                                         9,529                              18.555
CFD                      Short                                                        9,529                              18.555
CFD                      Short                                                        1,554                           18.770965
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Call option          Purchase                          200.00         10   American            09/19/2009                      5
Call option          Purchase                        1,000.00         15   American            09/19/2009                      1
Put option           Sell                              500.00         15   American            09/19/2009                   0.85

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        12 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                       -11,450                  15   American                      08/22/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Call Option            Purchased                        -6,900                  15   American                      08/22/2009
Put Option             Purchased                        -4,450                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,900                  15   American                      12/19/2009
Call Option            Purchased                        -2,700                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Put Option             Purchased                            50                12.5   American                      09/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP