Citadel Europe LLP
LSE : TTM

August 19, 2009 10:20 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     18 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       23,358               0.00                 832                0.00
    
(2) Derivatives (other than options)                               0               0.00             964,450                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              52,100                0.00
    
Total                                                         23,658               0.00           1,017,382                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   1,756                                          18.06
Purchase                                                                     664                                         18.065
Purchase                                                                     720                                          18.07
Purchase                                                                   4,398                                         18.075
Purchase                                                                   1,809                                          18.08
Purchase                                                                   2,131                                         18.085
Purchase                                                                   1,939                                          18.09
Purchase                                                                   6,447                                         18.095
Purchase                                                                   3,096                                           18.1
Purchase                                                                  11,201                                         18.105
Purchase                                                                     456                                          18.11
Purchase                                                                     958                                         18.115
Purchase                                                                   1,139                                          18.12
Purchase                                                                  13,617                                         18.125
Purchase                                                                   3,978                                          18.13
Purchase                                                                   1,451                                         18.135
Purchase                                                                   3,747                                          18.14
Purchase                                                                      21                                        18.1404
Purchase                                                                       1                                        18.1407
Purchase                                                                     941                                         18.145
Purchase                                                                   3,955                                          18.15
Purchase                                                                   3,225                                         18.155
Purchase                                                                   1,615                                          18.16
Purchase                                                                   1,886                                         18.165
Purchase                                                                     493                                          18.17
Purchase                                                                      38                                         18.175
Purchase                                                                     658                                          18.18
Purchase                                                                     333                                         18.185
Purchase                                                                      95                                          18.19
Purchase                                                                     703                                         18.195
Purchase                                                                     269                                         18.205
Purchase                                                                     100                                          18.21
Purchase                                                                     237                                         18.215
Purchase                                                                     689                                          18.22
Purchase                                                                     921                                         18.225
Purchase                                                                     352                                          18.23
Purchase                                                                   1,545                                         18.235
Purchase                                                                     800                                          18.24
Purchase                                                                   1,674                                          18.25
Purchase                                                                     136                                         18.255
Purchase                                                                     948                                          18.26
Purchase                                                                     336                                         18.265
Purchase                                                                   2,257                                          18.27
Purchase                                                                     544                                         18.275
Purchase                                                                   2,816                                          18.28
Purchase                                                                   2,493                                         18.285
Purchase                                                                     905                                          18.29
Purchase                                                                   5,142                                         18.295
Purchase                                                                   6,309                                           18.3
Purchase                                                                   4,499                                         18.305
Purchase                                                                   1,937                                          18.31
Purchase                                                                     489                                         18.315
Purchase                                                                   5,137                                          18.32
Purchase                                                                   2,370                                         18.325
Purchase                                                                   1,460                                          18.33
Purchase                                                                   4,846                                         18.335
Purchase                                                                   8,321                                          18.34
Purchase                                                                   1,491                                         18.345
Purchase                                                                   1,688                                          18.35
Purchase                                                                   2,623                                         18.355
Purchase                                                                   2,620                                          18.36
Purchase                                                                   1,181                                         18.365
Purchase                                                                   6,509                                          18.37
Purchase                                                                   3,745                                          18.38
Purchase                                                                   3,473                                         18.385
Purchase                                                                   2,030                                          18.39
Purchase                                                                   1,700                                         18.395
Purchase                                                                   4,235                                           18.4
Purchase                                                                   1,384                                         18.405
Purchase                                                                   1,988                                          18.41
Purchase                                                                   1,450                                         18.415
Purchase                                                                   2,463                                          18.42
Purchase                                                                   1,696                                         18.425
Purchase                                                                     667                                          18.43
Purchase                                                                   1,911                                         18.435
Purchase                                                                   4,367                                          18.44
Purchase                                                                   3,651                                         18.445
Purchase                                                                   1,268                                          18.45
Purchase                                                                   1,121                                         18.455
Purchase                                                                     685                                          18.46
Purchase                                                                   2,644                                         18.465
Purchase                                                                   1,046                                          18.47
Purchase                                                                   2,195                                         18.475
Purchase                                                                     963                                          18.48
Purchase                                                                     635                                         18.485
Purchase                                                                   1,880                                          18.49
Purchase                                                                   3,988                                           18.5
Purchase                                                                   3,232                                         18.505
Purchase                                                                   1,848                                          18.51
Purchase                                                                   1,684                                         18.515
Purchase                                                                   1,997                                          18.52
Purchase                                                                  11,337                                         18.525
Purchase                                                                   1,893                                          18.53
Purchase                                                                   4,369                                         18.535
Purchase                                                                   6,023                                          18.54
Purchase                                                                   7,933                                         18.545
Purchase                                                                   1,884                                          18.55
Purchase                                                                  12,767                                         18.555
Purchase                                                                   8,389                                          18.56
Purchase                                                                   1,787                                         18.565
Purchase                                                                   9,850                                          18.57
Purchase                                                                   4,799                                         18.575
Purchase                                                                   4,739                                          18.58
Purchase                                                                   5,415                                         18.585
Purchase                                                                   2,521                                          18.59
Purchase                                                                   2,426                                         18.595
Purchase                                                                     785                                           18.6
Purchase                                                                     805                                         18.605
Purchase                                                                   1,481                                          18.61
Purchase                                                                     964                                         18.615
Purchase                                                                     505                                          18.62
Purchase                                                                     107                                         18.625
Purchase                                                                   3,216                                          18.63
Purchase                                                                     519                                         18.635
                                                                                                                               
Sell                                                                      -1,355                                          18.06
Sell                                                                      -2,346                                         18.065
Sell                                                                        -416                                          18.07
Sell                                                                      -1,925                                         18.075
Sell                                                                      -1,137                                          18.08
Sell                                                                      -1,362                                         18.085
Sell                                                                      -1,429                                         18.095
Sell                                                                      -8,069                                           18.1
Sell                                                                      -9,209                                         18.105
Sell                                                                      -1,941                                          18.11
Sell                                                                      -1,359                                         18.115
Sell                                                                      -5,869                                          18.12
Sell                                                                     -10,162                                         18.125
Sell                                                                        -448                                          18.13
Sell                                                                      -1,285                                         18.135
Sell                                                                      -1,173                                          18.14
Sell                                                                         -21                                        18.1404
Sell                                                                          -1                                        18.1407
Sell                                                                      -1,110                                         18.145
Sell                                                                      -3,040                                          18.15
Sell                                                                        -503                                         18.155
Sell                                                                      -8,090                                          18.16
Sell                                                                      -1,215                                         18.165
Sell                                                                      -2,866                                          18.17
Sell                                                                        -618                                         18.175
Sell                                                                        -137                                          18.18
Sell                                                                        -137                                         18.185
Sell                                                                        -122                                          18.19
Sell                                                                         -61                                         18.205
Sell                                                                        -876                                          18.21
Sell                                                                        -991                                         18.215
Sell                                                                        -137                                          18.22
Sell                                                                        -438                                         18.225
Sell                                                                      -4,032                                          18.23
Sell                                                                      -2,698                                         18.235
Sell                                                                      -1,298                                          18.24
Sell                                                                        -118                                         18.245
Sell                                                                      -2,126                                          18.25
Sell                                                                        -144                                         18.255
Sell                                                                        -200                                          18.26
Sell                                                                      -5,903                                         18.265
Sell                                                                      -1,500                                          18.27
Sell                                                                      -2,778                                         18.275
Sell                                                                      -2,842                                          18.28
Sell                                                                        -816                                         18.285
Sell                                                                        -733                                          18.29
Sell                                                                      -1,646                                         18.295
Sell                                                                        -759                                           18.3
Sell                                                                      -1,824                                         18.305
Sell                                                                     -10,798                                          18.31
Sell                                                                      -2,938                                         18.315
Sell                                                                      -1,270                                          18.32
Sell                                                                        -400                                         18.325
Sell                                                                      -2,614                                          18.33
Sell                                                                      -5,557                                          18.34
Sell                                                                      -1,059                                         18.345
Sell                                                                      -1,693                                          18.35
Sell                                                                      -8,229                                         18.355
Sell                                                                      -4,347                                          18.36
Sell                                                                      -2,730                                         18.365
Sell                                                                        -765                                          18.37
Sell                                                                      -1,399                                         18.375
Sell                                                                      -3,251                                          18.38
Sell                                                                      -1,753                                         18.385
Sell                                                                      -2,207                                          18.39
Sell                                                                        -754                                         18.395
Sell                                                                      -2,177                                           18.4
Sell                                                                      -3,362                                         18.405
Sell                                                                      -2,611                                          18.41
Sell                                                                      -1,599                                         18.415
Sell                                                                      -2,395                                          18.42
Sell                                                                      -1,610                                         18.425
Sell                                                                        -343                                          18.43
Sell                                                                        -591                                         18.435
Sell                                                                      -2,890                                          18.44
Sell                                                                      -6,174                                         18.445
Sell                                                                      -4,685                                          18.45
Sell                                                                      -1,874                                         18.455
Sell                                                                      -2,209                                          18.46
Sell                                                                      -3,051                                         18.465
Sell                                                                      -2,128                                          18.47
Sell                                                                      -1,664                                         18.475
Sell                                                                        -992                                          18.48
Sell                                                                        -604                                         18.485
Sell                                                                      -2,441                                          18.49
Sell                                                                      -4,222                                         18.495
Sell                                                                      -2,022                                           18.5
Sell                                                                        -759                                         18.505
Sell                                                                      -2,227                                          18.51
Sell                                                                      -1,166                                         18.515
Sell                                                                      -1,780                                          18.52
Sell                                                                      -1,051                                         18.525
Sell                                                                      -2,918                                          18.53
Sell                                                                      -4,723                                         18.535
Sell                                                                     -10,286                                          18.54
Sell                                                                      -2,652                                         18.545
Sell                                                                     -21,991                                          18.55
Sell                                                                      -4,411                                         18.555
Sell                                                                     -13,203                                          18.56
Sell                                                                      -1,128                                         18.565
Sell                                                                      -2,849                                          18.57
Sell                                                                      -5,367                                         18.575
Sell                                                                      -3,146                                          18.58
Sell                                                                      -1,029                                         18.585
Sell                                                                      -2,170                                          18.59
Sell                                                                      -9,508                                         18.595
Sell                                                                        -199                                           18.6
Sell                                                                        -268                                         18.605
Sell                                                                      -5,586                                          18.61
Sell                                                                        -134                                         18.615
Sell                                                                        -790                                          18.62
Sell                                                                        -380                                         18.625
Sell                                                                      -3,711                                          18.63
Sell                                                                        -285                                         18.635
Sell                                                                        -500                                         18.645
Sell                                                                        -832                                          18.65
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           100                               18.11
CFD                      Short                                                        4,719                            18.34014
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        19 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                       -10,950                  15   American                      08/22/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Call Option            Purchased                        -6,900                  15   American                      08/22/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,700                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP