Citadel Europe LLP
LSE : TTM

August 24, 2009 10:17 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     21 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       19,275               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00             966,965                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              25,300                0.00
    
Total                                                         19,575               0.00             992,356                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   1,780                                          18.95
Purchase                                                                     131                                         18.955
Purchase                                                                     432                                          19.03
Purchase                                                                     131                                          19.05
Purchase                                                                   2,125                                          19.06
Purchase                                                                     294                                         19.065
Purchase                                                                     592                                         19.085
Purchase                                                                     114                                          19.09
Purchase                                                                     971                                           19.1
Purchase                                                                      42                                         19.105
Purchase                                                                   1,878                                         19.115
Purchase                                                                     102                                          19.12
Purchase                                                                     261                                         19.125
Purchase                                                                     502                                          19.13
Purchase                                                                   1,535                                          19.14
Purchase                                                                   1,461                                         19.145
Purchase                                                                   5,346                                          19.15
Purchase                                                                     260                                         19.155
Purchase                                                                     416                                         19.165
Purchase                                                                     489                                          19.17
Purchase                                                                     130                                         19.175
Purchase                                                                     130                                          19.18
Purchase                                                                     130                                         19.185
Purchase                                                                   3,796                                          19.19
Purchase                                                                     571                                         19.195
Purchase                                                                   4,534                                           19.2
Purchase                                                                   1,329                                         19.205
Purchase                                                                     130                                          19.21
Purchase                                                                     576                                          19.22
Purchase                                                                     104                                         19.225
Purchase                                                                     387                                          19.23
Purchase                                                                      29                                         19.235
Purchase                                                                   1,346                                          19.24
Purchase                                                                   1,951                                          19.25
Purchase                                                                     387                                          19.26
Purchase                                                                     258                                         19.265
Purchase                                                                     308                                          19.27
Purchase                                                                     350                                         19.275
Purchase                                                                   5,129                                         19.285
Purchase                                                                     100                                          19.29
Purchase                                                                     287                                         19.295
Purchase                                                                     321                                           19.3
Purchase                                                                     129                                         19.305
Purchase                                                                   4,700                                          19.32
Purchase                                                                     459                                         19.325
Purchase                                                                     258                                          19.33
Purchase                                                                   1,298                                         19.335
Purchase                                                                   2,392                                          19.34
Purchase                                                                     586                                         19.345
Purchase                                                                   1,306                                          19.35
Purchase                                                                   1,011                                         19.355
Purchase                                                                     648                                          19.36
Purchase                                                                   1,408                                         19.365
Purchase                                                                     946                                          19.37
Purchase                                                                     614                                         19.375
Purchase                                                                   3,309                                          19.38
Purchase                                                                      46                                         19.385
Purchase                                                                     381                                           19.4
Purchase                                                                     581                                         19.405
Purchase                                                                     498                                          19.41
Purchase                                                                     410                                         19.415
Purchase                                                                   1,734                                          19.42
Purchase                                                                   1,248                                         19.425
Purchase                                                                     200                                          19.43
Purchase                                                                     128                                         19.435
Purchase                                                                   3,500                                          19.44
Purchase                                                                   1,328                                         19.445
Purchase                                                                   1,240                                          19.45
Purchase                                                                      27                                          19.46
Purchase                                                                     440                                          19.47
Purchase                                                                     553                                         19.475
Purchase                                                                   1,283                                          19.48
Purchase                                                                     595                                         19.485
Purchase                                                                     471                                          19.49
Purchase                                                                   1,086                                         19.495
Purchase                                                                   8,528                                           19.5
Purchase                                                                     880                                         19.505
Purchase                                                                   1,896                                          19.51
Purchase                                                                     459                                         19.515
Purchase                                                                     878                                          19.52
Purchase                                                                     667                                         19.525
Purchase                                                                      37                                          19.53
Purchase                                                                   1,578                                         19.535
Purchase                                                                     467                                          19.54
Purchase                                                                   1,676                                          19.55
Purchase                                                                     415                                         19.555
Purchase                                                                     406                                          19.56
Purchase                                                                     484                                         19.565
Purchase                                                                     462                                          19.57
Purchase                                                                   2,120                                         19.585
Purchase                                                                     227                                          19.59
Purchase                                                                     254                                         19.595
Purchase                                                                   2,433                                           19.6
Purchase                                                                     515                                         19.605
Purchase                                                                   1,500                                          19.61
Purchase                                                                     241                                         19.615
Purchase                                                                   1,244                                          19.62
Purchase                                                                   3,744                                          19.63
Purchase                                                                      62                                         19.635
Purchase                                                                     570                                          19.64
Purchase                                                                     508                                         19.645
Purchase                                                                   1,194                                         19.655
Purchase                                                                   2,745                                          19.66
Purchase                                                                   1,565                                         19.665
Purchase                                                                   1,419                                          19.67
Purchase                                                                      80                                         19.675
Purchase                                                                     347                                          19.68
Purchase                                                                     452                                         19.685
Purchase                                                                   3,524                                          19.69
Purchase                                                                     641                                         19.695
Purchase                                                                   2,411                                           19.7
Purchase                                                                   2,496                                         19.705
Purchase                                                                   1,514                                          19.71
Purchase                                                                   3,141                                         19.715
Purchase                                                                   2,746                                          19.72
Purchase                                                                     754                                         19.725
Purchase                                                                   3,570                                          19.73
Purchase                                                                     126                                         19.735
Purchase                                                                     549                                          19.74
Purchase                                                                     252                                         19.745
Purchase                                                                   1,284                                          19.75
Purchase                                                                   5,588                                         19.755
Purchase                                                                     830                                          19.76
Purchase                                                                   2,710                                         19.765
Purchase                                                                   4,624                                          19.77
Purchase                                                                     783                                         19.775
Purchase                                                                     154                                        19.7797
Purchase                                                                   2,182                                          19.78
Purchase                                                                     897                                         19.785
Purchase                                                                   1,337                                          19.79
Purchase                                                                     567                                         19.795
Purchase                                                                   5,465                                           19.8
Purchase                                                                   2,463                                         19.805
Purchase                                                                   5,546                                          19.81
Purchase                                                                   7,129                                         19.815
Purchase                                                                   1,426                                          19.82
Purchase                                                                   4,142                                         19.825
Purchase                                                                   3,413                                          19.83
Purchase                                                                     478                                         19.835
Purchase                                                                     462                                          19.84
Purchase                                                                     405                                          19.85
Purchase                                                                     187                                         19.855
                                                                                                                               
Sell                                                                        -396                                          18.94
Sell                                                                        -131                                         18.965
Sell                                                                      -2,200                                          19.05
Sell                                                                        -140                                          19.06
Sell                                                                        -216                                          19.07
Sell                                                                        -393                                          19.08
Sell                                                                        -131                                          19.09
Sell                                                                        -113                                         19.095
Sell                                                                      -6,644                                           19.1
Sell                                                                        -260                                         19.105
Sell                                                                        -314                                          19.11
Sell                                                                        -848                                         19.115
Sell                                                                        -780                                          19.12
Sell                                                                        -913                                         19.125
Sell                                                                      -1,602                                          19.13
Sell                                                                      -1,160                                         19.135
Sell                                                                        -668                                          19.14
Sell                                                                      -1,783                                          19.15
Sell                                                                      -3,429                                         19.155
Sell                                                                      -1,463                                          19.16
Sell                                                                      -1,269                                         19.165
Sell                                                                        -390                                          19.17
Sell                                                                         -87                                         19.175
Sell                                                                        -258                                          19.18
Sell                                                                        -349                                          19.19
Sell                                                                        -557                                         19.195
Sell                                                                      -8,213                                           19.2
Sell                                                                        -130                                         19.205
Sell                                                                      -1,407                                          19.21
Sell                                                                        -421                                         19.215
Sell                                                                        -636                                          19.22
Sell                                                                      -1,633                                         19.235
Sell                                                                        -299                                          19.24
Sell                                                                        -129                                         19.245
Sell                                                                        -258                                          19.25
Sell                                                                        -293                                          19.26
Sell                                                                        -432                                         19.265
Sell                                                                         -82                                          19.28
Sell                                                                        -276                                          19.29
Sell                                                                        -359                                           19.3
Sell                                                                         -94                                         19.315
Sell                                                                        -537                                          19.32
Sell                                                                      -1,390                                          19.33
Sell                                                                      -4,744                                         19.335
Sell                                                                        -129                                         19.345
Sell                                                                      -2,825                                          19.35
Sell                                                                        -473                                         19.355
Sell                                                                        -819                                          19.36
Sell                                                                        -589                                         19.365
Sell                                                                      -1,129                                          19.37
Sell                                                                        -419                                         19.375
Sell                                                                        -819                                          19.38
Sell                                                                        -580                                         19.385
Sell                                                                        -150                                          19.39
Sell                                                                        -801                                           19.4
Sell                                                                        -663                                         19.405
Sell                                                                        -972                                         19.415
Sell                                                                      -1,640                                          19.42
Sell                                                                        -813                                         19.425
Sell                                                                      -1,335                                          19.43
Sell                                                                      -3,551                                         19.435
Sell                                                                      -3,084                                          19.44
Sell                                                                        -128                                         19.445
Sell                                                                      -6,884                                          19.45
Sell                                                                      -2,529                                         19.455
Sell                                                                        -138                                          19.46
Sell                                                                          -8                                         19.465
Sell                                                                        -256                                          19.47
Sell                                                                        -631                                          19.48
Sell                                                                        -477                                         19.485
Sell                                                                      -2,156                                          19.49
Sell                                                                      -1,315                                         19.495
Sell                                                                        -726                                           19.5
Sell                                                                        -800                                         19.505
Sell                                                                        -232                                         19.515
Sell                                                                      -2,112                                          19.52
Sell                                                                        -956                                         19.525
Sell                                                                      -2,172                                          19.53
Sell                                                                        -553                                         19.535
Sell                                                                        -107                                          19.54
Sell                                                                        -738                                         19.545
Sell                                                                        -899                                          19.55
Sell                                                                        -485                                          19.57
Sell                                                                      -2,244                                         19.575
Sell                                                                      -1,389                                          19.58
Sell                                                                        -381                                         19.585
Sell                                                                      -3,490                                          19.59
Sell                                                                        -254                                           19.6
Sell                                                                        -541                                         19.615
Sell                                                                        -178                                          19.62
Sell                                                                      -1,025                                          19.63
Sell                                                                        -127                                         19.635
Sell                                                                        -921                                          19.64
Sell                                                                        -863                                         19.645
Sell                                                                      -8,311                                          19.65
Sell                                                                        -127                                         19.655
Sell                                                                        -381                                          19.66
Sell                                                                      -1,100                                         19.665
Sell                                                                      -2,195                                          19.67
Sell                                                                      -1,750                                         19.675
Sell                                                                        -775                                          19.68
Sell                                                                        -485                                         19.685
Sell                                                                      -1,552                                          19.69
Sell                                                                        -126                                         19.695
Sell                                                                      -2,120                                           19.7
Sell                                                                        -366                                         19.705
Sell                                                                      -1,953                                          19.71
Sell                                                                        -678                                         19.715
Sell                                                                      -1,020                                          19.72
Sell                                                                      -4,338                                         19.725
Sell                                                                        -599                                          19.73
Sell                                                                        -489                                         19.735
Sell                                                                      -2,760                                          19.74
Sell                                                                        -889                                         19.745
Sell                                                                      -4,201                                          19.75
Sell                                                                      -2,124                                         19.755
Sell                                                                        -403                                          19.76
Sell                                                                        -882                                         19.765
Sell                                                                      -1,354                                          19.77
Sell                                                                        -545                                         19.775
Sell                                                                        -154                                        19.7797
Sell                                                                        -251                                          19.78
Sell                                                                      -3,131                                         19.785
Sell                                                                      -3,497                                          19.79
Sell                                                                      -3,306                                         19.795
Sell                                                                      -8,362                                           19.8
Sell                                                                      -2,171                                         19.805
Sell                                                                      -2,754                                          19.81
Sell                                                                      -2,539                                         19.815
Sell                                                                      -7,259                                          19.82
Sell                                                                      -6,498                                         19.825
Sell                                                                        -758                                          19.83
Sell                                                                      -2,109                                         19.835
Sell                                                                         -70                                          19.84
Sell                                                                        -649                                          19.85
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           400                             19.6875
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Call option          Purchase                           50.00         10   American             09/19/2009                   6.3
Put option           Expiration                      9,950.00         15   American             08/22/2009                     0
Call option          Expiration                      7,550.00       17.5   American             08/22/2009                     0
Call option          Purchase                          150.00         10   American             09/19/2009                   6.1
Put option           Expiration                        450.00       12.5   American             08/22/2009                     0
Call option          Assignment                      4,150.00         15   American             08/22/2009                    15
Call option          Assignment                        250.00       12.5   American             08/22/2009                  12.5

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        24 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP