Citadel Europe LLP
LSE : TTM

August 25, 2009 10:16 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     24 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       12,438               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00             969,470                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         12,738               0.00             993,361                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   4,337                                         20.175
Purchase                                                                   1,457                                           20.2
Purchase                                                                   1,605                                         20.205
Purchase                                                                   1,760                                          20.21
Purchase                                                                     123                                         20.215
Purchase                                                                     293                                         20.245
Purchase                                                                     355                                          20.33
Purchase                                                                     833                                          20.34
Purchase                                                                   5,209                                         20.345
Purchase                                                                     205                                          20.35
Purchase                                                                   1,474                                         20.355
Purchase                                                                   1,705                                          20.36
Purchase                                                                     394                                         20.365
Purchase                                                                   9,380                                          20.37
Purchase                                                                   5,057                                         20.375
Purchase                                                                     987                                          20.38
Purchase                                                                   9,015                                         20.385
Purchase                                                                   4,288                                          20.39
Purchase                                                                   2,044                                         20.395
Purchase                                                                   6,108                                           20.4
Purchase                                                                   2,819                                         20.405
Purchase                                                                   7,002                                          20.41
Purchase                                                                   5,477                                         20.415
Purchase                                                                   4,904                                          20.42
Purchase                                                                   1,854                                         20.425
Purchase                                                                   1,956                                          20.43
Purchase                                                                   1,818                                         20.435
Purchase                                                                   6,563                                          20.44
Purchase                                                                   4,021                                         20.445
Purchase                                                                   4,683                                          20.45
Purchase                                                                     823                                         20.455
Purchase                                                                   5,281                                          20.46
Purchase                                                                   6,548                                         20.465
Purchase                                                                   3,183                                          20.47
Purchase                                                                   2,932                                         20.475
Purchase                                                                  11,311                                          20.48
Purchase                                                                   7,624                                         20.485
Purchase                                                                   6,819                                          20.49
Purchase                                                                   9,838                                         20.495
Purchase                                                                  14,873                                           20.5
Purchase                                                                     100                                         20.505
Purchase                                                                   1,921                                          20.51
Purchase                                                                   1,126                                         20.515
Purchase                                                                   6,519                                          20.52
Purchase                                                                   2,764                                         20.525
Purchase                                                                   4,198                                          20.53
Purchase                                                                     724                                         20.535
Purchase                                                                   3,167                                          20.54
Purchase                                                                     233                                        20.5402
Purchase                                                                   1,213                                         20.545
Purchase                                                                   3,061                                          20.55
Purchase                                                                   1,584                                         20.555
Purchase                                                                   2,912                                          20.56
Purchase                                                                   5,711                                         20.565
Purchase                                                                   4,256                                          20.57
Purchase                                                                   1,499                                         20.575
Purchase                                                                  13,505                                          20.58
Purchase                                                                   1,641                                         20.585
Purchase                                                                   1,442                                          20.59
Purchase                                                                   1,220                                         20.595
Purchase                                                                   3,353                                           20.6
Purchase                                                                   1,587                                         20.605
Purchase                                                                   2,418                                          20.61
Purchase                                                                   1,239                                         20.615
Purchase                                                                     762                                          20.62
Purchase                                                                   1,768                                         20.625
Purchase                                                                   1,042                                          20.63
Purchase                                                                   1,762                                         20.635
Purchase                                                                   2,525                                          20.64
Purchase                                                                     484                                         20.645
Purchase                                                                     891                                          20.65
Purchase                                                                     317                                         20.655
Purchase                                                                   1,286                                          20.66
Purchase                                                                     148                                          20.67
Purchase                                                                   3,225                                         20.675
Sell                                                                        -855                                         20.185
Sell                                                                        -123                                         20.195
Sell                                                                        -404                                         20.215
Sell                                                                      -1,983                                          20.22
Sell                                                                        -123                                          20.32
Sell                                                                        -344                                         20.335
Sell                                                                        -962                                          20.34
Sell                                                                      -1,682                                         20.345
Sell                                                                      -1,988                                          20.35
Sell                                                                      -5,230                                         20.355
Sell                                                                      -3,504                                          20.36
Sell                                                                      -8,817                                         20.365
Sell                                                                      -4,947                                          20.37
Sell                                                                      -2,697                                         20.375
Sell                                                                      -9,081                                          20.38
Sell                                                                      -6,028                                         20.385
Sell                                                                      -2,429                                          20.39
Sell                                                                      -2,519                                         20.395
Sell                                                                     -14,330                                           20.4
Sell                                                                     -10,840                                         20.405
Sell                                                                      -2,609                                          20.41
Sell                                                                      -4,635                                         20.415
Sell                                                                      -2,581                                          20.42
Sell                                                                      -2,209                                         20.425
Sell                                                                      -8,326                                          20.43
Sell                                                                      -1,099                                         20.435
Sell                                                                      -3,176                                          20.44
Sell                                                                      -1,394                                         20.445
Sell                                                                      -1,899                                          20.45
Sell                                                                      -4,267                                         20.455
Sell                                                                      -5,179                                          20.46
Sell                                                                      -3,158                                         20.465
Sell                                                                      -5,269                                          20.47
Sell                                                                      -5,219                                         20.475
Sell                                                                      -7,917                                          20.48
Sell                                                                      -4,933                                         20.485
Sell                                                                      -7,912                                          20.49
Sell                                                                      -8,745                                         20.495
Sell                                                                      -2,328                                           20.5
Sell                                                                      -2,326                                         20.505
Sell                                                                      -2,261                                          20.51
Sell                                                                        -636                                         20.515
Sell                                                                      -1,682                                          20.52
Sell                                                                      -7,797                                         20.525
Sell                                                                      -1,363                                          20.53
Sell                                                                      -4,031                                         20.535
Sell                                                                      -2,149                                          20.54
Sell                                                                        -233                                        20.5402
Sell                                                                      -2,663                                         20.545
Sell                                                                      -4,047                                          20.55
Sell                                                                        -584                                         20.555
Sell                                                                      -7,801                                          20.56
Sell                                                                      -6,604                                         20.565
Sell                                                                      -2,174                                          20.57
Sell                                                                      -1,437                                         20.575
Sell                                                                      -7,128                                          20.58
Sell                                                                        -687                                         20.585
Sell                                                                        -612                                          20.59
Sell                                                                      -7,395                                         20.595
Sell                                                                      -1,848                                           20.6
Sell                                                                      -1,852                                         20.605
Sell                                                                        -563                                          20.61
Sell                                                                        -561                                         20.615
Sell                                                                      -1,455                                          20.62
Sell                                                                         -73                                         20.625
Sell                                                                        -812                                          20.63
Sell                                                                      -1,561                                         20.635
Sell                                                                        -678                                          20.64
Sell                                                                      -6,264                                         20.645
Sell                                                                      -2,826                                          20.65
Sell                                                                        -443                                         20.655
Sell                                                                      -1,751                                          20.66
Sell                                                                        -120                                         20.665
Sell                                                                        -240                                          20.67
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                        2,455                           20.397976
CFD                      Short                                                           50                              20.566
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Put option           Sell                               1,500         10   American            12/19/2009                   0.25

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Sale ADR                                                                    -18,000                                     16.5581

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        25 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP