Citadel Europe LLP
LSE : TTM

August 26, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     25 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       12,570               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00             975,614                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         12,870               0.00             999,505                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     124                                          20.04
Purchase                                                                     124                                          20.05
Purchase                                                                     124                                         20.055
Purchase                                                                     124                                          20.08
Purchase                                                                     123                                          20.17
Purchase                                                                     123                                          20.18
Purchase                                                                     123                                         20.185
Purchase                                                                     123                                          20.19
Purchase                                                                     123                                         20.195
Purchase                                                                     143                                           20.2
Purchase                                                                     123                                         20.205
Purchase                                                                     123                                         20.225
Purchase                                                                     246                                          20.23
Purchase                                                                     615                                          20.24
Purchase                                                                     595                                         20.245
Purchase                                                                     123                                          20.25
Purchase                                                                     123                                         20.265
Purchase                                                                     100                                          20.27
Purchase                                                                     346                                         20.275
Purchase                                                                     123                                          20.31
Purchase                                                                     122                                          20.32
Purchase                                                                     100                                          20.33
Purchase                                                                     122                                         20.335
Purchase                                                                     122                                          20.34
Purchase                                                                     344                                         20.345
Purchase                                                                     276                                          20.35
Purchase                                                                     191                                         20.365
Purchase                                                                     366                                          20.37
Purchase                                                                     323                                         20.375
Purchase                                                                     222                                          20.38
Purchase                                                                     244                                          20.39
Purchase                                                                     147                                         20.395
Purchase                                                                     244                                           20.4
Purchase                                                                     122                                          20.43
Purchase                                                                     122                                         20.435
Purchase                                                                     122                                          20.45
Purchase                                                                     366                                         20.455
Purchase                                                                     122                                         20.465
Purchase                                                                     244                                          20.47
Purchase                                                                     243                                         20.475
Purchase                                                                     456                                          20.48
Purchase                                                                     121                                          20.49
Purchase                                                                     341                                           20.5
Purchase                                                                      71                                          20.51
Purchase                                                                     558                                         20.515
Purchase                                                                     451                                          20.52
Purchase                                                                     805                                         20.525
Purchase                                                                     221                                          20.53
Purchase                                                                      71                                         20.535
Purchase                                                                     524                                          20.54
Purchase                                                                     221                                         20.545
Purchase                                                                   1,177                                          20.55
Purchase                                                                     559                                         20.555
Purchase                                                                     328                                          20.57
Purchase                                                                     463                                         20.575
Purchase                                                                     504                                         20.585
Purchase                                                                     726                                          20.59
Purchase                                                                     142                                           20.6
Purchase                                                                     121                                         20.605
Purchase                                                                     121                                         20.615
Purchase                                                                     121                                         20.635
Purchase                                                                     121                                         20.645
Purchase                                                                     326                                          20.66
Purchase                                                                      33                                          20.67
Purchase                                                                     204                                          20.68
Purchase                                                                     217                                         20.685
Sell                                                                        -248                                         20.045
Sell                                                                        -124                                          20.05
Sell                                                                        -124                                          20.14
Sell                                                                        -124                                          20.15
Sell                                                                        -123                                          20.17
Sell                                                                        -123                                         20.175
Sell                                                                        -100                                         20.185
Sell                                                                        -246                                          20.19
Sell                                                                        -102                                         20.195
Sell                                                                        -123                                           20.2
Sell                                                                        -123                                          20.21
Sell                                                                        -123                                         20.225
Sell                                                                        -369                                         20.235
Sell                                                                        -151                                          20.24
Sell                                                                        -221                                         20.245
Sell                                                                        -155                                          20.25
Sell                                                                        -323                                         20.255
Sell                                                                        -225                                          20.26
Sell                                                                        -123                                          20.27
Sell                                                                         -54                                         20.275
Sell                                                                        -246                                         20.285
Sell                                                                        -123                                          20.31
Sell                                                                         -49                                         20.325
Sell                                                                         -51                                          20.33
Sell                                                                         -95                                         20.335
Sell                                                                        -192                                          20.34
Sell                                                                        -366                                         20.345
Sell                                                                        -122                                          20.35
Sell                                                                        -366                                         20.355
Sell                                                                        -244                                          20.36
Sell                                                                        -153                                          20.37
Sell                                                                        -343                                         20.375
Sell                                                                        -200                                          20.38
Sell                                                                        -100                                         20.395
Sell                                                                        -330                                           20.4
Sell                                                                        -122                                         20.405
Sell                                                                        -122                                          20.41
Sell                                                                        -100                                          20.43
Sell                                                                        -122                                          20.45
Sell                                                                        -100                                          20.46
Sell                                                                        -222                                         20.465
Sell                                                                        -231                                         20.475
Sell                                                                         -98                                         20.485
Sell                                                                        -444                                          20.49
Sell                                                                        -100                                         20.495
Sell                                                                        -623                                           20.5
Sell                                                                        -242                                         20.505
Sell                                                                        -342                                          20.51
Sell                                                                        -442                                         20.515
Sell                                                                        -510                                          20.52
Sell                                                                        -104                                         20.525
Sell                                                                        -389                                          20.53
Sell                                                                        -170                                         20.535
Sell                                                                        -172                                          20.54
Sell                                                                         -67                                         20.545
Sell                                                                        -426                                          20.55
Sell                                                                        -221                                         20.555
Sell                                                                        -726                                          20.56
Sell                                                                        -121                                         20.565
Sell                                                                        -342                                          20.57
Sell                                                                        -584                                         20.575
Sell                                                                        -221                                          20.58
Sell                                                                        -121                                         20.585
Sell                                                                        -442                                          20.59
Sell                                                                        -363                                         20.595
Sell                                                                        -463                                           20.6
Sell                                                                        -242                                         20.605
Sell                                                                        -342                                          20.61
Sell                                                                        -121                                         20.615
Sell                                                                        -121                                          20.63
Sell                                                                        -133                                          20.65
Sell                                                                        -187                                         20.655
Sell                                                                        -121                                          20.66
Sell                                                                        -120                                         20.665
Sell                                                                         -25                                          20.67
Sell                                                                        -240                                         20.675
Sell                                                                        -120                                          20.68
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                        5,544                           20.466418
CFD                      Short                                                          600                             20.5575
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        26 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP