Citadel Europe LLP
LSE : TTM

September 01, 2009 10:20 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     28 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       12,771               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,009,769                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         13,071               0.00           1,033,660                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     125                                          19.97
Purchase                                                                     125                                         19.975
Purchase                                                                     150                                         19.995
Purchase                                                                     485                                             20
Purchase                                                                     124                                         20.015
Purchase                                                                     359                                          20.03
Purchase                                                                     124                                          20.06
Purchase                                                                     744                                         20.075
Purchase                                                                     216                                          20.09
Purchase                                                                     838                                         20.105
Purchase                                                                     124                                         20.125
Purchase                                                                     248                                          20.14
Purchase                                                                     976                                         20.145
Purchase                                                                     246                                          20.15
Purchase                                                                     246                                          20.16
Purchase                                                                     246                                          20.17
Purchase                                                                     123                                          20.18
Purchase                                                                     123                                         20.185
Purchase                                                                     246                                          20.19
Purchase                                                                     492                                         20.195
Purchase                                                                   1,107                                           20.2
Purchase                                                                     738                                         20.205
Purchase                                                                     569                                          20.21
Purchase                                                                     123                                         20.215
Purchase                                                                     861                                          20.22
Purchase                                                                     369                                         20.225
Purchase                                                                     123                                         20.235
Purchase                                                                     369                                          20.24
Purchase                                                                   1,107                                         20.245
Purchase                                                                   1,235                                          20.25
Purchase                                                                     738                                          20.26
Purchase                                                                     246                                         20.265
Purchase                                                                   1,476                                          20.27
Purchase                                                                   1,205                                          20.28
Purchase                                                                     592                                         20.285
Purchase                                                                     794                                          20.29
Purchase                                                                     984                                         20.295
Purchase                                                                   1,213                                           20.3
Purchase                                                                     828                                         20.305
Purchase                                                                   2,444                                          20.31
Purchase                                                                     507                                         20.315
Purchase                                                                   2,610                                          20.32
Purchase                                                                   1,057                                         20.325
Purchase                                                                     905                                          20.33
Purchase                                                                   1,392                                         20.335
Purchase                                                                   1,750                                          20.34
Purchase                                                                   1,189                                         20.345
Purchase                                                                     838                                          20.35
Purchase                                                                   1,786                                         20.355
Purchase                                                                     144                                          20.36
Purchase                                                                   1,587                                         20.365
Purchase                                                                     430                                          20.37
Purchase                                                                   1,110                                         20.375
Purchase                                                                   3,122                                         20.385
Purchase                                                                   1,076                                         20.395
Purchase                                                                     588                                           20.4
Purchase                                                                     638                                         20.405
Purchase                                                                     466                                          20.41
Purchase                                                                     323                                         20.415
Purchase                                                                     810                                          20.42
Purchase                                                                   2,694                                         20.425
Purchase                                                                     456                                          20.43
Purchase                                                                     910                                         20.435
Purchase                                                                     834                                          20.44
Purchase                                                                     216                                         20.445
Purchase                                                                     662                                          20.45
Purchase                                                                     635                                         20.455
Purchase                                                                     272                                          20.46
Purchase                                                                     194                                         20.465
Purchase                                                                     222                                          20.47
Sell                                                                        -250                                         19.975
Sell                                                                         -96                                         19.995
Sell                                                                         -43                                         20.005
Sell                                                                        -248                                          20.01
Sell                                                                        -248                                          20.02
Sell                                                                        -124                                         20.065
Sell                                                                        -248                                         20.075
Sell                                                                        -124                                          20.08
Sell                                                                        -696                                         20.095
Sell                                                                        -213                                           20.1
Sell                                                                        -139                                          20.11
Sell                                                                         -15                                         20.115
Sell                                                                        -372                                          20.13
Sell                                                                        -633                                          20.14
Sell                                                                        -260                                         20.145
Sell                                                                        -248                                          20.15
Sell                                                                         -85                                          20.18
Sell                                                                        -123                                         20.185
Sell                                                                        -961                                          20.19
Sell                                                                        -323                                         20.195
Sell                                                                        -631                                           20.2
Sell                                                                      -1,278                                         20.205
Sell                                                                        -673                                          20.21
Sell                                                                        -243                                         20.215
Sell                                                                        -446                                          20.22
Sell                                                                        -123                                         20.225
Sell                                                                        -246                                          20.23
Sell                                                                        -369                                          20.24
Sell                                                                        -305                                         20.245
Sell                                                                      -1,611                                          20.25
Sell                                                                        -403                                         20.255
Sell                                                                        -123                                         20.265
Sell                                                                        -232                                          20.27
Sell                                                                        -839                                         20.275
Sell                                                                         -44                                          20.28
Sell                                                                        -492                                         20.285
Sell                                                                      -2,735                                          20.29
Sell                                                                      -1,092                                         20.295
Sell                                                                      -1,273                                           20.3
Sell                                                                        -857                                         20.305
Sell                                                                      -1,430                                          20.31
Sell                                                                        -688                                         20.315
Sell                                                                      -1,371                                          20.32
Sell                                                                      -1,429                                         20.325
Sell                                                                      -2,343                                          20.33
Sell                                                                      -1,056                                         20.335
Sell                                                                        -803                                          20.34
Sell                                                                      -2,120                                         20.345
Sell                                                                        -656                                          20.35
Sell                                                                        -366                                         20.355
Sell                                                                      -2,826                                          20.36
Sell                                                                      -1,166                                         20.365
Sell                                                                        -640                                          20.37
Sell                                                                        -888                                         20.375
Sell                                                                        -236                                          20.38
Sell                                                                        -976                                         20.385
Sell                                                                      -1,674                                          20.39
Sell                                                                        -832                                         20.395
Sell                                                                      -1,466                                           20.4
Sell                                                                        -122                                         20.405
Sell                                                                        -491                                          20.41
Sell                                                                        -381                                         20.415
Sell                                                                        -697                                          20.42
Sell                                                                        -429                                         20.425
Sell                                                                        -426                                          20.43
Sell                                                                      -1,160                                         20.435
Sell                                                                        -835                                          20.44
Sell                                                                      -1,226                                         20.445
Sell                                                                        -256                                          20.45
Sell                                                                        -341                                         20.455
Sell                                                                        -244                                          20.46
Sell                                                                        -883                                         20.465
Sell                                                                        -247                                          20.47
Sell                                                                      -1,138                                         20.475
Sell                                                                        -228                                          20.48
Sell                                                                        -122                                          20.49
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                       19,991                               20.21
CFD                      Short                                                          400                             20.2925
CFD                      Short                                                          179                              20.305
CFD                      Long                                                        19,991                               20.21
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        1 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP