Citadel Europe LLP
LSE : TTM

September 02, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     1 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       11,463               0.00                  91                0.00
    
(2) Derivatives (other than options)                           5,263               0.00           1,011,969                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         17,026               0.00           1,035,860                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   4,990                                          19.21
Purchase                                                                     631                                         19.245
Purchase                                                                     129                                         19.255
Purchase                                                                     458                                          19.26
Purchase                                                                     129                                          19.27
Purchase                                                                   1,808                                         19.285
Purchase                                                                     258                                          19.29
Purchase                                                                   1,146                                         19.295
Purchase                                                                   1,242                                           19.3
Purchase                                                                   5,472                                         19.305
Purchase                                                                   6,442                                          19.31
Purchase                                                                     765                                         19.315
Purchase                                                                   3,382                                          19.32
Purchase                                                                     854                                         19.325
Purchase                                                                   1,890                                          19.33
Purchase                                                                   5,505                                         19.335
Purchase                                                                   1,084                                          19.34
Purchase                                                                   2,825                                         19.345
Purchase                                                                   4,057                                          19.35
Purchase                                                                     523                                         19.355
Purchase                                                                     738                                          19.36
Purchase                                                                   5,343                                         19.365
Purchase                                                                   8,702                                          19.37
Purchase                                                                   4,926                                         19.375
Purchase                                                                     773                                          19.38
Purchase                                                                   1,416                                         19.385
Purchase                                                                   1,833                                          19.39
Purchase                                                                   3,340                                         19.395
Purchase                                                                   1,096                                           19.4
Purchase                                                                   3,391                                         19.405
Purchase                                                                   1,735                                          19.41
Purchase                                                                   3,498                                         19.415
Purchase                                                                   5,818                                          19.42
Purchase                                                                   3,624                                         19.425
Purchase                                                                   7,562                                          19.43
Purchase                                                                   5,998                                         19.435
Purchase                                                                   2,430                                          19.44
Purchase                                                                   4,754                                         19.445
Purchase                                                                   9,162                                          19.45
Purchase                                                                     629                                         19.455
Purchase                                                                     966                                          19.46
Purchase                                                                   1,375                                         19.465
Purchase                                                                     652                                          19.47
Purchase                                                                     512                                         19.475
Purchase                                                                     992                                          19.48
Purchase                                                                     633                                         19.485
Purchase                                                                   3,421                                          19.49
Purchase                                                                   1,256                                         19.495
Purchase                                                                   3,964                                           19.5
Purchase                                                                     384                                         19.505
Purchase                                                                   2,356                                          19.51
Purchase                                                                     897                                          19.52
Purchase                                                                     454                                         19.535
Purchase                                                                      49                                          19.54
Purchase                                                                   1,362                                         19.545
Purchase                                                                     100                                          19.55
Purchase                                                                     522                                         19.555
Purchase                                                                     127                                          19.56
Purchase                                                                     909                                          19.57
Purchase                                                                   1,539                                         19.575
Purchase                                                                     254                                          19.58
Purchase                                                                     300                                         19.585
Purchase                                                                   2,258                                          19.59
Purchase                                                                     300                                           19.6
Purchase                                                                   1,653                                         19.605
Purchase                                                                   6,587                                          19.61
Purchase                                                                     800                                         19.615
Purchase                                                                     527                                         19.625
Purchase                                                                   1,264                                          19.63
Purchase                                                                   5,760                                         19.635
Purchase                                                                   2,012                                          19.64
Purchase                                                                   1,392                                         19.645
Purchase                                                                   4,633                                          19.65
Purchase                                                                   1,599                                         19.655
Purchase                                                                     727                                          19.66
Purchase                                                                   3,531                                         19.665
Purchase                                                                     635                                          19.67
Purchase                                                                   2,427                                         19.675
Purchase                                                                   2,789                                          19.68
Purchase                                                                   5,029                                         19.685
Purchase                                                                   7,312                                          19.69
Purchase                                                                   1,837                                         19.695
Purchase                                                                   7,005                                           19.7
Purchase                                                                   2,341                                         19.705
Purchase                                                                     883                                          19.71
Purchase                                                                   3,656                                         19.715
Purchase                                                                   1,258                                          19.72
Purchase                                                                   2,456                                         19.725
Purchase                                                                   2,486                                          19.73
Purchase                                                                   1,258                                         19.735
Purchase                                                                     642                                          19.74
Purchase                                                                   1,040                                         19.745
Purchase                                                                   2,335                                          19.75
Purchase                                                                     812                                         19.755
Purchase                                                                   1,344                                          19.76
Purchase                                                                     678                                         19.765
Purchase                                                                   3,925                                          19.77
Purchase                                                                     149                                         19.775
Purchase                                                                   3,777                                         19.785
Purchase                                                                   1,080                                          19.79
Purchase                                                                     800                                         19.795
Purchase                                                                     807                                           19.8
Purchase                                                                     778                                         19.805
Purchase                                                                     252                                         19.815
Purchase                                                                   1,347                                          19.82
Purchase                                                                   6,273                                         19.825
Purchase                                                                     805                                          19.85
Purchase                                                                   1,629                                          19.86
Purchase                                                                     122                                         19.865
Purchase                                                                     125                                          19.87
Purchase                                                                     125                                         19.875
Purchase                                                                   1,006                                          19.88
Purchase                                                                     172                                         19.885
Purchase                                                                   1,005                                          19.89
Purchase                                                                     464                                           19.9
Purchase                                                                      89                                          19.91
Purchase                                                                     125                                          19.92
Purchase                                                                   3,876                                          19.94
Purchase                                                                     534                                          19.95
Purchase                                                                     800                                         19.955
Purchase                                                                     125                                          19.96
Purchase                                                                     522                                         19.965
Purchase                                                                   1,040                                          19.97
Purchase                                                                     125                                          19.98
Purchase                                                                     522                                         19.985
Purchase                                                                   2,110                                          19.99
Purchase                                                                     124                                         20.045
Purchase                                                                     398                                          20.05
Purchase                                                                     124                                         20.055
Purchase                                                                     124                                         20.065
Purchase                                                                     124                                          20.08
Purchase                                                                     124                                         20.145
Purchase                                                                     123                                         20.165
Purchase                                                                     123                                          20.17
Purchase                                                                     123                                         20.175
Sell                                                                        -377                                         19.255
Sell                                                                        -129                                          19.27
Sell                                                                        -258                                         19.285
Sell                                                                      -1,370                                           19.3
Sell                                                                      -3,274                                         19.305
Sell                                                                        -604                                          19.31
Sell                                                                        -516                                         19.315
Sell                                                                      -2,778                                          19.32
Sell                                                                      -1,032                                          19.33
Sell                                                                        -516                                         19.335
Sell                                                                        -522                                          19.34
Sell                                                                      -2,698                                         19.345
Sell                                                                      -3,658                                          19.35
Sell                                                                      -1,010                                         19.355
Sell                                                                      -9,250                                          19.36
Sell                                                                     -17,985                                         19.365
Sell                                                                      -2,729                                          19.37
Sell                                                                      -2,741                                         19.375
Sell                                                                        -928                                          19.38
Sell                                                                      -3,720                                         19.385
Sell                                                                      -1,041                                          19.39
Sell                                                                      -1,884                                         19.395
Sell                                                                      -9,373                                           19.4
Sell                                                                      -9,715                                         19.405
Sell                                                                      -1,625                                          19.41
Sell                                                                      -9,498                                         19.415
Sell                                                                      -1,421                                          19.42
Sell                                                                      -2,193                                         19.425
Sell                                                                      -1,314                                          19.43
Sell                                                                      -1,822                                         19.435
Sell                                                                      -6,666                                          19.44
Sell                                                                      -6,278                                         19.445
Sell                                                                      -4,483                                          19.45
Sell                                                                      -2,993                                         19.455
Sell                                                                      -1,270                                          19.46
Sell                                                                      -1,076                                         19.465
Sell                                                                      -3,281                                          19.47
Sell                                                                      -1,827                                         19.475
Sell                                                                      -1,812                                          19.48
Sell                                                                      -1,302                                         19.485
Sell                                                                      -2,046                                          19.49
Sell                                                                        -128                                         19.495
Sell                                                                      -1,250                                           19.5
Sell                                                                        -200                                         19.505
Sell                                                                      -1,102                                          19.51
Sell                                                                        -228                                         19.515
Sell                                                                        -588                                          19.52
Sell                                                                      -2,422                                          19.53
Sell                                                                        -402                                         19.535
Sell                                                                      -8,329                                          19.54
Sell                                                                        -882                                          19.55
Sell                                                                      -3,133                                         19.555
Sell                                                                        -594                                          19.56
Sell                                                                        -813                                         19.565
Sell                                                                      -1,819                                          19.57
Sell                                                                        -127                                         19.575
Sell                                                                        -635                                          19.58
Sell                                                                        -740                                         19.585
Sell                                                                        -519                                          19.59
Sell                                                                         -72                                         19.595
Sell                                                                      -2,327                                           19.6
Sell                                                                        -254                                         19.605
Sell                                                                      -1,076                                          19.61
Sell                                                                        -140                                         19.615
Sell                                                                         -41                                          19.62
Sell                                                                        -127                                         19.625
Sell                                                                        -508                                          19.63
Sell                                                                      -2,719                                         19.635
Sell                                                                      -5,936                                          19.64
Sell                                                                        -502                                         19.645
Sell                                                                     -18,721                                          19.65
Sell                                                                      -1,080                                         19.655
Sell                                                                      -2,176                                          19.66
Sell                                                                        -669                                          19.67
Sell                                                                      -3,144                                         19.675
Sell                                                                        -911                                          19.68
Sell                                                                        -816                                         19.685
Sell                                                                        -426                                          19.69
Sell                                                                      -2,747                                         19.695
Sell                                                                      -3,271                                           19.7
Sell                                                                        -659                                         19.705
Sell                                                                        -429                                          19.71
Sell                                                                      -2,723                                         19.715
Sell                                                                        -126                                          19.72
Sell                                                                      -4,514                                         19.725
Sell                                                                      -5,590                                          19.73
Sell                                                                      -2,429                                         19.735
Sell                                                                      -2,035                                          19.74
Sell                                                                      -2,331                                         19.745
Sell                                                                        -315                                          19.75
Sell                                                                        -657                                         19.755
Sell                                                                        -735                                          19.76
Sell                                                                      -7,812                                         19.765
Sell                                                                      -1,828                                          19.77
Sell                                                                        -952                                         19.775
Sell                                                                      -1,020                                          19.78
Sell                                                                        -219                                          19.81
Sell                                                                        -163                                         19.815
Sell                                                                        -126                                          19.82
Sell                                                                      -1,588                                         19.825
Sell                                                                        -606                                         19.835
Sell                                                                        -833                                          19.84
Sell                                                                      -3,440                                         19.845
Sell                                                                      -2,057                                          19.85
Sell                                                                      -1,278                                         19.855
Sell                                                                        -720                                          19.86
Sell                                                                        -779                                         19.865
Sell                                                                        -209                                          19.87
Sell                                                                      -1,595                                         19.875
Sell                                                                        -173                                          19.88
Sell                                                                        -172                                         19.885
Sell                                                                        -452                                          19.89
Sell                                                                      -1,653                                           19.9
Sell                                                                      -1,500                                         19.905
Sell                                                                        -100                                          19.91
Sell                                                                         -99                                         19.925
Sell                                                                         -90                                          19.94
Sell                                                                        -125                                         19.945
Sell                                                                        -250                                          19.95
Sell                                                                        -446                                         19.955
Sell                                                                        -125                                         19.965
Sell                                                                        -307                                          19.98
Sell                                                                        -926                                         19.985
Sell                                                                      -2,706                                         20.025
Sell                                                                      -1,933                                         20.035
Sell                                                                        -372                                          20.04
Sell                                                                        -124                                          20.05
Sell                                                                        -474                                          20.06
Sell                                                                        -852                                         20.105
Sell                                                                        -124                                         20.115
Sell                                                                        -246                                          20.17
Sell                                                                        -246                                         20.175
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                        2,200                               19.53
CFD                      Short                                                       19,991                               20.21
CFD                      Long                                                         5,263                           19.452524
CFD                      Long                                                        19,991                               20.21
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        2 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP