Citadel Europe LLP
LSE : TTM

September 03, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     2 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       11,707               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,006,506                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         12,007               0.00           1,030,397                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     939                                          18.71
Purchase                                                                     433                                         18.715
Purchase                                                                   1,443                                          18.73
Purchase                                                                   2,595                                         18.735
Purchase                                                                   3,580                                          18.74
Purchase                                                                   2,704                                         18.745
Purchase                                                                   6,036                                          18.75
Purchase                                                                   3,702                                         18.755
Purchase                                                                  11,421                                          18.76
Purchase                                                                   8,760                                         18.765
Purchase                                                                   4,831                                          18.77
Purchase                                                                     956                                         18.775
Purchase                                                                   7,845                                          18.78
Purchase                                                                   2,512                                         18.785
Purchase                                                                   2,661                                          18.79
Purchase                                                                     539                                         18.795
Purchase                                                                   2,848                                           18.8
Purchase                                                                     341                                         18.805
Purchase                                                                   4,359                                          18.81
Purchase                                                                   3,595                                         18.815
Purchase                                                                   9,522                                          18.82
Purchase                                                                   7,162                                         18.825
Purchase                                                                   7,355                                          18.83
Purchase                                                                     735                                         18.835
Purchase                                                                     892                                          18.84
Purchase                                                                     802                                         18.845
Purchase                                                                   6,532                                          18.85
Purchase                                                                   1,955                                         18.855
Purchase                                                                   1,307                                          18.86
Purchase                                                                   3,522                                         18.865
Purchase                                                                     100                                          18.87
Purchase                                                                     264                                         18.875
Purchase                                                                   9,541                                          18.88
Purchase                                                                     264                                         18.885
Purchase                                                                   2,304                                          18.89
Purchase                                                                     937                                         18.895
Purchase                                                                   2,630                                           18.9
Purchase                                                                     909                                         18.905
Purchase                                                                   3,495                                          18.91
Purchase                                                                     264                                         18.915
Purchase                                                                   2,112                                          18.92
Purchase                                                                   3,958                                         18.925
Purchase                                                                   6,670                                          18.93
Purchase                                                                  13,164                                         18.935
Purchase                                                                     217                                        18.9371
Purchase                                                                   6,766                                          18.94
Purchase                                                                   2,308                                         18.945
Purchase                                                                   8,553                                          18.95
Purchase                                                                   6,552                                         18.955
Purchase                                                                   7,760                                          18.96
Purchase                                                                   3,857                                         18.965
Purchase                                                                   6,473                                          18.97
Purchase                                                                   4,309                                         18.975
Purchase                                                                   2,009                                          18.98
Purchase                                                                   2,201                                         18.985
Purchase                                                                     524                                          18.99
Purchase                                                                   2,279                                         18.995
Purchase                                                                   9,253                                             19
Purchase                                                                     393                                         19.005
Purchase                                                                   2,550                                          19.01
Purchase                                                                     717                                         19.015
Purchase                                                                   1,315                                          19.02
Purchase                                                                   1,709                                         19.025
Purchase                                                                   4,018                                          19.03
Purchase                                                                     454                                         19.035
Purchase                                                                   1,961                                          19.04
Purchase                                                                     632                                         19.045
Purchase                                                                   1,254                                          19.05
Purchase                                                                   2,013                                         19.055
Purchase                                                                   2,705                                          19.06
Purchase                                                                     131                                         19.065
Purchase                                                                   1,246                                          19.07
Purchase                                                                   4,460                                         19.075
Purchase                                                                   5,301                                          19.08
Purchase                                                                   3,401                                         19.085
Purchase                                                                   4,336                                          19.09
Purchase                                                                     520                                         19.095
Purchase                                                                   1,369                                           19.1
Purchase                                                                   1,191                                         19.105
Purchase                                                                   1,417                                          19.11
Purchase                                                                   4,222                                         19.115
Purchase                                                                   1,040                                          19.12
Purchase                                                                   4,300                                         19.125
Purchase                                                                   1,995                                          19.13
Purchase                                                                   1,342                                         19.135
Purchase                                                                   1,110                                          19.14
Purchase                                                                     390                                         19.145
Purchase                                                                   2,105                                          19.16
Purchase                                                                     248                                         19.175
Purchase                                                                   2,536                                          19.18
Purchase                                                                     260                                          19.19
Purchase                                                                     353                                         19.195
Purchase                                                                     660                                           19.2
Purchase                                                                     130                                         19.205
Purchase                                                                     644                                          19.21
Purchase                                                                     896                                         19.215
Purchase                                                                     390                                          19.22
Purchase                                                                     387                                          19.23
Purchase                                                                     387                                         19.235
Purchase                                                                     731                                         19.245
Purchase                                                                     758                                          19.25
Purchase                                                                     323                                         19.255
Purchase                                                                     300                                         19.265
Purchase                                                                     726                                          19.27
Purchase                                                                     129                                           19.3
Purchase                                                                     172                                         19.305
Purchase                                                                                                                       
                                                                                                                               
Sell                                                                      -1,044                                          18.71
Sell                                                                        -627                                         18.715
Sell                                                                      -1,028                                          18.72
Sell                                                                        -917                                         18.725
Sell                                                                      -2,612                                          18.73
Sell                                                                      -3,077                                         18.735
Sell                                                                      -7,587                                          18.74
Sell                                                                      -8,840                                         18.745
Sell                                                                      -9,599                                          18.75
Sell                                                                      -5,457                                         18.755
Sell                                                                        -614                                          18.76
Sell                                                                      -3,230                                         18.765
Sell                                                                      -4,865                                          18.77
Sell                                                                      -4,523                                         18.775
Sell                                                                      -2,987                                          18.78
Sell                                                                      -2,331                                         18.785
Sell                                                                      -2,307                                          18.79
Sell                                                                      -1,498                                         18.795
Sell                                                                      -3,040                                           18.8
Sell                                                                      -3,948                                         18.805
Sell                                                                      -1,076                                          18.81
Sell                                                                      -1,867                                         18.815
Sell                                                                      -4,999                                          18.82
Sell                                                                      -1,186                                         18.825
Sell                                                                      -6,646                                          18.83
Sell                                                                      -2,634                                         18.835
Sell                                                                      -7,261                                          18.84
Sell                                                                      -1,763                                         18.845
Sell                                                                      -5,144                                          18.85
Sell                                                                      -2,776                                         18.855
Sell                                                                        -760                                          18.86
Sell                                                                      -3,610                                         18.865
Sell                                                                        -396                                          18.87
Sell                                                                        -818                                         18.875
Sell                                                                        -132                                          18.88
Sell                                                                        -663                                         18.885
Sell                                                                      -6,673                                          18.89
Sell                                                                      -1,647                                         18.895
Sell                                                                      -3,014                                           18.9
Sell                                                                      -1,613                                         18.905
Sell                                                                      -6,090                                          18.91
Sell                                                                      -1,137                                         18.915
Sell                                                                        -633                                          18.92
Sell                                                                      -3,208                                         18.925
Sell                                                                     -12,916                                          18.93
Sell                                                                      -8,247                                         18.935
Sell                                                                        -217                                        18.9371
Sell                                                                     -13,978                                          18.94
Sell                                                                      -4,531                                         18.945
Sell                                                                     -13,539                                          18.95
Sell                                                                        -262                                         18.955
Sell                                                                      -2,166                                          18.96
Sell                                                                      -6,439                                         18.965
Sell                                                                      -2,015                                          18.97
Sell                                                                        -979                                         18.975
Sell                                                                      -6,254                                          18.98
Sell                                                                      -3,973                                         18.985
Sell                                                                      -3,516                                          18.99
Sell                                                                      -9,717                                         18.995
Sell                                                                        -796                                             19
Sell                                                                      -1,270                                         19.005
Sell                                                                      -1,533                                          19.01
Sell                                                                      -1,184                                         19.015
Sell                                                                      -4,269                                          19.02
Sell                                                                         -19                                       19.02238
Sell                                                                      -2,869                                         19.025
Sell                                                                        -521                                          19.03
Sell                                                                        -575                                         19.035
Sell                                                                        -147                                          19.04
Sell                                                                        -852                                         19.045
Sell                                                                        -354                                          19.05
Sell                                                                      -4,798                                         19.055
Sell                                                                      -1,926                                          19.06
Sell                                                                      -1,692                                         19.065
Sell                                                                      -1,893                                          19.07
Sell                                                                      -1,661                                         19.075
Sell                                                                      -3,333                                          19.08
Sell                                                                        -670                                         19.085
Sell                                                                      -1,663                                          19.09
Sell                                                                      -1,086                                         19.095
Sell                                                                      -1,002                                           19.1
Sell                                                                      -1,475                                         19.105
Sell                                                                        -544                                          19.11
Sell                                                                      -3,607                                         19.115
Sell                                                                      -3,319                                          19.12
Sell                                                                      -1,789                                         19.125
Sell                                                                        -595                                          19.13
Sell                                                                        -561                                         19.135
Sell                                                                      -2,129                                          19.15
Sell                                                                        -130                                         19.155
Sell                                                                        -390                                          19.16
Sell                                                                        -100                                         19.165
Sell                                                                        -345                                          19.17
Sell                                                                        -243                                         19.175
Sell                                                                        -650                                          19.18
Sell                                                                        -845                                         19.185
Sell                                                                        -130                                          19.19
Sell                                                                        -757                                         19.195
Sell                                                                        -651                                           19.2
Sell                                                                      -5,199                                          19.21
Sell                                                                        -316                                         19.215
Sell                                                                      -2,588                                          19.23
Sell                                                                      -3,639                                         19.235
Sell                                                                        -562                                          19.24
Sell                                                                        -129                                          19.25
Sell                                                                        -129                                         19.255
Sell                                                                        -487                                          19.26
Sell                                                                        -129                                         19.265
Sell                                                                        -338                                          19.28
Sell                                                                        -431                                         19.295
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           200                             18.8675
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        3 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP