Citadel Europe LLP
LSE : TTM

September 04, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     3 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       10,474               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,007,908                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         10,774               0.00           1,031,799                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   1,004                                         19.055
Purchase                                                                     403                                         19.095
Purchase                                                                     130                                         19.115
Purchase                                                                     200                                         19.125
Purchase                                                                     520                                          19.15
Purchase                                                                     130                                          19.16
Purchase                                                                   1,429                                         19.175
Purchase                                                                      66                                         19.185
Purchase                                                                     390                                          19.22
Purchase                                                                     200                                          19.23
Purchase                                                                     862                                          19.24
Purchase                                                                   1,158                                         19.245
Purchase                                                                   1,320                                          19.25
Purchase                                                                   3,251                                          19.26
Purchase                                                                   1,533                                         19.265
Purchase                                                                   5,137                                          19.27
Purchase                                                                   1,448                                         19.275
Purchase                                                                      49                                          19.28
Purchase                                                                   3,510                                         19.285
Purchase                                                                     569                                          19.29
Purchase                                                                     755                                         19.295
Purchase                                                                     415                                           19.3
Purchase                                                                     480                                         19.305
Purchase                                                                   1,823                                         19.315
Purchase                                                                     203                                         19.325
Purchase                                                                   4,383                                          19.33
Purchase                                                                     376                                          19.34
Purchase                                                                     716                                         19.345
Purchase                                                                   2,996                                          19.35
Purchase                                                                     645                                         19.355
Purchase                                                                     753                                          19.36
Purchase                                                                   1,987                                         19.365
Purchase                                                                   1,557                                          19.37
Purchase                                                                     637                                         19.375
Purchase                                                                   3,584                                          19.38
Purchase                                                                     642                                         19.385
Purchase                                                                   2,735                                          19.39
Purchase                                                                     482                                         19.395
Purchase                                                                   4,729                                           19.4
Purchase                                                                   2,447                                         19.405
Purchase                                                                   3,493                                          19.41
Purchase                                                                   2,545                                         19.415
Purchase                                                                   1,755                                          19.42
Purchase                                                                   4,443                                         19.425
Purchase                                                                   1,134                                          19.43
Purchase                                                                   2,931                                         19.435
Purchase                                                                   8,730                                          19.44
Purchase                                                                   9,105                                         19.445
Purchase                                                                   7,157                                          19.45
Purchase                                                                   3,596                                         19.455
Purchase                                                                   1,088                                          19.46
Purchase                                                                   1,374                                         19.465
Purchase                                                                   1,723                                          19.47
Purchase                                                                   2,412                                         19.475
Purchase                                                                     211                                        19.4798
Purchase                                                                  11,506                                          19.48
Purchase                                                                   4,730                                         19.485
Purchase                                                                   5,012                                          19.49
Purchase                                                                   6,646                                         19.495
Purchase                                                                  12,711                                           19.5
Purchase                                                                   1,565                                         19.505
Purchase                                                                   2,299                                          19.51
Purchase                                                                   1,099                                         19.515
Purchase                                                                   8,155                                          19.52
Purchase                                                                   8,788                                         19.525
Purchase                                                                   2,419                                          19.53
Purchase                                                                   2,734                                         19.535
Purchase                                                                   1,324                                          19.54
Purchase                                                                     702                                         19.545
Purchase                                                                   7,286                                          19.55
Purchase                                                                   1,259                                         19.555
Purchase                                                                   3,401                                          19.56
Purchase                                                                   1,333                                         19.565
Purchase                                                                  11,543                                          19.57
Purchase                                                                     127                                         19.575
Purchase                                                                   2,171                                          19.58
Purchase                                                                   6,896                                         19.585
Purchase                                                                   1,705                                          19.59
Purchase                                                                   3,206                                         19.595
Purchase                                                                   9,992                                           19.6
Purchase                                                                   2,618                                         19.605
Purchase                                                                   1,835                                          19.61
Purchase                                                                   2,722                                         19.615
Purchase                                                                   2,846                                          19.62
Purchase                                                                   2,650                                         19.625
Purchase                                                                   1,602                                          19.63
Purchase                                                                     608                                         19.635
Purchase                                                                   2,675                                          19.64
Purchase                                                                     254                                         19.645
Purchase                                                                   7,725                                          19.65
Purchase                                                                   1,006                                         19.655
Purchase                                                                   2,565                                          19.66
Purchase                                                                     195                                         19.665
Purchase                                                                     615                                          19.67
Purchase                                                                   1,233                                         19.675
Purchase                                                                   1,314                                          19.68
Purchase                                                                   1,925                                         19.685
Purchase                                                                   9,217                                          19.69
Purchase                                                                     378                                         19.695
Purchase                                                                   6,722                                           19.7
Purchase                                                                   1,239                                         19.705
Purchase                                                                   1,745                                          19.71
Purchase                                                                   1,152                                         19.715
Purchase                                                                   3,835                                          19.72
Purchase                                                                   1,101                                         19.725
Purchase                                                                   2,569                                          19.73
Purchase                                                                   2,445                                         19.735
Purchase                                                                   5,672                                          19.74
Purchase                                                                   2,756                                         19.745
Purchase                                                                   1,418                                          19.75
Purchase                                                                     447                                         19.765
Purchase                                                                   1,044                                          19.77
                                                                                  
Sell                                                                        -130                                          19.11
Sell                                                                      -1,157                                         19.145
Sell                                                                        -101                                         19.165
Sell                                                                        -130                                         19.195
Sell                                                                        -260                                          19.21
Sell                                                                        -390                                         19.215
Sell                                                                        -130                                          19.22
Sell                                                                        -665                                          19.23
Sell                                                                        -100                                         19.235
Sell                                                                      -2,539                                          19.24
Sell                                                                      -1,913                                         19.245
Sell                                                                        -129                                          19.25
Sell                                                                      -1,220                                         19.255
Sell                                                                        -520                                          19.26
Sell                                                                      -3,279                                         19.275
Sell                                                                        -129                                         19.285
Sell                                                                      -1,256                                          19.29
Sell                                                                      -1,492                                         19.295
Sell                                                                      -2,926                                           19.3
Sell                                                                      -1,595                                         19.305
Sell                                                                      -3,100                                          19.31
Sell                                                                      -1,880                                         19.315
Sell                                                                      -2,301                                          19.32
Sell                                                                      -2,254                                         19.325
Sell                                                                        -129                                          19.33
Sell                                                                      -1,035                                         19.335
Sell                                                                      -1,867                                          19.34
Sell                                                                      -4,117                                         19.345
Sell                                                                      -5,390                                          19.35
Sell                                                                      -3,576                                         19.355
Sell                                                                        -741                                          19.36
Sell                                                                      -1,781                                         19.365
Sell                                                                        -129                                          19.37
Sell                                                                        -687                                         19.375
Sell                                                                      -5,391                                          19.38
Sell                                                                        -100                                         19.385
Sell                                                                        -173                                          19.39
Sell                                                                      -1,757                                         19.395
Sell                                                                        -896                                           19.4
Sell                                                                      -1,152                                         19.405
Sell                                                                        -705                                          19.41
Sell                                                                      -4,690                                         19.415
Sell                                                                      -3,298                                          19.42
Sell                                                                      -2,250                                         19.425
Sell                                                                      -3,660                                          19.43
Sell                                                                        -768                                         19.435
Sell                                                                      -3,897                                          19.44
Sell                                                                      -8,065                                         19.445
Sell                                                                      -3,910                                          19.45
Sell                                                                      -4,496                                         19.455
Sell                                                                      -1,906                                          19.46
Sell                                                                      -7,156                                         19.465
Sell                                                                      -5,986                                          19.47
Sell                                                                      -9,076                                         19.475
Sell                                                                        -211                                        19.4798
Sell                                                                      -3,191                                          19.48
Sell                                                                      -3,966                                         19.485
Sell                                                                      -4,562                                          19.49
Sell                                                                      -2,752                                         19.495
Sell                                                                      -3,173                                           19.5
Sell                                                                      -4,142                                         19.505
Sell                                                                      -7,992                                          19.51
Sell                                                                      -1,111                                         19.515
Sell                                                                      -3,560                                          19.52
Sell                                                                      -4,080                                         19.525
Sell                                                                      -2,814                                          19.53
Sell                                                                      -1,804                                         19.535
Sell                                                                      -7,777                                          19.54
Sell                                                                      -3,900                                         19.545
Sell                                                                      -4,895                                          19.55
Sell                                                                      -2,541                                         19.555
Sell                                                                     -13,664                                          19.56
Sell                                                                      -4,647                                         19.565
Sell                                                                      -6,901                                          19.57
Sell                                                                      -1,494                                         19.575
Sell                                                                      -2,118                                          19.58
Sell                                                                      -9,641                                         19.585
Sell                                                                      -2,816                                          19.59
Sell                                                                      -4,992                                         19.595
Sell                                                                      -5,364                                           19.6
Sell                                                                        -300                                         19.605
Sell                                                                        -128                                          19.61
Sell                                                                      -4,128                                         19.615
Sell                                                                        -127                                          19.62
Sell                                                                      -1,496                                         19.625
Sell                                                                        -546                                          19.63
Sell                                                                      -1,827                                         19.635
Sell                                                                        -381                                          19.64
Sell                                                                      -3,447                                         19.645
Sell                                                                      -3,623                                          19.65
Sell                                                                        -955                                         19.655
Sell                                                                        -930                                          19.66
Sell                                                                      -2,727                                         19.665
Sell                                                                      -2,426                                          19.67
Sell                                                                      -4,490                                         19.675
Sell                                                                      -1,782                                          19.68
Sell                                                                      -5,544                                         19.685
Sell                                                                      -2,626                                          19.69
Sell                                                                      -1,808                                         19.695
Sell                                                                      -8,886                                           19.7
Sell                                                                      -3,239                                         19.705
Sell                                                                      -1,720                                          19.71
Sell                                                                      -1,368                                         19.715
Sell                                                                      -2,142                                          19.72
Sell                                                                      -3,057                                         19.725
Sell                                                                      -5,447                                          19.73
Sell                                                                      -2,862                                         19.735
Sell                                                                        -810                                          19.74
Sell                                                                        -504                                         19.745
Sell                                                                        -308                                          19.75
Sell                                                                        -252                                         19.755
Sell                                                                        -569                                          19.77
Sell                                                                        -378                                         19.775
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                        1,402                            19.55766
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        4 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP