Citadel Europe LLP
LSE : TTM

September 07, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     4 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        9,958               0.00                 625                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,005,621                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         10,258               0.00           1,030,046                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     127                                         19.645
Purchase                                                                     127                                          19.65
Purchase                                                                     617                                          19.68
Purchase                                                                   1,820                                         19.685
Purchase                                                                     126                                          19.69
Purchase                                                                   1,017                                         19.695
Purchase                                                                     416                                           19.7
Purchase                                                                   2,587                                          19.71
Purchase                                                                   2,341                                         19.715
Purchase                                                                     504                                          19.72
Purchase                                                                   2,040                                         19.725
Purchase                                                                   6,659                                          19.73
Purchase                                                                   9,449                                         19.735
Purchase                                                                   3,066                                          19.74
Purchase                                                                     756                                         19.745
Purchase                                                                   3,555                                          19.75
Purchase                                                                   1,206                                         19.755
Purchase                                                                   1,896                                          19.76
Purchase                                                                  12,671                                         19.765
Purchase                                                                   3,855                                          19.77
Purchase                                                                   3,087                                         19.775
Purchase                                                                   8,368                                          19.78
Purchase                                                                   4,060                                         19.785
Purchase                                                                   4,702                                          19.79
Purchase                                                                   5,251                                         19.795
Purchase                                                                   9,635                                           19.8
Purchase                                                                   5,698                                         19.805
Purchase                                                                  10,773                                          19.81
Purchase                                                                   1,831                                         19.815
Purchase                                                                   6,358                                          19.82
Purchase                                                                   3,831                                         19.825
Purchase                                                                   7,047                                          19.83
Purchase                                                                   4,223                                         19.835
Purchase                                                                   2,450                                          19.84
Purchase                                                                   4,045                                         19.845
Purchase                                                                   3,343                                          19.85
Purchase                                                                   2,288                                         19.855
Purchase                                                                   1,398                                          19.86
Purchase                                                                   1,094                                         19.865
Purchase                                                                   7,876                                          19.87
Purchase                                                                   1,023                                         19.875
Purchase                                                                     902                                          19.88
Purchase                                                                   6,592                                         19.885
Purchase                                                                   2,731                                          19.89
Purchase                                                                   1,451                                         19.895
Purchase                                                                   1,995                                           19.9
Purchase                                                                   3,592                                         19.905
Purchase                                                                   3,568                                          19.91
Purchase                                                                   2,004                                         19.915
Purchase                                                                   4,162                                          19.92
Purchase                                                                   6,653                                         19.925
Purchase                                                                   6,224                                          19.93
Purchase                                                                   6,062                                         19.935
Purchase                                                                     162                                        19.9376
Purchase                                                                   3,097                                          19.94
Purchase                                                                   2,326                                         19.945
Purchase                                                                   3,791                                          19.95
Purchase                                                                   6,354                                         19.955
Purchase                                                                   4,159                                          19.96
Purchase                                                                   3,504                                         19.965
Purchase                                                                  12,534                                          19.97
Purchase                                                                     978                                         19.975
Purchase                                                                   2,015                                          19.98
Purchase                                                                   1,376                                         19.985
Purchase                                                                     125                                          19.99
Purchase                                                                   2,766                                         19.995
Purchase                                                                     600                                        19.9975
Purchase                                                                   4,610                                             20
Purchase                                                                     131                                         20.005
Purchase                                                                   4,228                                          20.01
Purchase                                                                     624                                          20.02
                                                                                  
Sell                                                                        -254                                          19.65
Sell                                                                        -127                                         19.655
Sell                                                                        -254                                          19.67
Sell                                                                        -300                                         19.675
Sell                                                                        -627                                         19.685
Sell                                                                        -600                                          19.69
Sell                                                                          -1                                       19.69209
Sell                                                                      -1,087                                         19.695
Sell                                                                      -2,227                                           19.7
Sell                                                                        -252                                         19.705
Sell                                                                      -1,884                                          19.71
Sell                                                                      -1,172                                         19.715
Sell                                                                      -5,619                                          19.72
Sell                                                                      -1,243                                         19.725
Sell                                                                      -1,441                                          19.73
Sell                                                                      -2,961                                         19.735
Sell                                                                      -5,907                                          19.74
Sell                                                                      -1,150                                         19.745
Sell                                                                      -1,415                                          19.75
Sell                                                                      -2,277                                         19.755
Sell                                                                      -8,904                                          19.76
Sell                                                                     -11,320                                         19.765
Sell                                                                      -4,674                                          19.77
Sell                                                                      -3,935                                         19.775
Sell                                                                      -1,404                                        19.7775
Sell                                                                     -10,050                                          19.78
Sell                                                                      -5,358                                         19.785
Sell                                                                      -3,896                                          19.79
Sell                                                                      -2,255                                         19.795
Sell                                                                      -3,630                                           19.8
Sell                                                                     -10,874                                         19.805
Sell                                                                      -3,577                                          19.81
Sell                                                                      -6,239                                         19.815
Sell                                                                     -11,014                                          19.82
Sell                                                                      -7,124                                         19.825
Sell                                                                      -5,006                                          19.83
Sell                                                                      -1,538                                         19.835
Sell                                                                      -2,606                                          19.84
Sell                                                                      -3,678                                         19.845
Sell                                                                      -6,430                                          19.85
Sell                                                                        -485                                         19.855
Sell                                                                      -1,493                                          19.86
Sell                                                                      -1,925                                         19.865
Sell                                                                      -2,404                                          19.87
Sell                                                                      -5,667                                         19.875
Sell                                                                      -1,630                                          19.88
Sell                                                                      -3,220                                         19.885
Sell                                                                      -1,383                                          19.89
Sell                                                                      -1,327                                         19.895
Sell                                                                      -2,916                                           19.9
Sell                                                                      -2,040                                         19.905
Sell                                                                      -2,192                                          19.91
Sell                                                                      -6,397                                         19.915
Sell                                                                      -2,804                                          19.92
Sell                                                                     -11,493                                         19.925
Sell                                                                      -6,509                                          19.93
Sell                                                                      -2,997                                         19.935
Sell                                                                        -162                                        19.9376
Sell                                                                      -4,347                                          19.94
Sell                                                                      -4,081                                         19.945
Sell                                                                      -4,575                                          19.95
Sell                                                                     -12,895                                         19.955
Sell                                                                      -3,904                                          19.96
Sell                                                                      -2,703                                         19.965
Sell                                                                      -1,547                                          19.97
Sell                                                                        -522                                         19.975
Sell                                                                      -4,803                                          19.98
Sell                                                                      -2,989                                         19.985
Sell                                                                      -1,871                                         20.005
Sell                                                                      -2,519                                          20.01
Sell                                                                      -5,348                                          20.02
Sell                                                                        -124                                         20.025
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           400                              19.905
CFD                      Long                                                         1,887                            19.77721
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        7 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP