Citadel Europe LLP
LSE : TTM

September 08, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     7 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       11,201               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,002,044                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         11,501               0.00           1,025,935                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     496                                          20.05
Purchase                                                                     496                                         20.055
Purchase                                                                     496                                          20.06
Purchase                                                                   5,890                                         20.065
Purchase                                                                     124                                         20.075
Purchase                                                                      53                                        20.0898
Purchase                                                                     248                                          20.09
Purchase                                                                   1,741                                         20.095
Purchase                                                                   1,487                                           20.1
Purchase                                                                     247                                         20.105
Purchase                                                                     124                                         20.115
Purchase                                                                     248                                         20.125
Purchase                                                                     445                                         20.135
Purchase                                                                     496                                          20.15
Purchase                                                                     371                                         20.155
Purchase                                                                   1,323                                          20.16
Purchase                                                                   1,239                                         20.165
Purchase                                                                   1,411                                          20.17
Purchase                                                                     497                                         20.175
Purchase                                                                   1,338                                          20.18
Purchase                                                                   1,478                                         20.185
Purchase                                                                   6,375                                          20.19
Purchase                                                                   3,060                                         20.195
Purchase                                                                   6,741                                           20.2
Purchase                                                                   2,754                                         20.205
Purchase                                                                   2,139                                          20.21
Purchase                                                                     660                                         20.215
Purchase                                                                   6,854                                          20.22
Purchase                                                                   1,451                                         20.225
Purchase                                                                     815                                          20.23
Purchase                                                                   2,326                                         20.235
Purchase                                                                   2,753                                          20.24
Purchase                                                                     877                                         20.245
Purchase                                                                     123                                          20.25
Purchase                                                                   1,184                                         20.255
Purchase                                                                     861                                          20.26
Purchase                                                                     757                                         20.265
Purchase                                                                   1,465                                          20.27
Purchase                                                                   1,107                                         20.275
Purchase                                                                   3,277                                          20.28
Purchase                                                                   1,169                                         20.285
Purchase                                                                     757                                          20.29
Purchase                                                                   1,560                                         20.295
Purchase                                                                     509                                           20.3
Purchase                                                                     492                                         20.305
Purchase                                                                     894                                          20.31
Purchase                                                                   1,426                                         20.315
Purchase                                                                   3,736                                          20.32
Purchase                                                                   4,158                                         20.325
Purchase                                                                   1,680                                          20.33
Purchase                                                                     922                                         20.335
Purchase                                                                     122                                          20.34
Purchase                                                                     122                                         20.345
Purchase                                                                   4,726                                         20.355
Purchase                                                                     366                                          20.36
Purchase                                                                     122                                          20.37
                                                                                  
Sell                                                                        -496                                         20.055
Sell                                                                        -200                                         20.065
Sell                                                                      -1,000                                          20.07
Sell                                                                        -124                                         20.075
Sell                                                                        -760                                          20.08
Sell                                                                        -430                                         20.085
Sell                                                                         -53                                        20.0898
Sell                                                                        -629                                          20.09
Sell                                                                        -747                                         20.095
Sell                                                                        -933                                           20.1
Sell                                                                        -332                                         20.105
Sell                                                                      -2,017                                          20.11
Sell                                                                        -248                                         20.115
Sell                                                                        -500                                          20.12
Sell                                                                      -4,047                                         20.125
Sell                                                                      -3,124                                         20.135
Sell                                                                        -448                                         20.145
Sell                                                                        -189                                          20.15
Sell                                                                      -2,646                                          20.16
Sell                                                                        -293                                         20.165
Sell                                                                      -1,064                                          20.17
Sell                                                                      -2,282                                         20.175
Sell                                                                      -1,044                                          20.18
Sell                                                                      -1,243                                         20.185
Sell                                                                      -4,113                                          20.19
Sell                                                                      -4,463                                         20.195
Sell                                                                      -4,095                                           20.2
Sell                                                                      -2,924                                         20.205
Sell                                                                      -1,404                                          20.21
Sell                                                                      -2,969                                         20.215
Sell                                                                      -1,787                                          20.22
Sell                                                                        -700                                         20.225
Sell                                                                        -423                                          20.23
Sell                                                                        -573                                         20.235
Sell                                                                        -631                                          20.24
Sell                                                                        -369                                         20.245
Sell                                                                      -1,305                                          20.25
Sell                                                                        -716                                         20.255
Sell                                                                      -1,401                                          20.26
Sell                                                                        -672                                          20.27
Sell                                                                      -2,086                                         20.275
Sell                                                                      -5,550                                          20.28
Sell                                                                      -1,319                                         20.285
Sell                                                                        -861                                          20.29
Sell                                                                      -1,411                                         20.295
Sell                                                                      -1,832                                           20.3
Sell                                                                      -2,942                                         20.305
Sell                                                                      -2,007                                          20.31
Sell                                                                      -5,290                                         20.315
Sell                                                                      -2,316                                          20.32
Sell                                                                      -1,936                                         20.325
Sell                                                                        -859                                          20.33
Sell                                                                      -1,037                                         20.335
Sell                                                                        -177                                          20.34
Sell                                                                        -488                                         20.345
Sell                                                                      -2,600                                          20.35
Sell                                                                        -706                                         20.365
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         3,577                            20.30362
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        8 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP