Citadel Europe LLP
LSE : TTM

September 09, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     8 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        9,958               0.00               1,379                0.00
    
(2) Derivatives (other than options)                               0               0.00             997,342                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         10,258               0.00           1,022,521                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     123                                          20.26
Purchase                                                                   1,100                                          20.27
Purchase                                                                     193                                          20.28
Purchase                                                                   1,312                                         20.285
Purchase                                                                     123                                          20.29
Purchase                                                                     246                                         20.295
Purchase                                                                   2,424                                           20.3
Purchase                                                                   1,138                                         20.305
Purchase                                                                   2,625                                          20.31
Purchase                                                                   1,974                                         20.315
Purchase                                                                     123                                          20.32
Purchase                                                                   1,789                                         20.325
Purchase                                                                   2,066                                          20.33
Purchase                                                                     395                                         20.335
Purchase                                                                   1,313                                          20.34
Purchase                                                                   6,078                                         20.345
Purchase                                                                   5,108                                          20.35
Purchase                                                                   4,236                                         20.355
Purchase                                                                   3,331                                          20.36
Purchase                                                                   3,173                                         20.365
Purchase                                                                   8,018                                          20.37
Purchase                                                                   4,515                                         20.375
Purchase                                                                   6,857                                          20.38
Purchase                                                                   3,730                                         20.385
Purchase                                                                     210                                         20.387
Purchase                                                                   5,175                                          20.39
Purchase                                                                   9,709                                         20.395
Purchase                                                                  18,310                                           20.4
Purchase                                                                   7,354                                         20.405
Purchase                                                                     168                                        20.4051
Purchase                                                                   6,658                                          20.41
Purchase                                                                   3,901                                         20.415
Purchase                                                                   4,694                                          20.42
Purchase                                                                   6,989                                         20.425
Purchase                                                                   5,159                                          20.43
Purchase                                                                   2,798                                         20.435
Purchase                                                                   2,189                                          20.44
Purchase                                                                   5,504                                         20.445
Purchase                                                                   4,586                                          20.45
Purchase                                                                   2,778                                         20.455
Purchase                                                                     874                                          20.46
Purchase                                                                   3,192                                         20.465
Purchase                                                                     643                                          20.47
Purchase                                                                   2,511                                         20.475
Purchase                                                                     244                                          20.48
Purchase                                                                   1,697                                         20.485
Purchase                                                                   1,317                                          20.49
Purchase                                                                     121                                         20.495
Purchase                                                                     100                                           20.5
Purchase                                                                   5,641                                         20.505
Purchase                                                                     100                                          20.51
Purchase                                                                   1,965                                         20.515
Purchase                                                                     643                                         20.525
Purchase                                                                   1,190                                          20.53
Purchase                                                                     100                                         20.535
Purchase                                                                     484                                          20.54
Purchase                                                                   4,963                                         20.545
Purchase                                                                   4,074                                          20.55
Purchase                                                                   4,581                                         20.555
Purchase                                                                   5,863                                          20.56
Purchase                                                                   8,774                                         20.565
Purchase                                                                   1,245                                          20.57
Purchase                                                                     121                                         20.575
Purchase                                                                   3,364                                          20.58
Purchase                                                                     364                                         20.585
Purchase                                                                   3,680                                          20.59
Purchase                                                                     484                                         20.595
Purchase                                                                   1,305                                           20.6
Purchase                                                                   1,880                                         20.605
Purchase                                                                     695                                          20.61
Purchase                                                                     121                                         20.615
Purchase                                                                     918                                          20.62
Purchase                                                                     121                                         20.625
Purchase                                                                     348                                          20.63
Purchase                                                                     272                                         20.635
Purchase                                                                     363                                          20.64
Purchase                                                                     434                                         20.645
Purchase                                                                   4,171                                          20.65
Purchase                                                                   2,211                                         20.655
Purchase                                                                   1,578                                          20.66
Purchase                                                                   1,992                                         20.665
Purchase                                                                     943                                          20.67
Purchase                                                                   2,990                                         20.675
Purchase                                                                   2,870                                          20.68
Purchase                                                                   5,368                                         20.685
Purchase                                                                     440                                          20.69
Purchase                                                                   1,870                                         20.695
Purchase                                                                   1,908                                           20.7
Purchase                                                                   3,498                                         20.705
Purchase                                                                      18                                        20.7056
Purchase                                                                   1,544                                          20.71
Purchase                                                                   1,603                                         20.715
Purchase                                                                     600                                          20.72
Purchase                                                                   2,551                                         20.725
Purchase                                                                     652                                          20.73
Purchase                                                                     513                                         20.735
Purchase                                                                   2,691                                          20.74
Purchase                                                                     662                                         20.745
Purchase                                                                   4,597                                          20.75
Purchase                                                                     240                                          20.76
Purchase                                                                     660                                         20.765
Purchase                                                                   1,141                                          20.78
Purchase                                                                   1,906                                         20.785
Purchase                                                                     823                                           20.8
Purchase                                                                   1,267                                         20.805
Purchase                                                                   1,202                                          20.81
Purchase                                                                      74                                         20.815
Purchase                                                                   1,454                                          20.82
Purchase                                                                     120                                         20.825
Purchase                                                                   8,872                                          20.83
Purchase                                                                     419                                         20.835
Purchase                                                                       8                                          20.84
Purchase                                                                     346                                          20.85
                                                                                                                               
Sell                                                                        -615                                          20.26
Sell                                                                        -476                                         20.275
Sell                                                                        -989                                         20.295
Sell                                                                      -1,027                                           20.3
Sell                                                                        -756                                         20.305
Sell                                                                      -3,571                                          20.31
Sell                                                                        -715                                         20.315
Sell                                                                      -1,943                                          20.32
Sell                                                                        -646                                         20.325
Sell                                                                        -482                                          20.33
Sell                                                                        -123                                         20.335
Sell                                                                        -366                                          20.34
Sell                                                                      -3,715                                         20.345
Sell                                                                      -6,812                                          20.35
Sell                                                                        -111                                        20.3525
Sell                                                                        -603                                         20.355
Sell                                                                      -3,066                                          20.36
Sell                                                                      -3,629                                         20.365
Sell                                                                      -3,434                                          20.37
Sell                                                                     -10,813                                         20.375
Sell                                                                        -732                                        20.3775
Sell                                                                      -4,299                                          20.38
Sell                                                                     -14,560                                         20.385
Sell                                                                        -210                                         20.387
Sell                                                                     -11,858                                          20.39
Sell                                                                        -575                                        20.3925
Sell                                                                      -8,428                                         20.395
Sell                                                                      -5,174                                           20.4
Sell                                                                      -7,421                                         20.405
Sell                                                                        -168                                        20.4051
Sell                                                                     -12,775                                          20.41
Sell                                                                      -2,791                                         20.415
Sell                                                                      -5,191                                          20.42
Sell                                                                      -5,663                                         20.425
Sell                                                                      -7,547                                          20.43
Sell                                                                      -6,855                                         20.435
Sell                                                                      -1,641                                          20.44
Sell                                                                      -1,330                                         20.445
Sell                                                                      -5,870                                          20.45
Sell                                                                        -666                                         20.455
Sell                                                                      -1,467                                          20.46
Sell                                                                      -1,498                                         20.465
Sell                                                                        -758                                          20.47
Sell                                                                      -1,835                                         20.475
Sell                                                                        -122                                          20.48
Sell                                                                      -1,999                                         20.485
Sell                                                                      -1,869                                          20.49
Sell                                                                      -2,410                                         20.495
Sell                                                                        -121                                           20.5
Sell                                                                        -893                                         20.505
Sell                                                                        -882                                          20.51
Sell                                                                        -242                                         20.515
Sell                                                                        -831                                          20.52
Sell                                                                      -2,053                                         20.525
Sell                                                                        -921                                          20.53
Sell                                                                      -4,776                                         20.535
Sell                                                                      -6,467                                          20.54
Sell                                                                        -679                                         20.545
Sell                                                                      -6,793                                          20.55
Sell                                                                      -1,095                                         20.555
Sell                                                                      -2,138                                          20.56
Sell                                                                      -5,259                                         20.565
Sell                                                                      -2,308                                          20.57
Sell                                                                      -3,028                                         20.575
Sell                                                                        -259                                          20.58
Sell                                                                        -642                                         20.585
Sell                                                                        -457                                          20.59
Sell                                                                      -2,031                                         20.595
Sell                                                                      -2,323                                           20.6
Sell                                                                        -865                                         20.605
Sell                                                                        -467                                          20.61
Sell                                                                        -242                                         20.615
Sell                                                                      -1,539                                          20.62
Sell                                                                      -1,314                                         20.625
Sell                                                                      -1,726                                          20.63
Sell                                                                         -34                                         20.635
Sell                                                                        -681                                          20.64
Sell                                                                      -2,211                                         20.645
Sell                                                                      -4,877                                          20.65
Sell                                                                      -3,155                                         20.655
Sell                                                                      -3,113                                          20.66
Sell                                                                      -4,013                                         20.665
Sell                                                                      -3,689                                          20.67
Sell                                                                        -999                                         20.675
Sell                                                                      -1,857                                          20.68
Sell                                                                      -1,348                                         20.685
Sell                                                                      -5,537                                          20.69
Sell                                                                      -2,681                                         20.695
Sell                                                                        -717                                           20.7
Sell                                                                        -715                                         20.705
Sell                                                                        -361                                          20.71
Sell                                                                      -1,446                                         20.715
Sell                                                                      -5,501                                          20.72
Sell                                                                        -480                                         20.725
Sell                                                                        -779                                          20.73
Sell                                                                      -1,593                                         20.735
Sell                                                                         -99                                          20.74
Sell                                                                      -1,033                                         20.745
Sell                                                                      -3,360                                          20.75
Sell                                                                      -1,126                                         20.755
Sell                                                                      -5,515                                          20.76
Sell                                                                        -628                                         20.765
Sell                                                                      -1,142                                          20.77
Sell                                                                      -2,121                                         20.775
Sell                                                                        -360                                          20.78
Sell                                                                        -862                                         20.785
Sell                                                                      -1,355                                          20.79
Sell                                                                      -1,205                                         20.795
Sell                                                                        -120                                         20.805
Sell                                                                        -120                                          20.81
Sell                                                                        -100                                          20.82
Sell                                                                      -2,940                                         20.825
Sell                                                                      -1,350                                          20.83
Sell                                                                        -119                                          20.84
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         4,702                            20.74365
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        9 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP