Citadel Europe LLP
LSE : TTM

September 10, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     9 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        9,980               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00             970,944                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         10,280               0.00             994,835                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     492                                          19.99
Purchase                                                                     496                                         19.995
Purchase                                                                   1,077                                          20.02
Purchase                                                                     200                                         20.045
Purchase                                                                     272                                          20.05
Purchase                                                                     109                                         20.085
Purchase                                                                     314                                          20.09
Purchase                                                                   8,214                                           20.1
Purchase                                                                   1,183                                         20.105
Purchase                                                                     124                                          20.11
Purchase                                                                     300                                         20.115
Purchase                                                                      87                                          20.12
Purchase                                                                     372                                         20.145
Purchase                                                                     369                                         20.165
Purchase                                                                   3,171                                         20.175
Purchase                                                                   1,233                                          20.18
Purchase                                                                     153                                         20.185
Purchase                                                                     591                                          20.19
Purchase                                                                     123                                         20.195
Purchase                                                                     323                                           20.2
Purchase                                                                     123                                         20.205
Purchase                                                                      43                                          20.21
Purchase                                                                     703                                         20.215
Purchase                                                                     274                                          20.23
Purchase                                                                   1,590                                         20.235
Purchase                                                                     240                                          20.24
Purchase                                                                   4,454                                          20.25
Purchase                                                                     306                                         20.255
Purchase                                                                     246                                          20.26
Purchase                                                                     162                                          20.28
Purchase                                                                      26                                         20.285
Purchase                                                                      17                                         20.295
Purchase                                                                     700                                           20.3
Purchase                                                                   1,500                                          20.31
Purchase                                                                     543                                         20.315
Purchase                                                                      42                                          20.32
Purchase                                                                     495                                          20.33
Purchase                                                                     602                                         20.335
Purchase                                                                     452                                          20.34
Purchase                                                                     577                                         20.345
Purchase                                                                   1,672                                          20.35
Purchase                                                                     122                                         20.365
Purchase                                                                     387                                          20.38
Purchase                                                                     456                                         20.385
Purchase                                                                   2,562                                          20.39
Purchase                                                                     127                                         20.395
Purchase                                                                   1,464                                           20.4
Purchase                                                                     215                                          20.41
Purchase                                                                     122                                         20.415
Purchase                                                                   4,004                                          20.42
Purchase                                                                   1,769                                         20.425
Purchase                                                                   5,855                                          20.43
Purchase                                                                     588                                         20.435
Purchase                                                                   1,511                                          20.44
Purchase                                                                   4,360                                         20.445
Purchase                                                                     245                                         20.455
Purchase                                                                     199                                        20.4599
Purchase                                                                     732                                          20.46
Purchase                                                                   5,000                                        20.4625
Purchase                                                                   3,011                                         20.465
Purchase                                                                   1,297                                          20.47
Purchase                                                                   6,160                                         20.475
Purchase                                                                     244                                          20.48
Purchase                                                                      50                                         20.485
Purchase                                                                     966                                          20.49
Purchase                                                                     979                                         20.495
Purchase                                                                   2,966                                           20.5
Purchase                                                                   5,279                                         20.505
Purchase                                                                   1,054                                          20.51
Purchase                                                                   3,725                                         20.515
Purchase                                                                   3,791                                          20.52
Purchase                                                                   2,553                                         20.525
Purchase                                                                   2,027                                          20.53
Purchase                                                                   2,620                                         20.535
Purchase                                                                     900                                          20.54
Purchase                                                                   3,788                                         20.545
Purchase                                                                   8,238                                          20.55
Purchase                                                                   2,702                                         20.555
Purchase                                                                     607                                          20.56
Purchase                                                                   3,524                                         20.565
Purchase                                                                     946                                          20.57
Purchase                                                                     839                                         20.575
Purchase                                                                   3,288                                          20.58
Purchase                                                                   4,204                                         20.585
Purchase                                                                     861                                          20.59
Purchase                                                                     630                                         20.595
Purchase                                                                     847                                           20.6
Purchase                                                                   2,321                                         20.605
Purchase                                                                     772                                          20.61
Purchase                                                                     248                                         20.615
Purchase                                                                   1,216                                          20.62
Purchase                                                                     242                                         20.625
Purchase                                                                     968                                          20.63
Purchase                                                                   1,304                                         20.635
Purchase                                                                   1,286                                          20.64
Purchase                                                                   3,019                                         20.645
Purchase                                                                   2,664                                          20.65
Purchase                                                                     946                                         20.655
Purchase                                                                  15,876                                          20.66
Purchase                                                                   3,296                                         20.665
Purchase                                                                   8,451                                          20.67
Purchase                                                                   2,080                                         20.675
Purchase                                                                   2,019                                          20.68
Purchase                                                                   6,048                                         20.685
Purchase                                                                   3,038                                          20.69
Purchase                                                                   1,109                                         20.695
Purchase                                                                   5,067                                           20.7
Purchase                                                                   1,047                                          20.71
Purchase                                                                     120                                         20.715
Purchase                                                                     360                                          20.72
Purchase                                                                     100                                         20.725
Purchase                                                                      79                                          20.74
Purchase                                                                     829                                          20.75
Purchase                                                                     120                                         20.755
Purchase                                                                      41                                         20.765
                                                                                                                               
Sell                                                                        -500                                         19.985
Sell                                                                        -375                                         19.995
Sell                                                                      -2,400                                          20.04
Sell                                                                         -28                                         20.045
Sell                                                                        -424                                          20.05
Sell                                                                        -124                                         20.075
Sell                                                                      -1,104                                         20.115
Sell                                                                      -3,396                                         20.125
Sell                                                                        -868                                          20.13
Sell                                                                        -868                                         20.135
Sell                                                                      -1,231                                         20.155
Sell                                                                        -713                                         20.165
Sell                                                                      -2,037                                          20.17
Sell                                                                        -787                                         20.185
Sell                                                                        -123                                          20.19
Sell                                                                      -2,659                                         20.205
Sell                                                                        -615                                          20.21
Sell                                                                        -369                                          20.22
Sell                                                                      -2,464                                         20.235
Sell                                                                        -228                                          20.24
Sell                                                                        -600                                         20.245
Sell                                                                        -123                                          20.25
Sell                                                                        -119                                         20.255
Sell                                                                      -1,056                                         20.265
Sell                                                                        -369                                          20.27
Sell                                                                        -800                                         20.275
Sell                                                                      -1,018                                          20.28
Sell                                                                        -610                                          20.29
Sell                                                                         -72                                         20.295
Sell                                                                        -246                                         20.315
Sell                                                                        -122                                         20.335
Sell                                                                      -2,551                                          20.34
Sell                                                                        -366                                         20.345
Sell                                                                      -1,181                                          20.35
Sell                                                                        -322                                         20.355
Sell                                                                        -444                                          20.36
Sell                                                                        -271                                         20.365
Sell                                                                         -19                                          20.38
Sell                                                                        -618                                          20.39
Sell                                                                         -33                                         20.405
Sell                                                                        -488                                          20.41
Sell                                                                        -525                                         20.415
Sell                                                                      -2,255                                          20.42
Sell                                                                      -3,287                                         20.425
Sell                                                                        -794                                          20.43
Sell                                                                      -2,177                                         20.435
Sell                                                                      -5,888                                          20.44
Sell                                                                        -791                                         20.455
Sell                                                                        -199                                        20.4599
Sell                                                                      -9,856                                          20.46
Sell                                                                      -5,000                                        20.4625
Sell                                                                        -790                                         20.465
Sell                                                                      -1,490                                          20.47
Sell                                                                        -940                                         20.475
Sell                                                                        -559                                          20.48
Sell                                                                        -122                                          20.49
Sell                                                                      -1,220                                         20.495
Sell                                                                      -4,450                                           20.5
Sell                                                                        -121                                         20.505
Sell                                                                        -363                                          20.51
Sell                                                                      -2,779                                         20.515
Sell                                                                      -4,058                                          20.52
Sell                                                                      -4,942                                         20.525
Sell                                                                      -4,687                                          20.53
Sell                                                                      -5,170                                         20.535
Sell                                                                      -5,825                                          20.54
Sell                                                                      -4,604                                         20.545
Sell                                                                      -1,532                                          20.55
Sell                                                                      -1,496                                          20.56
Sell                                                                      -1,498                                         20.565
Sell                                                                      -3,117                                          20.57
Sell                                                                        -456                                         20.575
Sell                                                                      -1,932                                         20.585
Sell                                                                      -3,299                                          20.59
Sell                                                                     -10,092                                         20.595
Sell                                                                      -1,403                                           20.6
Sell                                                                      -2,159                                         20.605
Sell                                                                        -833                                          20.61
Sell                                                                        -569                                         20.615
Sell                                                                      -2,741                                          20.62
Sell                                                                        -684                                         20.625
Sell                                                                      -3,695                                          20.63
Sell                                                                      -3,628                                         20.635
Sell                                                                      -3,152                                          20.64
Sell                                                                      -7,053                                         20.645
Sell                                                                      -2,664                                          20.65
Sell                                                                      -3,569                                         20.655
Sell                                                                      -2,932                                          20.66
Sell                                                                      -3,255                                         20.665
Sell                                                                     -12,827                                          20.67
Sell                                                                      -1,935                                         20.675
Sell                                                                      -4,354                                          20.68
Sell                                                                      -1,454                                         20.685
Sell                                                                      -2,356                                          20.69
Sell                                                                        -781                                         20.695
Sell                                                                        -195                                        20.6975
Sell                                                                        -225                                           20.7
Sell                                                                        -329                                         20.705
Sell                                                                        -240                                          20.71
Sell                                                                        -901                                         20.715
Sell                                                                         -22                                          20.72
Sell                                                                        -419                                         20.725
Sell                                                                      -1,080                                          20.73
Sell                                                                        -120                                         20.735
Sell                                                                        -510                                          20.74
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                        26,548                            20.64936
CFD                      Short                                                          150                             20.4575
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        10 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP