Citadel Europe LLP
LSE : TTM

September 11, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     10 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       10,031               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00             963,966                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         10,331               0.00             987,857                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                      55                                          20.07
Purchase                                                                     743                                         20.085
Purchase                                                                     825                                          20.09
Purchase                                                                     372                                         20.095
Purchase                                                                     635                                           20.1
Purchase                                                                     279                                          20.11
Purchase                                                                   4,879                                         20.115
Purchase                                                                   1,268                                          20.12
Purchase                                                                     267                                         20.125
Purchase                                                                     202                                          20.13
Purchase                                                                     124                                         20.135
Purchase                                                                     756                                          20.14
Purchase                                                                   7,617                                         20.145
Purchase                                                                     124                                          20.15
Purchase                                                                     369                                          20.16
Purchase                                                                     113                                         20.165
Purchase                                                                     552                                          20.17
Purchase                                                                     615                                         20.175
Purchase                                                                   5,563                                          20.18
Purchase                                                                   1,336                                         20.185
Purchase                                                                   1,746                                          20.19
Purchase                                                                     667                                         20.195
Purchase                                                                   2,732                                           20.2
Purchase                                                                     350                                         20.205
Purchase                                                                   2,884                                          20.21
Purchase                                                                     346                                         20.215
Purchase                                                                     123                                          20.22
Purchase                                                                     890                                         20.225
Purchase                                                                     904                                          20.23
Purchase                                                                   5,478                                         20.235
Purchase                                                                   1,324                                          20.24
Purchase                                                                   2,470                                         20.245
Purchase                                                                     938                                          20.25
Purchase                                                                     984                                         20.255
Purchase                                                                   1,718                                          20.26
Purchase                                                                   1,049                                         20.265
Purchase                                                                   2,794                                          20.27
Purchase                                                                   1,459                                         20.275
Purchase                                                                   6,118                                          20.28
Purchase                                                                   4,020                                         20.285
Purchase                                                                   3,428                                          20.29
Purchase                                                                   2,183                                         20.295
Purchase                                                                   1,451                                           20.3
Purchase                                                                   3,410                                         20.305
Purchase                                                                   4,083                                          20.31
Purchase                                                                   1,391                                         20.315
Purchase                                                                     512                                          20.32
Purchase                                                                     122                                         20.325
Purchase                                                                   1,449                                          20.33
Purchase                                                                  11,761                                         20.335
Purchase                                                                     366                                          20.34
Purchase                                                                   4,697                                         20.345
Purchase                                                                   2,391                                          20.35
Purchase                                                                     127                                        20.3548
Purchase                                                                   1,663                                         20.355
Purchase                                                                     122                                          20.36
Purchase                                                                     370                                         20.365
Purchase                                                                     616                                          20.37
Purchase                                                                     200                                         20.375
Purchase                                                                     351                                          20.38
Purchase                                                                   6,562                                         20.385
Purchase                                                                   3,815                                          20.39
Purchase                                                                     100                                         20.395
Purchase                                                                   8,891                                           20.4
Purchase                                                                   1,417                                         20.405
Purchase                                                                     658                                          20.41
Purchase                                                                   2,044                                         20.415
Purchase                                                                     122                                          20.42
Purchase                                                                     122                                         20.425
Purchase                                                                   1,237                                          20.43
Purchase                                                                     484                                         20.435
Purchase                                                                     912                                          20.44
Purchase                                                                   2,015                                         20.445
Purchase                                                                   1,217                                          20.45
Purchase                                                                     488                                         20.455
Purchase                                                                     388                                          20.46
Purchase                                                                     244                                         20.465
Purchase                                                                     162                                          20.47
Purchase                                                                     122                                         20.475
Purchase                                                                   1,437                                          20.48
Purchase                                                                   1,093                                         20.485
Purchase                                                                   4,137                                          20.49
Purchase                                                                     583                                         20.495
Purchase                                                                     242                                           20.5
Purchase                                                                     121                                          20.53
Purchase                                                                     218                                         20.535
Purchase                                                                     121                                          20.54
Purchase                                                                     484                                          20.55
Purchase                                                                     484                                         20.555
Purchase                                                                     484                                         20.565
Purchase                                                                     144                                           20.6
Purchase                                                                     220                                         20.605
Purchase                                                                     359                                          20.61
Purchase                                                                     203                                         20.615
Purchase                                                                     726                                         20.625
Purchase                                                                     484                                          20.63
Purchase                                                                     973                                         20.635
Purchase                                                                     508                                          20.64
Purchase                                                                   1,330                                         20.655
Purchase                                                                     120                                          20.66
Purchase                                                                   2,998                                         20.665
Purchase                                                                   6,362                                          20.67
Purchase                                                                   3,637                                         20.675
Purchase                                                                       9                                          20.68
Purchase                                                                     416                                         20.685
Purchase                                                                     802                                          20.69
Purchase                                                                     937                                         20.695
Purchase                                                                   4,983                                           20.7
Purchase                                                                   1,291                                          20.71
Purchase                                                                     471                                         20.715
Purchase                                                                   1,795                                          20.72
Purchase                                                                     369                                         20.725
Purchase                                                                     453                                          20.73
Purchase                                                                     100                                         20.735
Purchase                                                                   1,060                                          20.74
Purchase                                                                   1,400                                         20.745
Purchase                                                                     641                                          20.75
Purchase                                                                   1,974                                         20.755
Purchase                                                                     806                                          20.76
Purchase                                                                     715                                         20.765
Purchase                                                                     348                                          20.77
Purchase                                                                     360                                         20.775
Purchase                                                                   1,713                                          20.78
Purchase                                                                     272                                          20.79
Purchase                                                                     151                                         20.795
                                                                                  
Sell                                                                        -248                                         20.065
Sell                                                                      -1,020                                          20.09
Sell                                                                        -224                                         20.095
Sell                                                                      -2,373                                           20.1
Sell                                                                          -6                                         20.105
Sell                                                                        -298                                          20.11
Sell                                                                        -124                                         20.115
Sell                                                                        -160                                          20.12
Sell                                                                        -248                                          20.13
Sell                                                                      -2,650                                         20.135
Sell                                                                      -1,507                                          20.14
Sell                                                                      -2,854                                         20.145
Sell                                                                      -1,871                                          20.15
Sell                                                                        -944                                         20.155
Sell                                                                        -956                                          20.16
Sell                                                                      -2,881                                         20.165
Sell                                                                      -3,230                                          20.17
Sell                                                                        -123                                          20.18
Sell                                                                        -441                                         20.185
Sell                                                                        -849                                          20.19
Sell                                                                        -660                                         20.195
Sell                                                                      -1,390                                           20.2
Sell                                                                        -300                                          20.21
Sell                                                                        -523                                         20.215
Sell                                                                        -387                                          20.22
Sell                                                                      -1,550                                         20.225
Sell                                                                      -4,432                                          20.23
Sell                                                                      -2,547                                         20.235
Sell                                                                        -123                                          20.24
Sell                                                                      -1,664                                         20.245
Sell                                                                     -13,367                                          20.25
Sell                                                                      -1,772                                         20.255
Sell                                                                      -3,538                                          20.26
Sell                                                                      -2,462                                         20.265
Sell                                                                      -2,086                                          20.27
Sell                                                                      -4,872                                         20.275
Sell                                                                      -5,388                                          20.28
Sell                                                                      -2,849                                         20.285
Sell                                                                      -2,273                                          20.29
Sell                                                                      -2,407                                         20.295
Sell                                                                      -1,178                                           20.3
Sell                                                                      -2,113                                         20.305
Sell                                                                        -664                                          20.31
Sell                                                                      -2,839                                         20.315
Sell                                                                      -1,975                                          20.32
Sell                                                                      -2,030                                         20.325
Sell                                                                      -1,083                                          20.33
Sell                                                                      -1,081                                         20.335
Sell                                                                      -8,382                                          20.34
Sell                                                                        -819                                         20.345
Sell                                                                        -701                                          20.35
Sell                                                                        -127                                        20.3548
Sell                                                                      -1,037                                         20.355
Sell                                                                        -779                                          20.36
Sell                                                                        -883                                         20.365
Sell                                                                      -1,597                                          20.37
Sell                                                                      -2,910                                         20.375
Sell                                                                      -1,892                                          20.38
Sell                                                                        -122                                         20.385
Sell                                                                        -585                                          20.39
Sell                                                                      -1,772                                         20.395
Sell                                                                      -3,467                                           20.4
Sell                                                                      -2,423                                         20.405
Sell                                                                        -966                                          20.41
Sell                                                                        -142                                         20.415
Sell                                                                        -722                                          20.42
Sell                                                                        -259                                         20.425
Sell                                                                      -1,308                                          20.43
Sell                                                                        -500                                         20.435
Sell                                                                      -1,778                                          20.44
Sell                                                                        -322                                         20.445
Sell                                                                        -575                                          20.45
Sell                                                                      -2,638                                          20.46
Sell                                                                      -7,971                                         20.465
Sell                                                                        -790                                          20.47
Sell                                                                        -244                                          20.48
Sell                                                                        -244                                         20.485
Sell                                                                        -122                                          20.49
Sell                                                                        -564                                           20.5
Sell                                                                      -8,407                                          20.54
Sell                                                                        -484                                         20.545
Sell                                                                        -217                                          20.55
Sell                                                                        -361                                         20.555
Sell                                                                        -367                                          20.56
Sell                                                                        -321                                         20.575
Sell                                                                        -253                                          20.59
Sell                                                                      -3,881                                           20.6
Sell                                                                        -321                                         20.605
Sell                                                                        -545                                          20.61
Sell                                                                        -930                                         20.615
Sell                                                                        -596                                         20.625
Sell                                                                        -605                                         20.635
Sell                                                                        -703                                         20.645
Sell                                                                        -968                                          20.65
Sell                                                                      -1,687                                         20.655
Sell                                                                        -768                                          20.66
Sell                                                                        -120                                         20.665
Sell                                                                        -361                                          20.67
Sell                                                                      -2,965                                         20.675
Sell                                                                        -262                                          20.68
Sell                                                                        -360                                         20.685
Sell                                                                        -663                                          20.69
Sell                                                                        -200                                         20.695
Sell                                                                        -600                                           20.7
Sell                                                                        -120                                         20.705
Sell                                                                      -1,020                                          20.71
Sell                                                                        -180                                         20.715
Sell                                                                        -675                                         20.725
Sell                                                                      -3,072                                          20.73
Sell                                                                        -480                                         20.735
Sell                                                                        -960                                          20.74
Sell                                                                        -240                                          20.75
Sell                                                                        -932                                          20.76
Sell                                                                      -1,724                                         20.765
Sell                                                                        -942                                          20.77
Sell                                                                      -3,777                                         20.775
Sell                                                                      -1,981                                          20.78
Sell                                                                      -4,157                                         20.785
Sell                                                                        -590                                          20.79
Sell                                                                        -174                                         20.795
Sell                                                                        -694                                           20.8
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         7,578                            20.52395
CFD                      Short                                                          600                             20.4525
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        11 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP