Citadel Europe LLP
LSE : TTM

September 14, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     11 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       12,473               0.00                  91                0.00
    
(2) Derivatives (other than options)                           1,906               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         14,679               0.00             984,719                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   2,429                                          20.55
Purchase                                                                     121                                         20.555
Purchase                                                                     484                                          20.58
Purchase                                                                     121                                           20.6
Purchase                                                                   3,105                                          20.61
Purchase                                                                     726                                         20.615
Purchase                                                                     638                                          20.62
Purchase                                                                     679                                         20.625
Purchase                                                                     242                                          20.63
Purchase                                                                     143                                        20.6348
Purchase                                                                     242                                         20.635
Purchase                                                                     968                                          20.64
Purchase                                                                     119                                         20.645
Purchase                                                                   1,256                                          20.66
Purchase                                                                     140                                         20.665
Purchase                                                                     721                                          20.67
Purchase                                                                     960                                          20.68
Purchase                                                                   2,561                                         20.685
Purchase                                                                   1,048                                          20.69
Purchase                                                                   2,111                                         20.695
Purchase                                                                   2,390                                           20.7
Purchase                                                                   1,248                                         20.705
Purchase                                                                   1,701                                          20.71
Purchase                                                                   1,940                                         20.715
Purchase                                                                   1,534                                          20.72
Purchase                                                                     646                                         20.725
Purchase                                                                   5,015                                          20.73
Purchase                                                                   2,433                                         20.735
Purchase                                                                   5,584                                          20.74
Purchase                                                                   2,505                                         20.745
Purchase                                                                   3,303                                          20.75
Purchase                                                                   2,473                                         20.755
Purchase                                                                   6,594                                          20.76
Purchase                                                                   3,994                                         20.765
Purchase                                                                   1,939                                          20.77
Purchase                                                                     120                                         20.775
Purchase                                                                   2,546                                          20.78
Purchase                                                                   2,054                                         20.785
Purchase                                                                     509                                          20.79
Purchase                                                                   3,444                                           20.8
Purchase                                                                     135                                         20.805
Purchase                                                                     240                                          20.81
Purchase                                                                     340                                         20.815
Purchase                                                                   2,098                                          20.82
Purchase                                                                     840                                         20.825
Purchase                                                                     908                                          20.83
Purchase                                                                   2,848                                         20.835
Purchase                                                                   2,568                                          20.84
Purchase                                                                   4,339                                         20.845
Purchase                                                                     595                                          20.85
Purchase                                                                   1,679                                         20.855
Purchase                                                                     152                                          20.86
Purchase                                                                   2,172                                         20.865
Purchase                                                                   2,622                                          20.87
Purchase                                                                   1,196                                         20.875
Purchase                                                                   3,221                                          20.88
Purchase                                                                  11,941                                         20.885
Purchase                                                                   1,548                                          20.89
Purchase                                                                  13,158                                         20.895
Purchase                                                                   3,075                                           20.9
Purchase                                                                   1,923                                         20.905
Purchase                                                                   5,156                                          20.91
Purchase                                                                   1,229                                         20.915
Purchase                                                                   6,983                                          20.92
Purchase                                                                   1,433                                         20.925
Purchase                                                                   2,362                                          20.93
Purchase                                                                   1,666                                         20.935
Purchase                                                                   2,441                                          20.94
Purchase                                                                   2,810                                         20.945
Purchase                                                                   4,864                                          20.95
Purchase                                                                   6,237                                         20.955
Purchase                                                                   1,085                                          20.96
Purchase                                                                   4,134                                         20.965
Purchase                                                                   4,474                                          20.97
Purchase                                                                   4,400                                         20.975
Purchase                                                                   2,610                                          20.98
Purchase                                                                   1,717                                         20.985
Purchase                                                                   5,361                                          20.99
Purchase                                                                   4,041                                         20.995
Purchase                                                                   9,144                                             21
Purchase                                                                   2,469                                         21.005
Purchase                                                                   3,878                                          21.01
Purchase                                                                   7,080                                         21.015
Purchase                                                                   4,407                                          21.02
Purchase                                                                   5,391                                         21.025
Purchase                                                                  10,040                                          21.03
Purchase                                                                   4,315                                         21.035
Purchase                                                                   3,551                                          21.04
Purchase                                                                   1,372                                         21.045
Purchase                                                                   4,686                                          21.05
Purchase                                                                   3,316                                         21.055
Purchase                                                                     944                                          21.06
Purchase                                                                   3,775                                         21.065
Purchase                                                                     600                                          21.07
                                                                                  
Sell                                                                        -121                                         20.555
Sell                                                                        -467                                          20.58
Sell                                                                        -237                                         20.585
Sell                                                                        -121                                          20.59
Sell                                                                      -2,181                                           20.6
Sell                                                                        -264                                          20.61
Sell                                                                        -646                                         20.615
Sell                                                                        -844                                          20.62
Sell                                                                         -80                                         20.625
Sell                                                                        -484                                          20.63
Sell                                                                        -143                                        20.6348
Sell                                                                        -484                                         20.635
Sell                                                                      -1,418                                          20.64
Sell                                                                        -121                                         20.645
Sell                                                                      -4,448                                          20.65
Sell                                                                        -172                                         20.655
Sell                                                                        -124                                          20.66
Sell                                                                        -241                                         20.665
Sell                                                                        -240                                          20.67
Sell                                                                      -1,190                                         20.675
Sell                                                                      -1,060                                          20.68
Sell                                                                      -1,135                                         20.685
Sell                                                                      -1,619                                          20.69
Sell                                                                      -1,895                                         20.695
Sell                                                                      -3,822                                           20.7
Sell                                                                      -1,441                                         20.705
Sell                                                                        -584                                          20.71
Sell                                                                      -1,359                                         20.715
Sell                                                                      -4,325                                          20.72
Sell                                                                      -1,114                                         20.725
Sell                                                                        -600                                          20.73
Sell                                                                      -3,542                                         20.735
Sell                                                                      -2,873                                          20.74
Sell                                                                        -515                                         20.745
Sell                                                                      -3,997                                          20.75
Sell                                                                      -6,007                                         20.755
Sell                                                                      -1,750                                          20.76
Sell                                                                      -1,576                                         20.765
Sell                                                                      -9,071                                          20.77
Sell                                                                      -1,399                                         20.775
Sell                                                                        -210                                          20.78
Sell                                                                        -361                                          20.79
Sell                                                                      -1,188                                         20.795
Sell                                                                        -679                                           20.8
Sell                                                                        -120                                         20.805
Sell                                                                        -420                                          20.81
Sell                                                                        -616                                         20.815
Sell                                                                      -1,960                                          20.82
Sell                                                                        -100                                         20.825
Sell                                                                      -2,049                                          20.83
Sell                                                                      -3,766                                         20.835
Sell                                                                      -8,229                                          20.84
Sell                                                                        -914                                         20.845
Sell                                                                      -3,120                                          20.85
Sell                                                                      -5,928                                         20.855
Sell                                                                        -119                                          20.86
Sell                                                                      -1,619                                         20.865
Sell                                                                      -6,108                                          20.87
Sell                                                                      -8,594                                         20.875
Sell                                                                      -4,561                                          20.88
Sell                                                                      -3,417                                         20.885
Sell                                                                      -7,020                                          20.89
Sell                                                                        -956                                         20.895
Sell                                                                      -6,957                                           20.9
Sell                                                                      -4,966                                         20.905
Sell                                                                      -2,407                                          20.91
Sell                                                                      -3,087                                         20.915
Sell                                                                      -2,214                                          20.92
Sell                                                                        -595                                         20.925
Sell                                                                      -1,792                                          20.93
Sell                                                                        -595                                         20.935
Sell                                                                      -1,851                                          20.94
Sell                                                                        -795                                         20.945
Sell                                                                      -3,766                                          20.95
Sell                                                                      -3,838                                         20.955
Sell                                                                      -5,066                                          20.96
Sell                                                                        -403                                         20.965
Sell                                                                      -3,057                                          20.97
Sell                                                                      -6,925                                         20.975
Sell                                                                      -7,710                                          20.98
Sell                                                                      -7,666                                         20.985
Sell                                                                      -6,858                                          20.99
Sell                                                                      -7,776                                         20.995
Sell                                                                     -15,447                                             21
Sell                                                                      -2,639                                         21.005
Sell                                                                      -4,973                                          21.01
Sell                                                                      -5,385                                         21.015
Sell                                                                      -5,827                                          21.02
Sell                                                                      -3,874                                         21.025
Sell                                                                      -1,200                                          21.03
Sell                                                                      -1,857                                         21.035
Sell                                                                      -2,930                                          21.04
Sell                                                                      -1,734                                         21.045
Sell                                                                      -2,722                                          21.05
Sell                                                                        -123                                         21.055
Sell                                                                        -590                                          21.06
Sell                                                                        -118                                         21.065
Sell                                                                        -406                                         21.075
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         6,644                            20.75686
CFD                      Short                                                        1,600                               20.78
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        14 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP