Citadel Europe LLP
LSE : TTM

September 15, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     14 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        9,958               0.00               2,006                0.00
    
(2) Derivatives (other than options)                          13,465               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         23,723               0.00             986,634                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                      69                                          19.91
Purchase                                                                     125                                         19.915
Purchase                                                                     125                                          19.92
Purchase                                                                     375                                         19.925
Purchase                                                                     599                                          19.93
Purchase                                                                     138                                         19.935
Purchase                                                                     991                                          19.94
Purchase                                                                     800                                         19.945
Purchase                                                                   4,757                                          19.95
Purchase                                                                     315                                         19.955
Purchase                                                                   4,177                                          19.96
Purchase                                                                   3,953                                         19.965
Purchase                                                                   2,364                                          19.97
Purchase                                                                   3,269                                         19.975
Purchase                                                                   1,068                                          19.98
Purchase                                                                   3,035                                         19.985
Purchase                                                                     250                                          19.99
Purchase                                                                   2,389                                         19.995
Purchase                                                                   4,564                                             20
Purchase                                                                   2,748                                         20.005
Purchase                                                                   1,469                                          20.01
Purchase                                                                   4,845                                         20.015
Purchase                                                                   3,352                                          20.02
Purchase                                                                     597                                         20.025
Purchase                                                                   3,857                                          20.03
Purchase                                                                   2,583                                         20.035
Purchase                                                                   1,590                                          20.04
Purchase                                                                   2,896                                         20.045
Purchase                                                                   2,521                                          20.05
Purchase                                                                   4,435                                         20.055
Purchase                                                                     929                                          20.06
Purchase                                                                     753                                         20.065
Purchase                                                                   1,051                                          20.07
Purchase                                                                   3,384                                         20.075
Purchase                                                                   1,476                                          20.08
Purchase                                                                     637                                         20.085
Purchase                                                                   1,314                                          20.09
Purchase                                                                   7,032                                         20.095
Purchase                                                                   2,827                                           20.1
Purchase                                                                   1,103                                         20.105
Purchase                                                                   3,234                                          20.11
Purchase                                                                   2,760                                         20.115
Purchase                                                                   2,938                                          20.12
Purchase                                                                   1,096                                         20.125
Purchase                                                                   1,120                                          20.13
Purchase                                                                   1,135                                         20.135
Purchase                                                                     248                                          20.14
Purchase                                                                   1,921                                         20.145
Purchase                                                                     361                                          20.15
Purchase                                                                      87                                         20.155
Purchase                                                                     123                                          20.16
Purchase                                                                   1,469                                         20.165
Purchase                                                                   2,419                                         20.175
Purchase                                                                   1,540                                          20.18
Purchase                                                                   1,079                                         20.185
Purchase                                                                   4,109                                          20.19
Purchase                                                                     246                                         20.195
Purchase                                                                     649                                           20.2
Purchase                                                                     471                                         20.205
Purchase                                                                   2,592                                         20.215
Purchase                                                                     223                                          20.22
Purchase                                                                     123                                         20.225
Purchase                                                                     100                                          20.23
Purchase                                                                     455                                         20.235
Purchase                                                                   1,566                                          20.24
Purchase                                                                     593                                         20.245
Purchase                                                                     123                                          20.25
Purchase                                                                   5,963                                         20.255
Purchase                                                                     421                                          20.26
Purchase                                                                     354                                         20.265
Purchase                                                                   1,901                                          20.27
Purchase                                                                     367                                         20.275
Purchase                                                                       2                                        20.2775
Purchase                                                                   2,779                                          20.28
Purchase                                                                   1,845                                         20.285
Purchase                                                                     609                                          20.29
Purchase                                                                   1,518                                         20.295
Purchase                                                                   4,949                                           20.3
Purchase                                                                   1,323                                         20.305
Purchase                                                                   1,253                                          20.31
Purchase                                                                   1,101                                         20.315
Purchase                                                                     818                                          20.32
Purchase                                                                     545                                         20.325
Purchase                                                                     122                                          20.33
Purchase                                                                   1,797                                         20.335
Purchase                                                                   2,289                                          20.34
Purchase                                                                   7,604                                         20.345
Purchase                                                                   2,199                                          20.35
Purchase                                                                     300                                         20.355
Purchase                                                                   5,203                                          20.36
Purchase                                                                     140                                         20.365
Purchase                                                                     151                                          20.37
Purchase                                                                     262                                         20.375
Purchase                                                                   1,040                                          20.38
Purchase                                                                   1,899                                         20.385
Purchase                                                                     359                                         20.395
Purchase                                                                   3,000                                           20.4
Purchase                                                                     791                                         20.405
Purchase                                                                   6,597                                          20.41
Purchase                                                                      71                                        20.4125
Purchase                                                                   1,223                                         20.415
Purchase                                                                   2,348                                          20.42
Purchase                                                                   2,250                                         20.425
Purchase                                                                     200                                         20.445
Purchase                                                                     173                                         20.455
Purchase                                                                     773                                         20.465
Purchase                                                                     316                                         20.475
Purchase                                                                   1,885                                          20.48
Purchase                                                                      39                                         20.485
Purchase                                                                     121                                          20.49
Purchase                                                                   1,000                                           20.5
Purchase                                                                     121                                         20.515
Purchase                                                                     484                                          20.53
Purchase                                                                     221                                         20.535
Purchase                                                                      51                                          20.54
Purchase                                                                     100                                         20.545
Purchase                                                                     121                                          20.55
Purchase                                                                     233                                         20.555
Purchase                                                                     226                                         20.585
Purchase                                                                     968                                          20.59
Purchase                                                                   1,582                                         20.595
Purchase                                                                     653                                           20.6
Purchase                                                                     121                                         20.605
Purchase                                                                   4,684                                          20.61
Purchase                                                                   1,392                                         20.615
Purchase                                                                     655                                          20.62
Purchase                                                                   1,153                                         20.625
Purchase                                                                     613                                         20.635
Purchase                                                                     570                                          20.64
Purchase                                                                   1,820                                          20.65
Purchase                                                                     229                                         20.655
Purchase                                                                     800                                          20.66
Purchase                                                                   2,122                                         20.665
Purchase                                                                     464                                          20.67
Purchase                                                                     141                                        20.6702
Purchase                                                                     240                                         20.675
Purchase                                                                     750                                          20.68
Purchase                                                                   1,590                                         20.685
Purchase                                                                   1,150                                          20.69
Purchase                                                                     600                                           20.7
Purchase                                                                     120                                         20.705
                                                                                  
Sell                                                                      -1,227                                         19.925
Sell                                                                        -525                                          19.93
Sell                                                                        -125                                         19.935
Sell                                                                      -2,049                                          19.94
Sell                                                                      -1,585                                         19.945
Sell                                                                      -3,166                                          19.95
Sell                                                                      -4,366                                         19.955
Sell                                                                      -2,353                                          19.96
Sell                                                                      -5,156                                         19.965
Sell                                                                        -187                                          19.97
Sell                                                                      -1,425                                          19.98
Sell                                                                      -2,012                                          19.99
Sell                                                                          -7                                       19.99194
Sell                                                                        -484                                         19.995
Sell                                                                      -1,613                                             20
Sell                                                                      -4,866                                         20.005
Sell                                                                      -5,063                                          20.01
Sell                                                                      -4,131                                         20.015
Sell                                                                      -3,841                                          20.02
Sell                                                                      -3,027                                         20.025
Sell                                                                        -267                                          20.03
Sell                                                                      -2,969                                         20.035
Sell                                                                      -3,878                                          20.04
Sell                                                                      -6,547                                         20.045
Sell                                                                      -8,604                                          20.05
Sell                                                                      -2,077                                         20.055
Sell                                                                      -1,416                                          20.06
Sell                                                                      -1,783                                         20.065
Sell                                                                      -1,881                                          20.07
Sell                                                                      -1,845                                         20.075
Sell                                                                      -1,626                                          20.08
Sell                                                                      -1,169                                         20.085
Sell                                                                        -946                                          20.09
Sell                                                                      -1,603                                         20.095
Sell                                                                      -3,313                                           20.1
Sell                                                                      -1,495                                         20.105
Sell                                                                        -248                                          20.11
Sell                                                                      -1,001                                         20.115
Sell                                                                      -1,308                                          20.12
Sell                                                                        -100                                          20.14
Sell                                                                      -2,901                                         20.145
Sell                                                                        -248                                          20.15
Sell                                                                        -124                                         20.155
Sell                                                                      -4,407                                          20.16
Sell                                                                        -523                                         20.165
Sell                                                                        -100                                          20.17
Sell                                                                      -3,778                                         20.175
Sell                                                                      -3,422                                          20.18
Sell                                                                        -792                                         20.185
Sell                                                                      -6,126                                          20.19
Sell                                                                        -769                                         20.195
Sell                                                                      -3,027                                           20.2
Sell                                                                        -370                                         20.205
Sell                                                                      -2,071                                          20.21
Sell                                                                        -386                                         20.215
Sell                                                                      -2,500                                          20.23
Sell                                                                      -2,183                                         20.235
Sell                                                                      -4,151                                         20.245
Sell                                                                      -2,732                                          20.25
Sell                                                                      -2,153                                         20.255
Sell                                                                      -1,652                                          20.26
Sell                                                                        -246                                         20.265
Sell                                                                      -2,977                                          20.27
Sell                                                                      -1,056                                         20.275
Sell                                                                        -201                                         20.285
Sell                                                                      -1,375                                          20.29
Sell                                                                      -1,094                                         20.295
Sell                                                                      -3,774                                           20.3
Sell                                                                        -369                                         20.305
Sell                                                                        -684                                          20.31
Sell                                                                      -1,056                                          20.32
Sell                                                                        -777                                         20.325
Sell                                                                      -1,506                                          20.33
Sell                                                                        -122                                         20.335
Sell                                                                      -1,356                                          20.34
Sell                                                                        -625                                         20.345
Sell                                                                      -2,922                                          20.35
Sell                                                                        -810                                         20.355
Sell                                                                      -1,569                                          20.36
Sell                                                                        -122                                         20.365
Sell                                                                      -4,218                                          20.37
Sell                                                                      -2,448                                          20.38
Sell                                                                      -1,044                                         20.385
Sell                                                                         -91                                          20.39
Sell                                                                      -1,353                                         20.395
Sell                                                                      -6,811                                           20.4
Sell                                                                      -4,413                                         20.405
Sell                                                                        -911                                          20.41
Sell                                                                         -92                                         20.415
Sell                                                                      -1,803                                         20.425
Sell                                                                        -328                                          20.44
Sell                                                                        -366                                         20.465
Sell                                                                      -6,388                                          20.47
Sell                                                                      -2,648                                         20.475
Sell                                                                        -244                                          20.48
Sell                                                                        -484                                         20.505
Sell                                                                        -178                                         20.515
Sell                                                                      -1,231                                         20.525
Sell                                                                        -533                                          20.53
Sell                                                                          -5                                         20.535
Sell                                                                        -242                                         20.545
Sell                                                                        -484                                          20.55
Sell                                                                        -121                                         20.555
Sell                                                                      -1,568                                         20.595
Sell                                                                        -605                                           20.6
Sell                                                                        -283                                         20.605
Sell                                                                      -1,557                                          20.61
Sell                                                                      -2,532                                         20.615
Sell                                                                        -200                                          20.62
Sell                                                                        -200                                          20.63
Sell                                                                        -746                                          20.64
Sell                                                                      -2,265                                         20.645
Sell                                                                      -1,128                                          20.65
Sell                                                                      -2,419                                          20.66
Sell                                                                        -259                                          20.67
Sell                                                                        -141                                        20.6702
Sell                                                                        -123                                          20.68
Sell                                                                      -4,215                                         20.685
Sell                                                                        -360                                          20.69
Sell                                                                      -1,989                                         20.695
Sell                                                                        -120                                         20.705
Sell                                                                        -360                                          20.71
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         9,659                             20.2944
CFD                      Long                                                         1,900                              20.625
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        15 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP