Citadel Europe LLP
LSE : TTM

September 16, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     15 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        9,958               0.00               1,917                0.00
    
(2) Derivatives (other than options)                          12,665               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         22,923               0.00             986,545                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     986                                          20.39
Purchase                                                                   5,219                                          20.42
Purchase                                                                     632                                         20.425
Purchase                                                                     973                                          20.43
Purchase                                                                   1,003                                         20.435
Purchase                                                                     244                                          20.44
Purchase                                                                   1,618                                         20.445
Purchase                                                                     122                                          20.45
Purchase                                                                     263                                         20.465
Purchase                                                                     148                                          20.47
Purchase                                                                     408                                         20.475
Purchase                                                                     710                                          20.48
Purchase                                                                     366                                         20.485
Purchase                                                                   2,045                                          20.49
Purchase                                                                     199                                         20.495
Purchase                                                                   1,273                                           20.5
Purchase                                                                     121                                         20.505
Purchase                                                                   1,891                                          20.51
Purchase                                                                     121                                         20.515
Purchase                                                                     620                                          20.52
Purchase                                                                     930                                         20.525
Purchase                                                                     121                                          20.53
Purchase                                                                     487                                         20.535
Purchase                                                                   2,179                                          20.54
Purchase                                                                     824                                         20.545
Purchase                                                                   1,445                                          20.55
Purchase                                                                     281                                         20.555
Purchase                                                                     625                                          20.56
Purchase                                                                       2                                       20.56293
Purchase                                                                   1,899                                         20.565
Purchase                                                                   5,334                                          20.57
Purchase                                                                   2,275                                         20.575
Purchase                                                                     926                                          20.58
Purchase                                                                   1,464                                         20.585
Purchase                                                                   1,097                                          20.59
Purchase                                                                   1,289                                         20.595
Purchase                                                                   3,822                                           20.6
Purchase                                                                   1,055                                         20.605
Purchase                                                                     700                                          20.61
Purchase                                                                     242                                         20.615
Purchase                                                                   2,759                                          20.62
Purchase                                                                   1,247                                         20.625
Purchase                                                                     864                                          20.63
Purchase                                                                   3,064                                         20.635
Purchase                                                                     974                                          20.64
Purchase                                                                      66                                        20.6426
Purchase                                                                     524                                         20.645
Purchase                                                                   3,837                                          20.65
Purchase                                                                   6,218                                         20.655
Purchase                                                                   2,001                                          20.66
Purchase                                                                   2,688                                         20.665
Purchase                                                                       1                                        20.6696
Purchase                                                                   5,977                                          20.67
Purchase                                                                     651                                         20.675
Purchase                                                                   1,136                                          20.68
Purchase                                                                   3,368                                         20.685
Purchase                                                                   2,425                                          20.69
Purchase                                                                   2,003                                         20.695
Purchase                                                                   5,095                                           20.7
Purchase                                                                   2,880                                         20.705
Purchase                                                                     909                                          20.71
Purchase                                                                   2,599                                         20.715
Purchase                                                                     881                                          20.72
Purchase                                                                     420                                         20.725
Purchase                                                                   3,260                                          20.73
Purchase                                                                   2,111                                         20.735
Purchase                                                                   2,308                                          20.74
Purchase                                                                     578                                         20.745
Purchase                                                                   3,525                                          20.75
Purchase                                                                     787                                         20.755
Purchase                                                                   1,060                                          20.76
Purchase                                                                     238                                          20.85
                                                                                  
Sell                                                                        -328                                         20.405
Sell                                                                        -180                                          20.41
Sell                                                                        -444                                         20.415
Sell                                                                        -709                                          20.42
Sell                                                                      -1,487                                          20.43
Sell                                                                        -278                                         20.435
Sell                                                                        -222                                          20.44
Sell                                                                        -248                                         20.445
Sell                                                                        -788                                          20.46
Sell                                                                        -248                                          20.47
Sell                                                                        -366                                         20.475
Sell                                                                      -1,786                                          20.48
Sell                                                                      -1,552                                         20.485
Sell                                                                        -122                                          20.49
Sell                                                                        -947                                           20.5
Sell                                                                        -947                                         20.505
Sell                                                                        -532                                          20.51
Sell                                                                        -622                                         20.515
Sell                                                                        -242                                          20.52
Sell                                                                      -2,014                                         20.525
Sell                                                                      -8,460                                          20.53
Sell                                                                      -1,201                                         20.535
Sell                                                                      -1,538                                          20.54
Sell                                                                        -242                                         20.545
Sell                                                                        -417                                          20.55
Sell                                                                        -600                                         20.555
Sell                                                                        -121                                          20.56
Sell                                                                      -1,538                                         20.565
Sell                                                                        -754                                          20.57
Sell                                                                      -1,135                                         20.575
Sell                                                                        -657                                          20.58
Sell                                                                        -797                                         20.585
Sell                                                                      -1,179                                          20.59
Sell                                                                      -1,161                                         20.595
Sell                                                                      -1,089                                           20.6
Sell                                                                      -5,187                                         20.605
Sell                                                                      -2,334                                          20.61
Sell                                                                      -1,920                                         20.615
Sell                                                                      -1,856                                          20.62
Sell                                                                        -489                                         20.625
Sell                                                                        -924                                          20.63
Sell                                                                      -1,615                                         20.635
Sell                                                                      -2,221                                          20.64
Sell                                                                         -66                                        20.6426
Sell                                                                      -3,990                                         20.645
Sell                                                                      -3,206                                          20.65
Sell                                                                      -1,343                                         20.655
Sell                                                                      -4,384                                          20.66
Sell                                                                        -886                                         20.665
Sell                                                                          -1                                        20.6696
Sell                                                                      -1,475                                          20.67
Sell                                                                      -5,989                                         20.675
Sell                                                                      -2,931                                          20.68
Sell                                                                      -1,485                                         20.685
Sell                                                                        -746                                          20.69
Sell                                                                      -1,116                                         20.695
Sell                                                                      -3,244                                           20.7
Sell                                                                      -2,661                                         20.705
Sell                                                                      -1,123                                          20.71
Sell                                                                      -3,902                                         20.715
Sell                                                                        -634                                          20.72
Sell                                                                      -3,725                                         20.725
Sell                                                                      -8,690                                          20.73
Sell                                                                      -3,985                                         20.735
Sell                                                                      -1,835                                          20.74
Sell                                                                        -360                                         20.745
Sell                                                                        -700                                          20.75
Sell                                                                        -969                                         20.755
Sell                                                                        -131                                          20.76
Sell                                                                        -515                                         20.765
Sell                                                                        -120                                          20.77
Sell                                                                        -103                                           20.8
Sell                                                                         -33                                         20.805
Sell                                                                        -240                                          20.81
Sell                                                                        -120                                          20.82
Sell                                                                        -119                                         20.855
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                          800                            20.68378
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        16 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP