Citadel Europe LLP
LSE : TTM

September 17, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     16 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       12,387               0.00                  91                0.00
    
(2) Derivatives (other than options)                           1,245               0.00             970,863                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              23,000                0.00
    
Total                                                         13,932               0.00             993,954                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     118                                         21.005
Purchase                                                                     546                                          21.01
Purchase                                                                     709                                          21.02
Purchase                                                                   1,981                                         21.025
Purchase                                                                     354                                         21.035
Purchase                                                                   3,237                                         21.045
Purchase                                                                     860                                          21.05
Purchase                                                                      75                                         21.055
Purchase                                                                     236                                          21.06
Purchase                                                                     472                                         21.065
Purchase                                                                     555                                          21.07
Purchase                                                                     619                                          21.08
Purchase                                                                   1,560                                         21.085
Purchase                                                                   2,066                                          21.09
Purchase                                                                     354                                         21.095
Purchase                                                                   4,937                                           21.1
Purchase                                                                   7,219                                         21.105
Purchase                                                                   1,133                                          21.11
Purchase                                                                   5,497                                         21.115
Purchase                                                                     986                                          21.12
Purchase                                                                   1,215                                         21.125
Purchase                                                                   1,139                                          21.13
Purchase                                                                     686                                         21.135
Purchase                                                                   4,972                                          21.14
Purchase                                                                   1,638                                         21.145
Purchase                                                                   3,153                                          21.15
Purchase                                                                     679                                         21.155
Purchase                                                                   1,327                                          21.16
Purchase                                                                     649                                         21.165
Purchase                                                                     518                                          21.17
Purchase                                                                     915                                         21.175
Purchase                                                                   1,865                                          21.18
Purchase                                                                   2,221                                         21.185
Purchase                                                                     972                                          21.19
Purchase                                                                   2,351                                         21.195
Purchase                                                                   3,101                                           21.2
Purchase                                                                   1,862                                         21.205
Purchase                                                                   4,207                                          21.21
Purchase                                                                   1,415                                         21.215
Purchase                                                                   2,079                                          21.22
Purchase                                                                   5,583                                         21.225
Purchase                                                                   3,551                                          21.23
Purchase                                                                   1,828                                         21.235
Purchase                                                                     634                                          21.24
Purchase                                                                   3,076                                         21.245
Purchase                                                                     928                                          21.25
Purchase                                                                   1,053                                         21.255
Purchase                                                                   3,024                                          21.26
Purchase                                                                   4,781                                         21.265
Purchase                                                                   5,611                                          21.27
Purchase                                                                      83                                        21.2724
Purchase                                                                   2,685                                         21.275
Purchase                                                                   6,244                                          21.28
Purchase                                                                  11,692                                         21.285
Purchase                                                                       1                                        21.2878
Purchase                                                                   1,590                                          21.29
Purchase                                                                       8                                       21.29381
Purchase                                                                   1,962                                         21.295
Purchase                                                                   7,893                                           21.3
Purchase                                                                   2,690                                         21.305
Purchase                                                                     817                                          21.31
Purchase                                                                   3,494                                         21.315
Purchase                                                                   2,272                                          21.32
Purchase                                                                     702                                         21.325
Purchase                                                                   2,193                                          21.33
Purchase                                                                   3,367                                         21.335
Purchase                                                                  11,329                                          21.34
Purchase                                                                   5,771                                         21.345
Purchase                                                                   6,335                                          21.35
Purchase                                                                   5,750                                         21.355
Purchase                                                                   3,556                                          21.36
Purchase                                                                   1,883                                         21.365
Purchase                                                                   6,502                                          21.37
Purchase                                                                   1,506                                         21.375
Purchase                                                                   7,146                                          21.38
Purchase                                                                   3,152                                         21.385
Purchase                                                                   4,302                                          21.39
Purchase                                                                     928                                         21.395
Purchase                                                                  13,957                                           21.4
Purchase                                                                     790                                         21.405
Purchase                                                                   6,731                                          21.41
Purchase                                                                   1,978                                         21.415
Purchase                                                                     151                                          21.42
Purchase                                                                   5,770                                         21.425
Purchase                                                                   2,350                                          21.43
Purchase                                                                     348                                         21.435
Purchase                                                                   2,197                                          21.44
Purchase                                                                   3,494                                         21.445
Purchase                                                                     232                                          21.45
Purchase                                                                   3,238                                         21.455
Purchase                                                                     400                                          21.46
Purchase                                                                     181                                         21.465
Purchase                                                                      70                                         21.475
Purchase                                                                     236                                         21.485
                                                                                  
Sell                                                                        -119                                          21.01
Sell                                                                        -472                                         21.015
Sell                                                                        -360                                          21.02
Sell                                                                        -236                                         21.025
Sell                                                                        -354                                          21.03
Sell                                                                        -479                                         21.045
Sell                                                                      -2,450                                         21.055
Sell                                                                        -338                                          21.06
Sell                                                                      -2,263                                         21.065
Sell                                                                        -640                                          21.07
Sell                                                                      -3,598                                         21.075
Sell                                                                        -988                                          21.08
Sell                                                                      -2,803                                         21.085
Sell                                                                      -1,031                                          21.09
Sell                                                                        -472                                         21.095
Sell                                                                      -8,455                                           21.1
Sell                                                                        -808                                         21.105
Sell                                                                      -1,838                                          21.11
Sell                                                                        -364                                         21.115
Sell                                                                      -1,154                                          21.12
Sell                                                                      -1,266                                         21.125
Sell                                                                      -1,767                                          21.13
Sell                                                                        -595                                         21.135
Sell                                                                        -836                                          21.14
Sell                                                                      -8,978                                         21.145
Sell                                                                      -1,084                                          21.15
Sell                                                                      -3,701                                         21.155
Sell                                                                        -638                                          21.16
Sell                                                                      -3,535                                         21.165
Sell                                                                      -2,207                                          21.17
Sell                                                                      -1,652                                         21.175
Sell                                                                        -596                                          21.18
Sell                                                                      -3,094                                         21.185
Sell                                                                      -1,967                                          21.19
Sell                                                                      -1,918                                         21.195
Sell                                                                      -1,938                                           21.2
Sell                                                                      -3,072                                         21.205
Sell                                                                      -7,174                                          21.21
Sell                                                                      -1,453                                         21.215
Sell                                                                      -2,545                                          21.22
Sell                                                                      -2,563                                         21.225
Sell                                                                      -1,133                                          21.23
Sell                                                                      -1,148                                         21.235
Sell                                                                      -1,684                                          21.24
Sell                                                                        -121                                         21.245
Sell                                                                        -331                                          21.25
Sell                                                                      -1,118                                         21.255
Sell                                                                      -2,102                                          21.26
Sell                                                                        -351                                         21.265
Sell                                                                        -557                                          21.27
Sell                                                                         -83                                        21.2724
Sell                                                                        -702                                         21.275
Sell                                                                      -3,509                                          21.28
Sell                                                                     -11,991                                         21.285
Sell                                                                          -1                                        21.2878
Sell                                                                      -3,967                                          21.29
Sell                                                                      -1,497                                         21.295
Sell                                                                      -3,064                                           21.3
Sell                                                                      -1,436                                         21.305
Sell                                                                      -4,226                                          21.31
Sell                                                                      -2,477                                         21.315
Sell                                                                      -9,684                                          21.32
Sell                                                                      -5,095                                         21.325
Sell                                                                      -1,402                                          21.33
Sell                                                                      -9,276                                         21.335
Sell                                                                     -10,224                                          21.34
Sell                                                                      -3,533                                         21.345
Sell                                                                     -11,945                                          21.35
Sell                                                                      -6,451                                         21.355
Sell                                                                      -1,651                                          21.36
Sell                                                                      -2,164                                         21.365
Sell                                                                      -4,262                                          21.37
Sell                                                                      -3,513                                         21.375
Sell                                                                     -10,746                                          21.38
Sell                                                                      -3,539                                         21.385
Sell                                                                      -2,281                                          21.39
Sell                                                                      -3,035                                         21.395
Sell                                                                      -4,736                                           21.4
Sell                                                                      -1,752                                         21.405
Sell                                                                      -1,719                                          21.41
Sell                                                                      -4,225                                         21.415
Sell                                                                      -3,611                                          21.42
Sell                                                                      -4,990                                         21.425
Sell                                                                      -3,738                                          21.43
Sell                                                                      -2,379                                         21.435
Sell                                                                        -980                                          21.44
Sell                                                                        -864                                         21.445
Sell                                                                        -318                                          21.45
Sell                                                                        -348                                         21.455
Sell                                                                        -232                                          21.46
Sell                                                                        -228                                         21.465
Sell                                                                        -400                                          21.47
Sell                                                                      -1,648                                          21.48
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           200                              21.345
CFD                      Short                                                       11,620                            21.32279
CFD                      Short                                                       10,035                            21.26273
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Call option          Purchase                             500         10   American             09/19/2009                   7.4
Call option          Purchase                             250         10   American             09/19/2009                   7.5
Put option           Sale                                  50       12.5   American             12/19/2009                   0.3

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        17 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,900                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,750                  10   American                      09/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP