Citadel Europe LLP
LSE : TTM

September 18, 2009 10:07 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     17 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       10,667               0.00                   0                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,021,981                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              21,950                0.00
    
Total                                                         10,967               0.00           1,043,931                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     119                                          20.98
Purchase                                                                     119                                         20.985
Purchase                                                                   1,235                                          20.99
Purchase                                                                   2,022                                         20.995
Purchase                                                                     965                                             21
Purchase                                                                     119                                         21.005
Purchase                                                                   1,439                                          21.02
Purchase                                                                   1,370                                         21.025
Purchase                                                                     800                                          21.03
Purchase                                                                     505                                          21.04
Purchase                                                                   1,277                                         21.045
Purchase                                                                   1,765                                          21.05
Purchase                                                                   1,921                                         21.055
Purchase                                                                  10,571                                          21.06
Purchase                                                                   1,471                                         21.065
Purchase                                                                   1,103                                          21.07
Purchase                                                                     651                                         21.075
Purchase                                                                     239                                          21.08
Purchase                                                                     472                                         21.085
Purchase                                                                     500                                          21.09
Purchase                                                                     220                                         21.095
Purchase                                                                     118                                         21.105
Purchase                                                                   1,621                                          21.11
Purchase                                                                     668                                         21.115
Purchase                                                                     840                                          21.12
Purchase                                                                   1,968                                         21.125
Purchase                                                                   6,309                                          21.13
Purchase                                                                   1,363                                         21.135
Purchase                                                                   6,077                                          21.14
Purchase                                                                   3,469                                         21.145
Purchase                                                                   1,619                                          21.15
Purchase                                                                     349                                         21.155
Purchase                                                                   4,020                                          21.16
Purchase                                                                   2,670                                         21.165
Purchase                                                                   3,829                                          21.17
Purchase                                                                   1,355                                         21.175
Purchase                                                                   1,453                                          21.18
Purchase                                                                   1,674                                         21.185
Purchase                                                                  16,680                                          21.19
Purchase                                                                   3,513                                         21.195
Purchase                                                                   1,500                                           21.2
Purchase                                                                     351                                         21.205
Purchase                                                                     919                                          21.21
Purchase                                                                     691                                         21.215
Purchase                                                                   1,019                                          21.22
Purchase                                                                   1,486                                         21.225
Purchase                                                                     936                                          21.23
Purchase                                                                   2,170                                         21.235
Purchase                                                                   4,277                                          21.24
Purchase                                                                     451                                         21.245
Purchase                                                                     234                                          21.25
Purchase                                                                     509                                         21.255
Purchase                                                                     117                                          21.26
Purchase                                                                     468                                         21.265
Purchase                                                                   3,394                                          21.27
Purchase                                                                     117                                         21.275
Purchase                                                                   1,085                                          21.28
Purchase                                                                     451                                         21.285
Purchase                                                                     160                                        21.2949
Purchase                                                                     557                                         21.295
Purchase                                                                     754                                           21.3
Purchase                                                                     168                                         21.305
Purchase                                                                      57                                        21.3075
Purchase                                                                   2,036                                          21.31
Purchase                                                                     117                                         21.315
Purchase                                                                     578                                          21.32
Purchase                                                                   1,168                                         21.325
Purchase                                                                     334                                          21.33
Purchase                                                                     896                                         21.335
Purchase                                                                     994                                          21.34
Purchase                                                                     434                                         21.345
Purchase                                                                   1,638                                          21.35
Purchase                                                                     998                                         21.355
Purchase                                                                     485                                      21.355322
Purchase                                                                   4,024                                          21.36
Purchase                                                                   2,215                                         21.365
Purchase                                                                   1,185                                          21.37
Purchase                                                                     150                                      21.370348
Purchase                                                                     170                                         21.375
Purchase                                                                     983                                          21.38
Purchase                                                                     200                                          21.39
Purchase                                                                   1,101                                           21.4
Purchase                                                                     678                                         21.405
Purchase                                                                   1,985                                          21.41
Purchase                                                                   1,014                                          21.42
Purchase                                                                     812                                         21.425
Purchase                                                                   1,884                                          21.43
Purchase                                                                   1,012                                         21.435
Purchase                                                                   2,807                                          21.44
Purchase                                                                   1,248                                         21.445
Purchase                                                                   1,057                                          21.45
Purchase                                                                     495                                         21.455
Purchase                                                                     216                                          21.46
Purchase                                                                   2,080                                         21.465
Purchase                                                                     464                                          21.47
Purchase                                                                      18                                      21.472925
Purchase                                                                     209                                          21.48
Purchase                                                                     577                                          21.49
Purchase                                                                   1,461                                         21.495
Purchase                                                                     716                                           21.5
Purchase                                                                     116                                         21.505
Purchase                                                                     116                                          21.51
Purchase                                                                     116                                          21.52
Purchase                                                                     670                                         21.525
Purchase                                                                   3,120                                         21.535
Purchase                                                                     232                                         21.545
Purchase                                                                     345                                          21.55
Purchase                                                                     115                                         21.555
Purchase                                                                   6,171                                          21.56
Purchase                                                                     257                                         21.565
                                                                                  
Sell                                                                        -119                                         20.975
Sell                                                                        -133                                         20.985
Sell                                                                        -200                                          20.99
Sell                                                                        -119                                         20.995
Sell                                                                        -219                                             21
Sell                                                                        -119                                         21.005
Sell                                                                        -807                                          21.01
Sell                                                                        -350                                         21.015
Sell                                                                      -2,000                                          21.02
Sell                                                                      -1,038                                         21.025
Sell                                                                      -2,765                                          21.03
Sell                                                                      -1,539                                         21.035
Sell                                                                      -1,311                                          21.04
Sell                                                                      -1,199                                         21.045
Sell                                                                        -454                                          21.05
Sell                                                                        -808                                         21.055
Sell                                                                        -604                                          21.06
Sell                                                                        -403                                         21.065
Sell                                                                        -354                                          21.07
Sell                                                                        -534                                         21.075
Sell                                                                        -472                                          21.08
Sell                                                                        -619                                         21.085
Sell                                                                         -33                                         21.095
Sell                                                                        -953                                           21.1
Sell                                                                      -2,393                                         21.105
Sell                                                                      -2,176                                          21.11
Sell                                                                        -336                                         21.115
Sell                                                                     -13,829                                          21.12
Sell                                                                      -5,135                                         21.125
Sell                                                                     -15,781                                          21.13
Sell                                                                      -3,266                                         21.135
Sell                                                                      -1,518                                          21.14
Sell                                                                      -3,097                                         21.145
Sell                                                                      -2,572                                          21.15
Sell                                                                         -83                                       21.15305
Sell                                                                      -2,221                                         21.155
Sell                                                                      -8,825                                          21.16
Sell                                                                        -923                                         21.165
Sell                                                                      -1,359                                          21.17
Sell                                                                      -1,773                                         21.175
Sell                                                                      -1,099                                          21.18
Sell                                                                      -1,678                                         21.185
Sell                                                                      -1,108                                          21.19
Sell                                                                      -4,472                                         21.195
Sell                                                                      -1,900                                           21.2
Sell                                                                        -234                                         21.205
Sell                                                                      -1,972                                          21.21
Sell                                                                      -1,973                                         21.215
Sell                                                                      -1,547                                          21.22
Sell                                                                        -186                                        21.2249
Sell                                                                      -1,784                                         21.225
Sell                                                                      -1,170                                          21.23
Sell                                                                        -234                                         21.235
Sell                                                                        -537                                         21.245
Sell                                                                        -247                                          21.25
Sell                                                                        -234                                         21.255
Sell                                                                        -117                                          21.26
Sell                                                                        -520                                         21.265
Sell                                                                        -936                                          21.27
Sell                                                                        -106                                      21.277075
Sell                                                                        -251                                          21.28
Sell                                                                        -100                                         21.285
Sell                                                                        -299                                          21.29
Sell                                                                        -160                                        21.2949
Sell                                                                        -234                                         21.295
Sell                                                                        -819                                           21.3
Sell                                                                        -117                                         21.305
Sell                                                                         -57                                        21.3075
Sell                                                                        -234                                         21.315
Sell                                                                      -1,990                                          21.32
Sell                                                                      -2,417                                         21.325
Sell                                                                      -1,113                                          21.33
Sell                                                                        -260                                         21.335
Sell                                                                      -2,483                                          21.34
Sell                                                                        -679                                         21.345
Sell                                                                      -4,877                                          21.35
Sell                                                                        -317                                         21.355
Sell                                                                      -2,402                                          21.36
Sell                                                                        -593                                         21.365
Sell                                                                        -197                                          21.37
Sell                                                                        -818                                         21.375
Sell                                                                        -232                                       21.37805
Sell                                                                      -3,087                                          21.38
Sell                                                                        -275                                         21.385
Sell                                                                        -287                                          21.39
Sell                                                                        -696                                         21.395
Sell                                                                      -3,333                                           21.4
Sell                                                                      -1,252                                         21.405
Sell                                                                      -2,286                                          21.41
Sell                                                                      -1,375                                         21.415
Sell                                                                        -232                                          21.42
Sell                                                                        -655                                         21.425
Sell                                                                      -1,930                                          21.43
Sell                                                                        -837                                         21.435
Sell                                                                      -1,302                                          21.44
Sell                                                                        -761                                         21.445
Sell                                                                      -1,679                                          21.45
Sell                                                                        -660                                         21.455
Sell                                                                        -431                                          21.46
Sell                                                                      -1,331                                         21.465
Sell                                                                        -846                                          21.47
Sell                                                                      -4,918                                         21.475
Sell                                                                        -596                                          21.48
Sell                                                                        -116                                         21.485
Sell                                                                        -116                                          21.49
Sell                                                                        -116                                         21.495
Sell                                                                        -546                                           21.5
Sell                                                                        -441                                         21.505
Sell                                                                      -1,680                                          21.51
Sell                                                                        -288                                         21.515
Sell                                                                        -424                                         21.525
Sell                                                                        -505                                          21.53
Sell                                                                        -116                                         21.535
Sell                                                                      -1,380                                          21.56
Sell                                                                      -2,718                                          21.58
Sell                                                                        -111                                         21.595
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           500                             21.2225
CFD                      Short                                                        7,392                           21.251602
CFD                      Short                                                       45,471                           21.244181
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Call option          Purchase                             600         15   American             12/19/2009                   3.2
Call option          Purchase                             450       17.5   American             09/19/2009                  0.25
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Purchase ADR                                                                  1,586                                       17.36

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        18 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,900                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,750                  10   American                      09/19/2009
Call Option            Purchased                          -600                17.5   American                      09/19/2009
Call Option            Purchased                          -300                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP