Citadel Europe LLP
LSE : TTM

September 21, 2009 10:10 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     18 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        5,810               0.00               1,645                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,309,447                0.10
    
(3) Options and agreements to purchase/sell                      150               0.00               6,550                0.00
    
Total                                                          5,960               0.00           1,317,642                0.10


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     242                                      20.635000
Purchase                                                                     121                                      20.640000
Purchase                                                                     164                                      20.650000
Purchase                                                                   1,083                                      20.655000
Purchase                                                                      60                                      20.665000
Purchase                                                                     240                                      20.695000
Purchase                                                                     721                                      20.700000
Purchase                                                                   1,480                                      20.705000
Purchase                                                                   2,751                                      20.710000
Purchase                                                                   1,088                                      20.715000
Purchase                                                                   9,279                                      20.720000
Purchase                                                                     600                                      20.725000
Purchase                                                                     360                                      20.730000
Purchase                                                                   1,480                                      20.735000
Purchase                                                                     240                                      20.740000
Purchase                                                                     150                                      20.745000
Purchase                                                                   4,012                                      20.750000
Purchase                                                                     796                                      20.755000
Purchase                                                                   2,453                                      20.760000
Purchase                                                                     723                                      20.765000
Purchase                                                                   2,975                                      20.770000
Purchase                                                                   3,182                                      20.775000
Purchase                                                                   4,416                                      20.780000
Purchase                                                                   1,714                                      20.785000
Purchase                                                                   1,940                                      20.790000
Purchase                                                                     125                                      20.792400
Purchase                                                                   3,631                                      20.795000
Purchase                                                                   8,498                                      20.800000
Purchase                                                                     120                                      20.802500
Purchase                                                                   1,524                                      20.805000
Purchase                                                                   1,168                                      20.810000
Purchase                                                                     360                                      20.815000
Purchase                                                                   2,467                                      20.820000
Purchase                                                                     286                                      20.825000
Purchase                                                                     385                                      20.830000
Purchase                                                                   1,567                                      20.835000
Purchase                                                                   5,875                                      20.840000
Purchase                                                                   2,464                                      20.845000
Purchase                                                                  11,284                                      20.850000
Purchase                                                                   3,815                                      20.855000
Purchase                                                                  10,459                                      20.860000
Purchase                                                                   1,820                                      20.865000
Purchase                                                                   1,458                                      20.870000
Purchase                                                                   1,976                                      20.875000
Purchase                                                                   3,323                                      20.880000
Purchase                                                                  13,456                                      20.885000
Purchase                                                                   5,022                                      20.890000
Purchase                                                                   7,367                                      20.895000
Purchase                                                                   1,513                                      20.900000
Purchase                                                                   1,659                                      20.905000
Purchase                                                                   2,254                                      20.910000
Purchase                                                                     238                                      20.915000
Purchase                                                                   5,233                                      20.920000
Purchase                                                                   2,530                                      20.925000
Purchase                                                                   2,723                                      20.930000
Purchase                                                                   2,110                                      20.935000
Purchase                                                                   7,388                                      20.940000
Purchase                                                                   1,517                                      20.945000
Purchase                                                                   2,737                                      20.950000
Purchase                                                                   1,407                                      20.955000
Purchase                                                                   2,990                                      20.960000
Purchase                                                                   2,166                                      20.965000
Purchase                                                                   2,013                                      20.970000
Purchase                                                                     942                                      20.975000
Purchase                                                                   3,611                                      20.980000
Purchase                                                                   1,855                                      20.985571
Purchase                                                                   6,055                                      20.990000
Purchase                                                                   1,559                                      20.995000
Purchase                                                                  13,698                                      21.000000
Purchase                                                                     325                                      21.005000
Purchase                                                                     472                                      21.010000
Purchase                                                                     118                                      21.015000
Purchase                                                                     118                                      21.020000
Purchase                                                                     201                                      21.045000
Purchase                                                                     237                                      21.050000
Purchase                                                                     118                                      21.060000
Purchase                                                                     236                                      21.065000
Purchase                                                                     296                                      21.070000
                                                                                  
Sell                                                                        -201                                      20.635000
Sell                                                                        -121                                      20.640000
Sell                                                                        -242                                      20.655000
Sell                                                                        -605                                      20.660000
Sell                                                                        -336                                      20.665000
Sell                                                                        -248                                      20.685000
Sell                                                                        -401                                      20.695000
Sell                                                                        -119                                      20.698288
Sell                                                                      -4,256                                      20.700000
Sell                                                                        -475                                      20.705000
Sell                                                                        -227                                      20.710000
Sell                                                                      -1,076                                      20.715000
Sell                                                                      -8,325                                      20.720000
Sell                                                                      -4,830                                      20.725000
Sell                                                                        -250                                      20.728050
Sell                                                                      -1,800                                      20.730000
Sell                                                                      -1,016                                      20.735000
Sell                                                                      -2,021                                      20.745000
Sell                                                                      -7,220                                      20.750000
Sell                                                                      -1,280                                      20.755000
Sell                                                                        -629                                      20.760000
Sell                                                                      -1,489                                      20.765000
Sell                                                                      -4,243                                      20.770000
Sell                                                                        -190                                      20.773450
Sell                                                                      -3,016                                      20.775000
Sell                                                                        -827                                      20.780000
Sell                                                                      -1,001                                      20.785000
Sell                                                                      -6,615                                      20.790000
Sell                                                                        -125                                      20.792400
Sell                                                                      -2,412                                      20.795000
Sell                                                                      -5,336                                      20.800000
Sell                                                                        -909                                      20.805000
Sell                                                                        -125                                      20.812300
Sell                                                                        -586                                      20.815000
Sell                                                                        -382                                      20.820000
Sell                                                                        -870                                      20.825000
Sell                                                                      -5,368                                      20.830000
Sell                                                                      -4,295                                      20.835000
Sell                                                                      -2,342                                      20.840000
Sell                                                                      -2,524                                      20.845000
Sell                                                                      -8,550                                      20.850000
Sell                                                                      -1,385                                      20.855000
Sell                                                                     -15,026                                      20.860000
Sell                                                                      -3,677                                      20.865000
Sell                                                                      -1,309                                      20.870000
Sell                                                                        -404                                      20.874850
Sell                                                                        -119                                      20.875000
Sell                                                                        -480                                      20.880000
Sell                                                                        -404                                      20.885000
Sell                                                                      -2,997                                      20.890000
Sell                                                                      -3,068                                      20.895000
Sell                                                                      -6,294                                      20.900000
Sell                                                                      -3,738                                      20.905000
Sell                                                                      -2,318                                      20.910000
Sell                                                                      -1,837                                      20.915000
Sell                                                                      -2,555                                      20.920000
Sell                                                                      -9,261                                      20.925000
Sell                                                                      -2,828                                      20.930000
Sell                                                                        -986                                      20.935000
Sell                                                                      -1,835                                      20.940000
Sell                                                                      -2,632                                      20.945000
Sell                                                                     -11,836                                      20.950000
Sell                                                                        -507                                      20.955000
Sell                                                                      -3,740                                      20.960000
Sell                                                                        -323                                      20.962270
Sell                                                                      -2,117                                      20.965000
Sell                                                                      -2,952                                      20.970000
Sell                                                                        -935                                      20.975000
Sell                                                                      -3,405                                      20.980000
Sell                                                                      -1,676                                      20.985000
Sell                                                                      -8,562                                      20.990000
Sell                                                                      -1,668                                      20.995000
Sell                                                                      -7,938                                      21.000000
Sell                                                                      -1,913                                      21.005000
Sell                                                                        -622                                      21.010000
Sell                                                                        -236                                      21.015000
Sell                                                                        -455                                      21.050000
Sell                                                                        -236                                      21.070000
Sell                                                                      -1,534                                      21.150000
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                        1,000                           20.797500
CFD                      Short                                                       85,854                           20.858417
CFD                      Short                                                          612                           20.985417
CFD                      Short                                                      200,000                           21.060000
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Put option           Sell                              100.00       12.5   American             12/19/2009                  0.35
Put option           Sell                               50.00       12.5   American             12/19/2009                   0.4
Call option          Assignment                      1,750.00         10   American             09/19/2009                    10
Call option          Assignment                      3,100.00         15   American             09/19/2009                    15
Put option           Expiration                      7,300.00         15   American             09/19/2009                     0
Put option           Expiration                      2,500.00         10   American             09/19/2009                     0
Call option          Expiration                       -150.00         20   American             09/19/2009                     0
Call option          Expiration                        600.00       17.5   American             09/19/2009                     0

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        21 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                          -300                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP