Citadel Europe LLP
LSE : TTM

September 22, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     21 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        7,602               0.00                   0                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,408,476                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,550                0.00
    
Total                                                          7,752               0.00           1,415,026                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     246                                        20.2850
Purchase                                                                     334                                        20.2950
Purchase                                                                   8,949                                        20.3000
Purchase                                                                     246                                        20.3050
Purchase                                                                     468                                        20.3100
Purchase                                                                     123                                        20.3150
Purchase                                                                   1,860                                        20.3200
Purchase                                                                   3,055                                        20.3250
Purchase                                                                   3,191                                        20.3300
Purchase                                                                  12,775                                        20.3350
Purchase                                                                   8,049                                        20.3400
Purchase                                                                   1,447                                        20.3450
Purchase                                                                  14,861                                        20.3500
Purchase                                                                   1,445                                        20.3550
Purchase                                                                   2,459                                        20.3600
Purchase                                                                  10,085                                        20.3650
Purchase                                                                   4,548                                        20.3700
Purchase                                                                   4,127                                        20.3750
Purchase                                                                  10,691                                        20.3800
Purchase                                                                   7,499                                        20.3850
Purchase                                                                  14,396                                        20.3900
Purchase                                                                   3,470                                        20.3950
Purchase                                                                  23,163                                        20.4000
Purchase                                                                   7,081                                        20.4050
Purchase                                                                   6,624                                        20.4100
Purchase                                                                     131                                        20.4125
Purchase                                                                   2,655                                        20.4150
Purchase                                                                     976                                        20.4200
Purchase                                                                     558                                        20.4250
Purchase                                                                     248                                        20.4300
Purchase                                                                   1,324                                        20.4350
Purchase                                                                     976                                        20.4400
Purchase                                                                     122                                        20.4450
Purchase                                                                   1,669                                        20.4500
Purchase                                                                   8,748                                        20.4550
Purchase                                                                     366                                        20.4800
Purchase                                                                     128                                        20.4850
Purchase                                                                   1,140                                        20.4900
Purchase                                                                     227                                        20.4950
Purchase                                                                     246                                        20.4975
Purchase                                                                   1,981                                        20.5000
Purchase                                                                   3,089                                        20.5050
Purchase                                                                   1,264                                        20.5100
Purchase                                                                     121                                        20.5150
Purchase                                                                     409                                        20.5300
Purchase                                                                     198                                        20.5323
Purchase                                                                     226                                        20.5547
Purchase                                                                     493                                        20.5650
                                                                                  
Sell                                                                        -100                                        20.2650
Sell                                                                         -23                                        20.2700
Sell                                                                        -369                                        20.2800
Sell                                                                        -369                                        20.2850
Sell                                                                        -391                                        20.2900
Sell                                                                      -2,666                                        20.3000
Sell                                                                        -585                                        20.3050
Sell                                                                      -5,834                                        20.3100
Sell                                                                        -808                                        20.3150
Sell                                                                      -5,092                                        20.3200
Sell                                                                        -480                                        20.3231
Sell                                                                      -5,642                                        20.3250
Sell                                                                      -9,819                                        20.3300
Sell                                                                      -3,526                                        20.3350
Sell                                                                      -6,904                                        20.3400
Sell                                                                        -301                                        20.3423
Sell                                                                      -3,884                                        20.3450
Sell                                                                     -13,673                                        20.3500
Sell                                                                      -7,365                                        20.3550
Sell                                                                      -3,864                                        20.3600
Sell                                                                      -2,718                                        20.3650
Sell                                                                      -8,164                                        20.3700
Sell                                                                     -13,459                                        20.3750
Sell                                                                     -10,170                                        20.3800
Sell                                                                      -9,460                                        20.3850
Sell                                                                      -5,787                                        20.3900
Sell                                                                      -6,118                                        20.3950
Sell                                                                      -8,986                                        20.4000
Sell                                                                      -3,587                                        20.4050
Sell                                                                      -3,539                                        20.4100
Sell                                                                      -1,181                                        20.4150
Sell                                                                        -617                                        20.4200
Sell                                                                      -1,016                                        20.4250
Sell                                                                        -244                                        20.4300
Sell                                                                      -3,387                                        20.4350
Sell                                                                      -2,500                                        20.4400
Sell                                                                      -2,570                                        20.4450
Sell                                                                      -6,855                                        20.4500
Sell                                                                        -122                                        20.4650
Sell                                                                        -435                                        20.4750
Sell                                                                        -500                                        20.4800
Sell                                                                        -122                                        20.4900
Sell                                                                      -1,443                                        20.4950
Sell                                                                      -6,072                                        20.5000
Sell                                                                      -1,312                                        20.5300
Sell                                                                        -198                                        20.5323
Sell                                                                        -285                                        20.5350
Sell                                                                      -1,441                                        20.5400
Sell                                                                        -288                                        20.5450
Sell                                                                        -232                                        20.5500
Sell                                                                        -226                                        20.5547
Sell                                                                        -121                                        20.5650
Sell                                                                        -200                                        20.5700
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                       40,000                             20.3950
CFD                      Short                                                       19,447                             20.3958
CFD                      Short                                                        7,139                             20.4000
CFD                      Short                                                        1,249                             20.4025
CFD                      Short                                                       31,194                             20.4377
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        22 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                          -300                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP