Citadel Europe LLP
LSE : TTM

September 23, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     22 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        9,056               0.00                   0                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,405,932                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,550                0.00
    
Total                                                         10,234               0.00           1,412,482                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     131                                        20.5800
Purchase                                                                   2,963                                        20.5850
Purchase                                                                     242                                        20.5900
Purchase                                                                     309                                        20.5950
Purchase                                                                   2,252                                        20.5988
Purchase                                                                   7,650                                        20.6000
Purchase                                                                      65                                        20.6002
Purchase                                                                  10,336                                        20.6050
Purchase                                                                     468                                        20.6100
Purchase                                                                   3,013                                        20.6150
Purchase                                                                     191                                        20.6250
Purchase                                                                     533                                        20.6300
Purchase                                                                     592                                        20.6350
Purchase                                                                     584                                        20.6400
Purchase                                                                   6,762                                        20.6450
Purchase                                                                     635                                        20.6500
Purchase                                                                     433                                        20.6550
Purchase                                                                     600                                        20.6700
Purchase                                                                     229                                        20.6900
Purchase                                                                       3                                        20.6950
Purchase                                                                     357                                        20.7000
Purchase                                                                     120                                        20.7200
Purchase                                                                   6,548                                        20.7250
Purchase                                                                   1,902                                        20.7300
Purchase                                                                     405                                        20.7350
Purchase                                                                     101                                        20.7350
Purchase                                                                     354                                        20.7400
Purchase                                                                     240                                        20.7450
Purchase                                                                     120                                        20.7500
Purchase                                                                     262                                        20.7549
Purchase                                                                     960                                        20.7600
Purchase                                                                   3,198                                        20.7650
Purchase                                                                     120                                        20.7700
Purchase                                                                   1,811                                        20.7750
Purchase                                                                   2,240                                        20.7800
Purchase                                                                     452                                        20.7850
Purchase                                                                   3,577                                        20.7900
Purchase                                                                   7,892                                        20.7950
Purchase                                                                   1,651                                        20.8000
Purchase                                                                     220                                        20.8050
Purchase                                                                     360                                        20.8150
Purchase                                                                     495                                        20.8200
Purchase                                                                     404                                        20.8250
Purchase                                                                     838                                        20.8300
Purchase                                                                   3,861                                        20.8350
Purchase                                                                   2,498                                        20.8400
Purchase                                                                   1,430                                        20.8450
Purchase                                                                   1,337                                        20.8550
Purchase                                                                   2,024                                        20.8600
Purchase                                                                     148                                        20.8650
Purchase                                                                     878                                        20.8700
Purchase                                                                   1,792                                        20.8750
Purchase                                                                   1,745                                        20.8800
Purchase                                                                     759                                        20.8850
Purchase                                                                   2,122                                        20.8900
Purchase                                                                     357                                        20.8950
Purchase                                                                   2,522                                        20.9000
Purchase                                                                     910                                        20.9050
Purchase                                                                   8,367                                        20.9100
Purchase                                                                   7,828                                        20.9150
Purchase                                                                     119                                        20.9200
Purchase                                                                     602                                        20.9250
Purchase                                                                   1,889                                        20.9300
Purchase                                                                   1,689                                        20.9350
Purchase                                                                   3,698                                        20.9400
Purchase                                                                  12,694                                        20.9450
Purchase                                                                   6,215                                        20.9500
Purchase                                                                     119                                        20.9550
Purchase                                                                   1,378                                        20.9600
Purchase                                                                     938                                        20.9650
Purchase                                                                     647                                        20.9700
Purchase                                                                   1,379                                        20.9750
Purchase                                                                   1,595                                        20.9800
Purchase                                                                   2,370                                        20.9850
Purchase                                                                   1,885                                        20.9900
Purchase                                                                  11,117                                        20.9950
Purchase                                                                   2,373                                        21.0000
Purchase                                                                   1,222                                        21.0050
Purchase                                                                   3,679                                        21.0100
Purchase                                                                     118                                        21.0150
Purchase                                                                     118                                        21.0250
Purchase                                                                   1,804                                        21.0300
Purchase                                                                   4,528                                        21.0350
Purchase                                                                     136                                        21.0382
Purchase                                                                     166                                        21.0384
Purchase                                                                   1,830                                        21.0400
Purchase                                                                  10,856                                        21.0450
Purchase                                                                   2,804                                        21.0500
Purchase                                                                   7,890                                        21.0550
Purchase                                                                   4,469                                        21.0600
Purchase                                                                   1,278                                        21.0650
Purchase                                                                   5,403                                        21.0700
Purchase                                                                   2,498                                        21.0750
Purchase                                                                   2,416                                        21.0800
Purchase                                                                   1,494                                        21.0850
Purchase                                                                   2,232                                        21.0900
Purchase                                                                   5,563                                        21.0950
Purchase                                                                     236                                        21.1000
Purchase                                                                     236                                        21.1100
Purchase                                                                     354                                        21.1400
Purchase                                                                     200                                        21.1450
                                                                                                                               
Sell                                                                        -523                                        20.5850
Sell                                                                      -2,479                                        20.5900
Sell                                                                      -4,621                                        20.5950
Sell                                                                      -2,252                                        20.5988
Sell                                                                     -11,268                                        20.6000
Sell                                                                         -65                                        20.6002
Sell                                                                        -330                                        20.6025
Sell                                                                      -6,642                                        20.6050
Sell                                                                        -995                                        20.6100
Sell                                                                      -1,777                                        20.6150
Sell                                                                        -672                                        20.6200
Sell                                                                      -1,095                                        20.6250
Sell                                                                        -363                                        20.6300
Sell                                                                        -363                                        20.6350
Sell                                                                      -1,110                                        20.6400
Sell                                                                         -90                                        20.6500
Sell                                                                      -1,017                                        20.6550
Sell                                                                         -77                                        20.6650
Sell                                                                        -240                                        20.6850
Sell                                                                        -157                                        20.6900
Sell                                                                        -360                                        20.7000
Sell                                                                        -120                                        20.7300
Sell                                                                        -960                                        20.7400
Sell                                                                      -5,253                                        20.7450
Sell                                                                      -2,516                                        20.7500
Sell                                                                        -960                                        20.7550
Sell                                                                      -2,460                                        20.7600
Sell                                                                        -209                                        20.7650
Sell                                                                        -819                                        20.7700
Sell                                                                        -986                                        20.7750
Sell                                                                      -1,581                                        20.7800
Sell                                                                      -5,776                                        20.7850
Sell                                                                        -460                                        20.7900
Sell                                                                      -1,418                                        20.7950
Sell                                                                        -120                                        20.8000
Sell                                                                        -964                                        20.8050
Sell                                                                        -338                                        20.8100
Sell                                                                      -1,145                                        20.8150
Sell                                                                        -300                                        20.8200
Sell                                                                      -1,302                                        20.8250
Sell                                                                      -4,711                                        20.8300
Sell                                                                      -1,921                                        20.8350
Sell                                                                        -600                                        20.8400
Sell                                                                      -1,644                                        20.8450
Sell                                                                      -1,407                                        20.8500
Sell                                                                        -389                                        20.8550
Sell                                                                      -2,038                                        20.8600
Sell                                                                      -1,204                                        20.8650
Sell                                                                      -1,025                                        20.8700
Sell                                                                      -1,651                                        20.8750
Sell                                                                      -1,244                                        20.8800
Sell                                                                        -860                                        20.8850
Sell                                                                        -714                                        20.8900
Sell                                                                        -150                                        20.8901
Sell                                                                      -1,705                                        20.8950
Sell                                                                      -5,056                                        20.9000
Sell                                                                      -7,292                                        20.9050
Sell                                                                      -2,810                                        20.9100
Sell                                                                      -1,436                                        20.9150
Sell                                                                      -6,320                                        20.9200
Sell                                                                      -3,495                                        20.9250
Sell                                                                      -9,733                                        20.9300
Sell                                                                      -1,900                                        20.9350
Sell                                                                      -5,864                                        20.9400
Sell                                                                      -5,552                                        20.9450
Sell                                                                      -1,282                                        20.9500
Sell                                                                      -1,595                                        20.9550
Sell                                                                      -2,112                                        20.9600
Sell                                                                        -602                                        20.9650
Sell                                                                      -1,895                                        20.9700
Sell                                                                      -1,498                                        20.9750
Sell                                                                      -1,672                                        20.9800
Sell                                                                        -595                                        20.9850
Sell                                                                        -238                                        20.9950
Sell                                                                      -4,202                                        21.0000
Sell                                                                      -5,075                                        21.0050
Sell                                                                      -2,351                                        21.0100
Sell                                                                      -1,301                                        21.0150
Sell                                                                        -826                                        21.0200
Sell                                                                        -354                                        21.0250
Sell                                                                      -7,604                                        21.0300
Sell                                                                      -8,354                                        21.0350
Sell                                                                      -3,770                                        21.0400
Sell                                                                        -680                                        21.0450
Sell                                                                      -4,871                                        21.0500
Sell                                                                         -69                                        21.0526
Sell                                                                      -2,471                                        21.0550
Sell                                                                     -13,374                                        21.0600
Sell                                                                      -3,424                                        21.0650
Sell                                                                      -1,878                                        21.0700
Sell                                                                      -1,655                                        21.0750
Sell                                                                      -1,727                                        21.0800
Sell                                                                      -5,360                                        21.0850
Sell                                                                      -2,954                                        21.0900
Sell                                                                        -493                                        21.0950
Sell                                                                      -1,049                                        21.1000
Sell                                                                        -472                                        21.1150
Sell                                                                        -700                                        21.1300
Sell                                                                        -572                                        21.1350
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                        11,063                             20.8990
CFD                      Short                                                        6,400                             21.0447
CFD                      Short                                                        1,091                             21.0550
                                                                                                                               
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        23 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                          -300                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP