Citadel Europe LLP
LSE : TTM

September 24, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     23 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        5,814               0.00                   0                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,416,567                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          6,992               0.00           1,422,767                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     905                                      20.510000
Purchase                                                                  12,000                                      20.515000
Purchase                                                                     242                                      20.520000
Purchase                                                                     415                                      20.550000
Purchase                                                                     456                                      20.555000
Purchase                                                                     141                                      20.560000
Purchase                                                                   1,106                                      20.565000
Purchase                                                                     922                                      20.570000
Purchase                                                                     242                                      20.590000
Purchase                                                                   9,905                                      20.600000
Purchase                                                                   5,483                                      20.605000
Purchase                                                                  11,546                                      20.610000
Purchase                                                                   6,289                                      20.615000
Purchase                                                                  17,300                                      20.620000
Purchase                                                                     110                                      20.622111
Purchase                                                                   1,005                                      20.625000
Purchase                                                                   6,370                                      20.630000
Purchase                                                                   2,955                                      20.635000
Purchase                                                                   2,374                                      20.640000
Purchase                                                                   1,410                                      20.645000
Purchase                                                                   1,154                                      20.650000
Purchase                                                                   1,194                                      20.655000
Purchase                                                                   7,376                                      20.660000
Purchase                                                                   2,597                                      20.665000
Purchase                                                                   2,597                                      20.670000
Purchase                                                                   4,696                                      20.675000
Purchase                                                                   6,195                                      20.680000
Purchase                                                                     195                                      20.684900
Purchase                                                                   7,475                                      20.685000
Purchase                                                                  15,158                                      20.690000
Purchase                                                                   1,500                                      20.692500
Purchase                                                                   6,409                                      20.695000
Purchase                                                                   5,523                                      20.700000
Purchase                                                                   5,285                                      20.705000
Purchase                                                                   2,556                                      20.710000
Purchase                                                                   2,217                                      20.715000
Purchase                                                                   1,782                                      20.720000
Purchase                                                                   3,505                                      20.725000
Purchase                                                                   1,763                                      20.730000
Purchase                                                                   2,117                                      20.735000
Purchase                                                                   4,360                                      20.740000
Purchase                                                                   3,709                                      20.745000
Purchase                                                                   2,721                                      20.750000
Purchase                                                                   4,876                                      20.755000
Purchase                                                                   1,457                                      20.760000
Purchase                                                                   2,079                                      20.765000
Purchase                                                                   1,064                                      20.770000
Purchase                                                                   1,789                                      20.775000
Purchase                                                                   2,299                                      20.780000
Purchase                                                                     120                                      20.785000
Purchase                                                                   4,363                                      20.790000
Purchase                                                                     135                                      20.795000
Purchase                                                                   3,422                                      20.800000
Purchase                                                                     570                                      20.800913
Purchase                                                                   2,442                                      20.805000
Purchase                                                                     710                                      20.810000
Purchase                                                                   5,823                                      20.815000
Purchase                                                                     840                                      20.820000
Purchase                                                                   1,744                                      20.825000
Purchase                                                                     871                                      20.830000
Purchase                                                                   1,336                                      20.835000
Purchase                                                                     489                                      20.845000
Purchase                                                                   2,196                                      20.866803
Purchase                                                                   1,428                                      20.870000
Purchase                                                                   3,839                                      20.875000
Purchase                                                                     283                                      20.880000
Purchase                                                                   3,000                                      20.885000
Purchase                                                                     219                                      20.895000
Purchase                                                                     357                                      20.900000
Purchase                                                                   3,495                                      20.910000
Purchase                                                                     219                                      20.915000
Purchase                                                                     119                                      20.920000
Purchase                                                                     121                                      20.925000
Purchase                                                                     151                                      20.930000
Purchase                                                                   1,060                                      20.935000
Purchase                                                                   5,871                                      20.940000
Purchase                                                                     338                                      20.945000
Purchase                                                                     807                                      20.955000
Purchase                                                                   5,124                                      20.960000
                                                                                                                               
Sell                                                                        -121                                      20.510000
Sell                                                                        -294                                      20.520000
Sell                                                                      -5,000                                      20.540000
Sell                                                                        -484                                      20.545000
Sell                                                                        -339                                      20.560000
Sell                                                                        -778                                      20.565000
Sell                                                                        -242                                      20.575000
Sell                                                                        -186                                      20.580000
Sell                                                                        -484                                      20.585000
Sell                                                                        -242                                      20.595000
Sell                                                                     -46,561                                      20.600000
Sell                                                                      -5,185                                      20.605000
Sell                                                                      -7,321                                      20.610000
Sell                                                                      -1,614                                      20.615000
Sell                                                                      -2,008                                      20.620000
Sell                                                                        -993                                      20.625000
Sell                                                                      -9,493                                      20.630000
Sell                                                                      -1,441                                      20.635000
Sell                                                                      -1,848                                      20.640000
Sell                                                                      -1,401                                      20.645000
Sell                                                                      -9,129                                      20.650000
Sell                                                                      -4,881                                      20.655000
Sell                                                                      -5,287                                      20.660000
Sell                                                                      -4,200                                      20.665000
Sell                                                                      -5,688                                      20.670000
Sell                                                                     -22,607                                      20.675000
Sell                                                                      -3,560                                      20.680000
Sell                                                                        -195                                      20.684900
Sell                                                                      -2,300                                      20.685000
Sell                                                                      -4,125                                      20.690000
Sell                                                                      -1,500                                      20.692500
Sell                                                                      -8,938                                      20.695000
Sell                                                                      -2,192                                      20.700000
Sell                                                                      -1,699                                      20.705000
Sell                                                                        -455                                      20.710000
Sell                                                                        -323                                      20.715000
Sell                                                                        -883                                      20.720000
Sell                                                                        -854                                      20.725000
Sell                                                                      -1,324                                      20.730000
Sell                                                                      -2,542                                      20.735000
Sell                                                                        -363                                      20.740000
Sell                                                                      -1,650                                      20.745000
Sell                                                                      -4,887                                      20.750000
Sell                                                                        -240                                      20.755000
Sell                                                                      -1,109                                      20.765000
Sell                                                                      -1,560                                      20.770000
Sell                                                                      -2,037                                      20.775000
Sell                                                                        -720                                      20.780000
Sell                                                                      -5,820                                      20.785000
Sell                                                                      -5,396                                      20.790000
Sell                                                                      -3,651                                      20.795000
Sell                                                                        -358                                      20.798396
Sell                                                                        -609                                      20.800000
Sell                                                                      -1,214                                      20.805000
Sell                                                                      -2,340                                      20.810000
Sell                                                                        -416                                      20.815000
Sell                                                                      -1,295                                      20.820000
Sell                                                                      -1,030                                      20.825000
Sell                                                                      -1,477                                      20.830000
Sell                                                                        -219                                      20.840000
Sell                                                                      -1,796                                      20.845000
Sell                                                                        -200                                      20.850000
Sell                                                                        -804                                      20.860000
Sell                                                                        -691                                      20.865000
Sell                                                                        -357                                      20.870000
Sell                                                                        -552                                      20.875000
Sell                                                                      -2,216                                      20.880000
Sell                                                                      -1,263                                      20.885000
Sell                                                                      -5,221                                      20.890000
Sell                                                                        -821                                      20.895000
Sell                                                                     -10,877                                      20.900000
Sell                                                                        -940                                      20.905000
Sell                                                                      -1,655                                      20.910000
Sell                                                                      -1,814                                      20.915000
Sell                                                                        -360                                      20.918036
Sell                                                                      -3,491                                      20.920000
Sell                                                                        -118                                      20.920459
Sell                                                                         -21                                      20.925000
Sell                                                                      -1,527                                      20.930000
Sell                                                                        -880                                      20.935000
Sell                                                                        -108                                      20.940000
Sell                                                                        -500                                      20.945000
Sell                                                                        -238                                      20.955000
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                        1,500                           20.572500
CFD                      Short                                                        9,135                           20.702145
                                                                                                                               
                                                                                                                               
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Call option          Purchase                             300         15   American             12/19/2009                  2.75
Put option           Sell                                  50         15   American             12/19/2009                  0.95
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        24 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP