Citadel Europe LLP
LSE : TTM

September 25, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     24 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        8,604               0.00                   0                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,423,819                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          9,782               0.00           1,430,019                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   3,652                                      20.285000
Purchase                                                                     243                                      20.289600
Purchase                                                                   2,795                                      20.290000
Purchase                                                                   2,919                                      20.295000
Purchase                                                                   1,884                                      20.300000
Purchase                                                                   8,038                                      20.305000
Purchase                                                                     861                                      20.310000
Purchase                                                                   1,221                                      20.315000
Purchase                                                                   7,787                                      20.320000
Purchase                                                                   3,873                                      20.325000
Purchase                                                                   8,494                                      20.330000
Purchase                                                                   3,746                                      20.335000
Purchase                                                                     551                                      20.340000
Purchase                                                                   1,276                                      20.345000
Purchase                                                                   2,993                                      20.350000
Purchase                                                                   1,529                                      20.355000
Purchase                                                                     180                                      20.360000
Purchase                                                                   7,451                                      20.365000
Purchase                                                                   1,039                                      20.380000
Purchase                                                                   3,429                                      20.385000
Purchase                                                                   2,271                                      20.390000
Purchase                                                                   1,930                                      20.395000
Purchase                                                                   3,433                                      20.400000
Purchase                                                                   1,361                                      20.405000
Purchase                                                                   2,345                                      20.410000
Purchase                                                                   5,333                                      20.415000
Purchase                                                                   4,299                                      20.420000
Purchase                                                                     101                                      20.425000
Purchase                                                                     837                                      20.430000
Purchase                                                                     244                                      20.440000
Purchase                                                                     737                                      20.445000
Purchase                                                                   5,377                                      20.450000
Purchase                                                                  20,695                                      20.455000
Purchase                                                                   4,545                                      20.460000
Purchase                                                                   6,196                                      20.465000
Purchase                                                                   3,660                                      20.470000
Purchase                                                                   4,901                                      20.475000
Purchase                                                                   2,682                                      20.480000
Purchase                                                                     610                                      20.485000
Purchase                                                                   3,721                                      20.490000
Purchase                                                                   5,336                                      20.495000
Purchase                                                                   1,809                                      20.500000
Purchase                                                                     868                                      20.505000
Purchase                                                                   4,296                                      20.510000
Purchase                                                                     482                                      20.515000
Purchase                                                                   2,948                                      20.520000
Purchase                                                                   1,155                                      20.525000
Purchase                                                                   1,178                                      20.530000
Purchase                                                                   1,341                                      20.535000
Purchase                                                                     121                                      20.540000
Purchase                                                                     605                                      20.545000
Purchase                                                                     839                                      20.550000
Purchase                                                                   2,078                                      20.555000
Purchase                                                                     242                                      20.560000
Purchase                                                                     484                                      20.565000
Purchase                                                                     644                                      20.570000
Purchase                                                                     764                                      20.575000
Purchase                                                                     404                                      20.585000
Purchase                                                                   1,031                                      20.590000
Purchase                                                                   1,713                                      20.595000
Purchase                                                                   5,573                                      20.600000
Purchase                                                                   1,312                                      20.605000
Purchase                                                                   1,047                                      20.610000
Purchase                                                                     257                                      20.615000
Purchase                                                                     791                                      20.620000
Purchase                                                                   1,143                                      20.625000
Purchase                                                                   5,309                                      20.630000
Purchase                                                                   1,101                                      20.635000
Purchase                                                                     839                                      20.640000
Purchase                                                                   1,917                                      20.645000
Purchase                                                                     419                                      20.650000
Purchase                                                                   1,795                                      20.655000
Purchase                                                                   1,941                                      20.665000
Purchase                                                                   1,129                                      20.670000
Purchase                                                                     480                                      20.675000
Purchase                                                                     485                                      20.680000
Purchase                                                                   2,801                                      20.685000
Purchase                                                                     480                                      20.690000
Purchase                                                                   2,778                                      20.695000
Purchase                                                                     718                                      20.700000
Purchase                                                                   3,050                                      20.705000
Purchase                                                                   2,222                                      20.710000
Purchase                                                                     780                                      20.715000
Purchase                                                                     891                                      20.720000
Purchase                                                                   2,058                                      20.725000
Purchase                                                                   3,719                                      20.730000
Purchase                                                                     882                                      20.735000
Purchase                                                                   1,010                                      20.740000
Purchase                                                                   1,156                                      20.745000
Purchase                                                                     554                                      20.750000
Purchase                                                                   3,247                                      20.755000
Purchase                                                                   8,182                                      20.760000
Purchase                                                                     488                                      20.765000
Purchase                                                                  13,052                                      20.770000
Purchase                                                                   3,790                                      20.775000
Purchase                                                                  11,052                                      20.780000
Purchase                                                                   2,404                                      20.785000
Purchase                                                                   5,763                                      20.790000
Purchase                                                                   3,581                                      20.795000
Purchase                                                                   4,713                                      20.800000
Purchase                                                                   5,710                                      20.805000
Purchase                                                                   7,362                                      20.810000
Purchase                                                                   1,956                                      20.815000
Purchase                                                                   2,197                                      20.820000
Purchase                                                                   3,709                                      20.825000
Purchase                                                                   1,795                                      20.830000
Purchase                                                                     502                                      20.835000
Purchase                                                                     399                                      20.840000
Purchase                                                                     347                                      20.845000
Purchase                                                                     245                                      20.850000
Purchase                                                                     388                                      20.870000
Purchase                                                                     902                                      20.875000
Purchase                                                                     138                                      20.880000
Purchase                                                                     577                                      20.885000
Purchase                                                                   1,139                                      20.890000
Purchase                                                                     281                                      20.895000
Purchase                                                                     870                                      20.900000
Purchase                                                                   2,585                                      20.905000
Purchase                                                                     714                                      20.915000
Purchase                                                                      57                                      20.920000
Purchase                                                                     500                                      20.925000
Purchase                                                                   1,200                                      20.950000
Purchase                                                                     238                                      20.960000
                                                                                                                               
Sell                                                                      -3,000                                      20.285000
Sell                                                                        -243                                      20.289600
Sell                                                                         -14                                      20.290000
Sell                                                                        -492                                      20.295000
Sell                                                                      -3,822                                      20.300000
Sell                                                                        -763                                      20.305000
Sell                                                                      -1,277                                      20.310000
Sell                                                                      -5,750                                      20.315000
Sell                                                                      -5,992                                      20.320000
Sell                                                                      -3,761                                      20.325000
Sell                                                                      -5,050                                      20.330000
Sell                                                                      -2,378                                      20.335000
Sell                                                                      -1,839                                      20.340000
Sell                                                                        -832                                      20.345000
Sell                                                                      -7,459                                      20.350000
Sell                                                                      -1,423                                      20.355000
Sell                                                                      -5,284                                      20.360000
Sell                                                                        -447                                      20.365000
Sell                                                                        -546                                      20.370000
Sell                                                                      -3,868                                      20.380000
Sell                                                                      -1,829                                      20.385000
Sell                                                                      -3,848                                      20.390000
Sell                                                                      -7,395                                      20.400000
Sell                                                                      -3,534                                      20.410000
Sell                                                                        -244                                      20.415000
Sell                                                                      -2,546                                      20.420000
Sell                                                                        -486                                      20.431104
Sell                                                                        -824                                      20.435000
Sell                                                                      -5,677                                      20.440000
Sell                                                                      -9,514                                      20.445000
Sell                                                                     -28,866                                      20.450000
Sell                                                                      -4,749                                      20.455000
Sell                                                                      -4,301                                      20.460000
Sell                                                                        -352                                      20.465000
Sell                                                                      -3,806                                      20.470000
Sell                                                                      -5,547                                      20.475000
Sell                                                                        -607                                      20.480000
Sell                                                                        -504                                      20.485000
Sell                                                                        -244                                      20.490000
Sell                                                                      -2,368                                      20.495000
Sell                                                                      -4,998                                      20.500000
Sell                                                                      -1,595                                      20.505000
Sell                                                                        -764                                      20.510000
Sell                                                                        -341                                      20.520000
Sell                                                                        -363                                      20.525000
Sell                                                                        -941                                      20.530000
Sell                                                                      -1,285                                      20.535000
Sell                                                                        -250                                      20.540000
Sell                                                                      -2,621                                      20.545000
Sell                                                                        -242                                      20.550000
Sell                                                                      -2,202                                      20.555000
Sell                                                                      -3,429                                      20.560000
Sell                                                                        -121                                      20.565000
Sell                                                                        -200                                      20.570000
Sell                                                                      -1,742                                      20.575000
Sell                                                                      -5,391                                      20.580000
Sell                                                                        -563                                      20.585000
Sell                                                                        -442                                      20.590000
Sell                                                                        -866                                      20.595000
Sell                                                                        -553                                      20.600000
Sell                                                                        -800                                      20.605000
Sell                                                                        -594                                      20.610000
Sell                                                                        -242                                      20.615000
Sell                                                                      -2,270                                      20.620000
Sell                                                                      -1,023                                      20.625000
Sell                                                                         -49                                      20.630000
Sell                                                                        -242                                      20.635000
Sell                                                                        -497                                      20.640000
Sell                                                                        -400                                      20.645000
Sell                                                                        -484                                      20.650000
Sell                                                                        -300                                      20.655000
Sell                                                                      -1,086                                      20.660000
Sell                                                                        -433                                      20.665000
Sell                                                                      -1,789                                      20.670000
Sell                                                                      -1,829                                      20.675000
Sell                                                                      -6,226                                      20.680000
Sell                                                                      -1,473                                      20.685000
Sell                                                                        -452                                      20.690000
Sell                                                                      -2,130                                      20.695000
Sell                                                                        -950                                      20.700000
Sell                                                                        -666                                      20.705000
Sell                                                                      -1,419                                      20.710000
Sell                                                                        -639                                      20.715000
Sell                                                                        -540                                      20.720000
Sell                                                                      -4,621                                      20.725000
Sell                                                                      -2,287                                      20.730000
Sell                                                                      -4,287                                      20.735000
Sell                                                                      -2,068                                      20.740000
Sell                                                                        -504                                      20.745000
Sell                                                                     -16,511                                      20.750000
Sell                                                                      -2,850                                      20.755000
Sell                                                                      -4,322                                      20.760000
Sell                                                                        -384                                      20.765000
Sell                                                                     -13,961                                      20.770000
Sell                                                                      -1,334                                      20.775000
Sell                                                                      -9,243                                      20.780000
Sell                                                                      -1,924                                      20.785000
Sell                                                                      -5,492                                      20.790000
Sell                                                                        -494                                      20.795000
Sell                                                                      -6,779                                      20.800000
Sell                                                                        -624                                      20.805000
Sell                                                                      -1,783                                      20.810000
Sell                                                                      -2,948                                      20.820000
Sell                                                                        -746                                      20.825000
Sell                                                                      -1,603                                      20.830000
Sell                                                                        -120                                      20.835000
Sell                                                                      -1,502                                      20.845000
Sell                                                                        -231                                      20.850000
Sell                                                                        -200                                      20.855000
Sell                                                                        -489                                      20.860000
Sell                                                                        -668                                      20.865000
Sell                                                                        -611                                      20.870000
Sell                                                                        -363                                      20.875000
Sell                                                                        -251                                      20.880000
Sell                                                                      -1,071                                      20.895000
Sell                                                                        -411                                      20.900000
Sell                                                                        -119                                      20.905000
Sell                                                                      -2,586                                      20.910000
Sell                                                                      -2,906                                      20.920000
Sell                                                                      -6,645                                      20.925000
Sell                                                                      -3,537                                      20.930000
Sell                                                                        -109                                      20.955000
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                       10,252                           20.638928
CFD                      Long                                                         3,000                           20.327257
                                                                                                                               
                                                                                                                               
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        25 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP