Citadel Europe LLP
LSE : TTM

September 28, 2009 10:01 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     25 September 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        5,810               0.00               1,927                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,431,562                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          6,988               0.00           1,439,689                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     136                                      20.255000
Purchase                                                                      67                                      20.260000
Purchase                                                                     123                                      20.265000
Purchase                                                                     123                                      20.270000
Purchase                                                                     301                                      20.280000
Purchase                                                                     411                                      20.290000
Purchase                                                                     470                                      20.295000
Purchase                                                                   6,232                                      20.300000
Purchase                                                                   1,289                                      20.305000
Purchase                                                                   1,731                                      20.310000
Purchase                                                                   3,402                                      20.315000
Purchase                                                                   4,455                                      20.320000
Purchase                                                                   5,147                                      20.325000
Purchase                                                                   4,078                                      20.330000
Purchase                                                                   2,672                                      20.335000
Purchase                                                                   3,073                                      20.340000
Purchase                                                                   7,950                                      20.345000
Purchase                                                                     585                                      20.350000
Purchase                                                                   2,743                                      20.355000
Purchase                                                                   2,169                                      20.360000
Purchase                                                                   2,473                                      20.365000
Purchase                                                                   1,545                                      20.370000
Purchase                                                                   4,573                                      20.375000
Purchase                                                                   3,753                                      20.380000
Purchase                                                                   3,822                                      20.385000
Purchase                                                                   2,936                                      20.390000
Purchase                                                                   2,046                                      20.395000
Purchase                                                                  10,635                                      20.400000
Purchase                                                                   2,317                                      20.405000
Purchase                                                                   4,098                                      20.410000
Purchase                                                                   3,052                                      20.415000
Purchase                                                                   3,344                                      20.420000
Purchase                                                                   3,201                                      20.425000
Purchase                                                                   3,497                                      20.430000
Purchase                                                                   6,441                                      20.435000
Purchase                                                                   2,081                                      20.440000
Purchase                                                                     682                                      20.445000
Purchase                                                                   1,679                                      20.450000
Purchase                                                                   3,120                                      20.455000
Purchase                                                                     621                                      20.460000
Purchase                                                                   1,029                                      20.465000
Purchase                                                                     779                                      20.470000
Purchase                                                                     777                                      20.475000
Purchase                                                                   1,282                                      20.480000
Purchase                                                                   8,178                                      20.485000
Purchase                                                                     175                                      20.490000
Purchase                                                                   1,846                                      20.495000
Purchase                                                                   1,711                                      20.500000
Purchase                                                                   2,588                                      20.505000
Purchase                                                                   6,711                                      20.510000
Purchase                                                                   9,547                                      20.515000
Purchase                                                                   8,225                                      20.520000
Purchase                                                                   3,591                                      20.525000
Purchase                                                                   3,933                                      20.530000
Purchase                                                                   2,722                                      20.535000
Purchase                                                                   1,001                                      20.540000
Purchase                                                                     126                                      20.545000
Purchase                                                                     942                                      20.550000
Purchase                                                                   1,310                                      20.555000
Purchase                                                                   1,808                                      20.560000
Purchase                                                                   1,808                                      20.565000
Purchase                                                                   1,454                                      20.570000
Purchase                                                                     822                                      20.575000
Purchase                                                                   2,807                                      20.580000
Purchase                                                                     909                                      20.585000
Purchase                                                                   4,600                                      20.587500
Purchase                                                                   1,667                                      20.590000
Purchase                                                                      25                                      20.593200
Purchase                                                                     712                                      20.595000
Purchase                                                                   2,179                                      20.600000
Purchase                                                                   1,284                                      20.605000
Purchase                                                                     847                                      20.610000
Purchase                                                                     199                                      20.614800
Purchase                                                                   1,301                                      20.615000
Purchase                                                                     847                                      20.620000
Purchase                                                                   1,089                                      20.625000
Purchase                                                                   1,100                                      20.630000
Purchase                                                                     998                                      20.635000
Purchase                                                                     243                                      20.640000
Purchase                                                                     126                                      20.645000
Purchase                                                                     217                                      20.650000
Purchase                                                                     408                                      20.670000
Purchase                                                                     100                                      20.675000
Purchase                                                                     260                                      20.680000
Purchase                                                                     360                                      20.685000
Purchase                                                                     220                                      20.690000
Purchase                                                                     720                                      20.695000
Purchase                                                                     509                                      20.745000
Purchase                                                                     120                                      20.750000
                                                                                                                               
Sell                                                                      -1,938                                      20.255000
Sell                                                                        -123                                      20.265000
Sell                                                                        -469                                      20.275000
Sell                                                                        -375                                      20.290000
Sell                                                                      -1,846                                      20.295000
Sell                                                                      -4,859                                      20.300000
Sell                                                                        -956                                      20.305000
Sell                                                                      -2,293                                      20.310000
Sell                                                                      -1,320                                      20.315000
Sell                                                                      -9,660                                      20.320000
Sell                                                                      -5,663                                      20.325000
Sell                                                                      -5,446                                      20.330000
Sell                                                                        -196                                      20.335000
Sell                                                                      -3,432                                      20.340000
Sell                                                                      -1,855                                      20.345000
Sell                                                                      -1,622                                      20.350000
Sell                                                                      -8,400                                      20.355000
Sell                                                                      -5,366                                      20.360000
Sell                                                                      -2,165                                      20.365000
Sell                                                                      -4,336                                      20.370000
Sell                                                                      -2,805                                      20.375000
Sell                                                                      -4,497                                      20.380000
Sell                                                                      -2,436                                      20.385000
Sell                                                                      -3,396                                      20.390000
Sell                                                                      -3,926                                      20.395000
Sell                                                                      -3,366                                      20.400000
Sell                                                                      -4,624                                      20.405000
Sell                                                                         -96                                      20.406091
Sell                                                                      -3,321                                      20.410000
Sell                                                                      -5,788                                      20.415000
Sell                                                                      -1,579                                      20.420000
Sell                                                                      -1,431                                      20.425000
Sell                                                                      -6,605                                      20.430000
Sell                                                                     -10,790                                      20.435000
Sell                                                                      -1,565                                      20.440000
Sell                                                                      -1,307                                      20.445000
Sell                                                                      -3,602                                      20.450000
Sell                                                                      -2,175                                      20.455000
Sell                                                                      -2,700                                      20.460000
Sell                                                                      -8,704                                      20.465000
Sell                                                                        -828                                      20.470000
Sell                                                                      -1,327                                      20.475000
Sell                                                                        -636                                      20.480000
Sell                                                                      -1,703                                      20.485000
Sell                                                                      -1,858                                      20.490000
Sell                                                                        -843                                      20.495000
Sell                                                                      -6,985                                      20.500000
Sell                                                                        -919                                      20.505000
Sell                                                                      -3,805                                      20.510000
Sell                                                                        -468                                      20.515000
Sell                                                                        -120                                      20.517700
Sell                                                                        -796                                      20.520000
Sell                                                                        -981                                      20.525000
Sell                                                                      -2,924                                      20.530000
Sell                                                                      -4,224                                      20.535000
Sell                                                                      -5,583                                      20.540000
Sell                                                                        -213                                      20.545000
Sell                                                                      -2,896                                      20.550000
Sell                                                                        -640                                      20.555000
Sell                                                                      -1,614                                      20.560000
Sell                                                                        -926                                      20.565000
Sell                                                                      -1,862                                      20.570000
Sell                                                                        -342                                      20.575000
Sell                                                                      -2,264                                      20.580000
Sell                                                                      -1,668                                      20.585000
Sell                                                                      -4,600                                      20.587500
Sell                                                                      -4,590                                      20.590000
Sell                                                                         -25                                      20.593200
Sell                                                                        -968                                      20.595000
Sell                                                                      -1,159                                      20.600000
Sell                                                                        -847                                      20.605000
Sell                                                                      -1,591                                      20.610000
Sell                                                                        -199                                      20.614800
Sell                                                                        -424                                      20.615000
Sell                                                                        -605                                      20.620000
Sell                                                                        -395                                      20.625000
Sell                                                                        -463                                      20.630000
Sell                                                                        -242                                      20.635000
Sell                                                                        -227                                      20.640000
Sell                                                                        -847                                      20.645000
Sell                                                                        -242                                      20.655000
Sell                                                                      -1,089                                      20.665000
Sell                                                                        -120                                      20.670000
Sell                                                                        -240                                      20.675000
Sell                                                                        -120                                      20.685000
Sell                                                                        -240                                      20.690000
Sell                                                                        -120                                      20.700000
Sell                                                                        -120                                      20.705000
Sell                                                                        -240                                      20.720000
Sell                                                                        -595                                      20.745000
Sell                                                                        -120                                      20.755000
Sell                                                                        -120                                      20.765000
                                                                                                                               
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                        3,143                           20.298304
CFD                      Short                                                        4,600                           20.611749
                                                                                                                               
                                                                                                                               
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        28 September 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP