Citadel Europe LLP
LSE : TTM

October 05, 2009 10:12 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     2 October 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        8,247               0.00                 471                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,438,335                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          9,425               0.00           1,445,006                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     135                                      18.470000
Purchase                                                                     400                                      18.475000
Purchase                                                                   1,238                                      18.480000
Purchase                                                                   3,681                                      18.485000
Purchase                                                                   1,731                                      18.490000
Purchase                                                                   2,642                                      18.495000
Purchase                                                                     935                                      18.505000
Purchase                                                                   1,270                                      18.510000
Purchase                                                                   4,589                                      18.515000
Purchase                                                                     402                                      18.520000
Purchase                                                                   2,009                                      18.525000
Purchase                                                                   2,874                                      18.530000
Purchase                                                                     837                                      18.535000
Purchase                                                                   1,047                                      18.540000
Purchase                                                                     216                                      18.545000
Purchase                                                                   3,770                                      18.550000
Purchase                                                                     402                                      18.555000
Purchase                                                                   1,596                                      18.560000
Purchase                                                                   4,464                                      18.565000
Purchase                                                                   5,962                                      18.570000
Purchase                                                                     497                                      18.575000
Purchase                                                                   1,450                                      18.580000
Purchase                                                                     404                                      18.585000
Purchase                                                                     846                                      18.590000
Purchase                                                                   1,583                                      18.595000
Purchase                                                                   3,673                                      18.600000
Purchase                                                                   4,031                                      18.605000
Purchase                                                                   4,918                                      18.610000
Purchase                                                                     819                                      18.615000
Purchase                                                                   1,201                                      18.620000
Purchase                                                                   1,306                                      18.625000
Purchase                                                                   5,653                                      18.630000
Purchase                                                                   2,169                                      18.635000
Purchase                                                                   1,967                                      18.640000
Purchase                                                                   1,482                                      18.645000
Purchase                                                                   3,057                                      18.650000
Purchase                                                                   3,624                                      18.655000
Purchase                                                                   1,393                                      18.660000
Purchase                                                                      64                                      18.662500
Purchase                                                                   1,502                                      18.665000
Purchase                                                                     259                                      18.670000
Purchase                                                                   1,900                                      18.675000
Purchase                                                                   1,727                                      18.680000
Purchase                                                                   1,562                                      18.685000
Purchase                                                                   3,615                                      18.690000
Purchase                                                                   1,196                                      18.695000
Purchase                                                                  26,678                                      18.700000
Purchase                                                                   1,122                                      18.705000
Purchase                                                                     202                                      18.710000
Purchase                                                                   2,339                                      18.715000
Purchase                                                                   1,913                                      18.720000
Purchase                                                                     366                                      18.725000
Purchase                                                                     786                                      18.727055
Purchase                                                                     960                                      18.730000
Purchase                                                                   1,180                                      18.735000
Purchase                                                                   2,155                                      18.740000
Purchase                                                                     781                                      18.745000
Purchase                                                                  14,992                                      18.750000
Purchase                                                                     399                                      18.750200
Purchase                                                                     935                                      18.753777
Purchase                                                                   3,546                                      18.755000
Purchase                                                                   5,466                                      18.760000
Purchase                                                                   8,174                                      18.765000
Purchase                                                                   5,716                                      18.770000
Purchase                                                                  12,981                                      18.775000
Purchase                                                                     141                                      18.777500
Purchase                                                                  10,827                                      18.780000
Purchase                                                                     100                                      18.782500
Purchase                                                                   2,714                                      18.785000
Purchase                                                                  10,153                                      18.790000
Purchase                                                                   8,647                                      18.795000
Purchase                                                                  13,391                                      18.800000
Purchase                                                                   6,625                                      18.805000
Purchase                                                                   3,036                                      18.810000
Purchase                                                                   1,308                                      18.815000
Purchase                                                                     527                                      18.820000
Purchase                                                                   3,765                                      18.825000
Purchase                                                                   5,599                                      18.830000
Purchase                                                                     500                                      18.832634
Purchase                                                                   9,352                                      18.835000
Purchase                                                                   8,387                                      18.840000
Purchase                                                                   8,772                                      18.845000
Purchase                                                                  35,257                                      18.850000
Purchase                                                                  14,139                                      18.855000
Purchase                                                                  13,974                                      18.860000
Purchase                                                                  14,906                                      18.865000
Purchase                                                                   6,330                                      18.870000
Purchase                                                                   4,854                                      18.875000
Purchase                                                                   3,994                                      18.880000
Purchase                                                                   3,120                                      18.885000
Purchase                                                                   4,139                                      18.890000
Purchase                                                                   3,774                                      18.895000
Purchase                                                                   7,892                                      18.900000
Purchase                                                                   5,182                                      18.905000
Purchase                                                                   7,720                                      18.910000
Purchase                                                                   5,345                                      18.915000
Purchase                                                                   5,037                                      18.920000
Purchase                                                                   7,637                                      18.925000
Purchase                                                                   2,123                                      18.930000
Purchase                                                                   4,135                                      18.935000
Purchase                                                                   8,440                                      18.940000
Purchase                                                                  15,269                                      18.945000
Purchase                                                                   9,939                                      18.950000
Purchase                                                                   6,149                                      18.955000
Purchase                                                                  17,766                                      18.960000
Purchase                                                                  15,803                                      18.965000
Purchase                                                                   4,198                                      18.970000
Purchase                                                                   7,041                                      18.975000
Purchase                                                                   2,155                                      18.980000
Purchase                                                                   4,892                                      18.985000
Purchase                                                                   6,161                                      18.990000
Purchase                                                                   1,680                                      18.995000
Purchase                                                                   6,492                                      19.000000
Purchase                                                                   2,067                                      19.005000
Purchase                                                                   6,030                                      19.010000
Purchase                                                                   2,095                                      19.020000
Purchase                                                                     834                                      19.025000
Purchase                                                                     131                                      19.030000
Purchase                                                                     291                                      19.040000
Purchase                                                                     362                                      19.045000
Purchase                                                                   2,697                                      19.050000
Purchase                                                                     940                                      19.055000
Purchase                                                                   4,107                                      19.060000
Purchase                                                                   1,621                                      19.080000
Purchase                                                                     171                                      19.090000
                                                                                                                               
Sell                                                                      -1,599                                      18.470000
Sell                                                                        -209                                      18.475000
Sell                                                                        -504                                      18.480000
Sell                                                                        -670                                      18.485000
Sell                                                                      -1,720                                      18.490000
Sell                                                                      -1,882                                      18.495000
Sell                                                                      -1,074                                      18.500000
Sell                                                                        -437                                      18.505000
Sell                                                                        -888                                      18.510000
Sell                                                                      -2,644                                      18.515000
Sell                                                                      -4,878                                      18.520000
Sell                                                                      -3,330                                      18.525000
Sell                                                                      -1,502                                      18.530000
Sell                                                                        -536                                      18.533080
Sell                                                                      -1,805                                      18.535000
Sell                                                                      -1,436                                      18.540000
Sell                                                                      -1,407                                      18.545000
Sell                                                                      -8,449                                      18.550000
Sell                                                                        -589                                      18.555000
Sell                                                                      -1,093                                      18.560000
Sell                                                                        -134                                      18.565000
Sell                                                                      -1,072                                      18.570000
Sell                                                                        -806                                      18.575000
Sell                                                                      -4,429                                      18.580000
Sell                                                                        -500                                      18.582500
Sell                                                                        -770                                      18.585000
Sell                                                                      -2,224                                      18.595000
Sell                                                                     -12,888                                      18.600000
Sell                                                                        -250                                      18.603899
Sell                                                                      -2,852                                      18.605000
Sell                                                                      -2,712                                      18.610000
Sell                                                                      -1,114                                      18.615000
Sell                                                                      -4,209                                      18.620000
Sell                                                                      -3,166                                      18.625000
Sell                                                                      -1,749                                      18.630000
Sell                                                                      -1,936                                      18.635000
Sell                                                                        -302                                      18.640000
Sell                                                                      -1,000                                      18.643797
Sell                                                                      -1,402                                      18.645000
Sell                                                                      -5,217                                      18.650000
Sell                                                                        -150                                      18.654668
Sell                                                                        -804                                      18.655000
Sell                                                                        -768                                      18.660000
Sell                                                                        -133                                      18.665000
Sell                                                                      -2,338                                      18.670000
Sell                                                                      -2,957                                      18.675000
Sell                                                                      -2,749                                      18.680000
Sell                                                                      -2,338                                      18.685000
Sell                                                                      -3,693                                      18.690000
Sell                                                                      -7,637                                      18.695000
Sell                                                                      -2,767                                      18.700000
Sell                                                                      -6,384                                      18.705000
Sell                                                                        -566                                      18.710000
Sell                                                                        -865                                      18.715000
Sell                                                                         -68                                      18.720000
Sell                                                                     -15,640                                      18.735000
Sell                                                                      -2,816                                      18.740000
Sell                                                                      -1,900                                      18.745000
Sell                                                                      -2,185                                      18.750000
Sell                                                                        -399                                      18.750200
Sell                                                                      -5,815                                      18.755000
Sell                                                                      -4,005                                      18.760000
Sell                                                                      -9,796                                      18.765000
Sell                                                                      -2,909                                      18.770000
Sell                                                                      -5,482                                      18.775000
Sell                                                                        -141                                      18.777500
Sell                                                                      -4,897                                      18.780000
Sell                                                                        -100                                      18.781503
Sell                                                                        -100                                      18.782500
Sell                                                                      -5,217                                      18.785000
Sell                                                                      -2,670                                      18.790000
Sell                                                                      -9,729                                      18.795000
Sell                                                                      -7,015                                      18.800000
Sell                                                                      -3,079                                      18.805000
Sell                                                                      -8,151                                      18.810000
Sell                                                                      -2,029                                      18.815000
Sell                                                                      -6,246                                      18.820000
Sell                                                                      -2,254                                      18.825000
Sell                                                                     -10,910                                      18.830000
Sell                                                                      -1,800                                      18.835000
Sell                                                                      -4,890                                      18.840000
Sell                                                                     -24,100                                      18.845000
Sell                                                                        -115                                      18.848555
Sell                                                                     -20,823                                      18.850000
Sell                                                                     -10,371                                      18.855000
Sell                                                                     -12,116                                      18.860000
Sell                                                                     -14,647                                      18.865000
Sell                                                                      -6,757                                      18.870000
Sell                                                                        -266                                      18.872500
Sell                                                                      -4,067                                      18.875000
Sell                                                                      -9,336                                      18.880000
Sell                                                                      -2,469                                      18.885000
Sell                                                                      -1,053                                      18.887150
Sell                                                                      -3,256                                      18.890000
Sell                                                                      -7,873                                      18.895000
Sell                                                                     -13,865                                      18.900000
Sell                                                                      -7,252                                      18.905000
Sell                                                                     -10,358                                      18.910000
Sell                                                                      -8,513                                      18.915000
Sell                                                                     -11,275                                      18.920000
Sell                                                                     -11,475                                      18.925000
Sell                                                                     -12,996                                      18.930000
Sell                                                                      -1,821                                      18.935000
Sell                                                                         -78                                      18.937024
Sell                                                                      -6,449                                      18.940000
Sell                                                                        -140                                      18.942920
Sell                                                                      -5,392                                      18.945000
Sell                                                                     -14,541                                      18.950000
Sell                                                                     -10,679                                      18.955000
Sell                                                                      -8,082                                      18.960000
Sell                                                                        -527                                      18.961441
Sell                                                                        -214                                      18.962788
Sell                                                                      -7,387                                      18.965000
Sell                                                                      -5,668                                      18.970000
Sell                                                                      -1,245                                      18.975000
Sell                                                                      -9,600                                      18.980000
Sell                                                                      -4,967                                      18.985000
Sell                                                                      -4,271                                      18.990000
Sell                                                                      -5,639                                      18.995000
Sell                                                                      -3,143                                      19.000000
Sell                                                                      -2,012                                      19.005000
Sell                                                                        -947                                      19.010000
Sell                                                                      -2,736                                      19.015000
Sell                                                                      -7,077                                      19.020000
Sell                                                                        -515                                      19.025000
Sell                                                                      -2,007                                      19.030000
Sell                                                                      -3,364                                      19.040000
Sell                                                                        -900                                      19.050000
Sell                                                                        -850                                      19.055000
Sell                                                                      -1,232                                      19.060000
Sell                                                                      -1,164                                      19.095000
Sell                                                                      -1,205                                      19.105000
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                        12,481                           18.824388
CFD                      Long                                                           100                           18.852500
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        5 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP