Citadel Europe LLP
LSE : TTM

October 06, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     5 October 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        3,013               0.00               2,199                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,427,229                0.11
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          4,191               0.00           1,435,628                0.11


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                      78                                      18.845000
Purchase                                                                     430                                      18.850000
Purchase                                                                     120                                      18.860000
Purchase                                                                     528                                      18.870000
Purchase                                                                     663                                      18.875000
Purchase                                                                   3,582                                      18.900000
Purchase                                                                     224                                      18.915000
Purchase                                                                     222                                      18.935000
Purchase                                                                   1,558                                      18.940000
Purchase                                                                   1,069                                      18.945000
Purchase                                                                     910                                      18.950000
Purchase                                                                     246                                      18.955000
Purchase                                                                       2                                      18.960000
Purchase                                                                     634                                      18.975000
Purchase                                                                     975                                      18.980000
Purchase                                                                     945                                      18.985000
Purchase                                                                     400                                      18.990000
Purchase                                                                     388                                      18.995000
Purchase                                                                   1,160                                      19.000000
Purchase                                                                     886                                      19.005000
Purchase                                                                     131                                      19.015000
Purchase                                                                     131                                      19.030000
Purchase                                                                     459                                      19.035000
Purchase                                                                   2,680                                      19.040000
Purchase                                                                     131                                      19.050000
Purchase                                                                     555                                      19.055000
Purchase                                                                     471                                      19.060000
Purchase                                                                   1,743                                      19.065000
Purchase                                                                     228                                      19.075000
Purchase                                                                   1,000                                      19.080000
Purchase                                                                     495                                      19.085000
Purchase                                                                     961                                      19.095000
Purchase                                                                     130                                      19.100000
Purchase                                                                   3,180                                      19.105000
Purchase                                                                     260                                      19.110000
Purchase                                                                     770                                      19.115000
Purchase                                                                   1,300                                      19.120000
Purchase                                                                     973                                      19.125000
Purchase                                                                     882                                      19.130000
Purchase                                                                     750                                      19.135000
Purchase                                                                   9,750                                      19.140000
Purchase                                                                   1,240                                      19.145000
Purchase                                                                  17,926                                      19.150000
Purchase                                                                   2,761                                      19.155000
Purchase                                                                   5,680                                      19.160000
Purchase                                                                     187                                      19.161435
Purchase                                                                   5,347                                      19.165000
Purchase                                                                   6,879                                      19.170000
Purchase                                                                   2,449                                      19.175000
Purchase                                                                  23,211                                      19.180000
Purchase                                                                   8,038                                      19.185000
Purchase                                                                     500                                      19.186549
Purchase                                                                   5,986                                      19.190000
Purchase                                                                   2,678                                      19.195000
Purchase                                                                   5,483                                      19.200000
Purchase                                                                   5,616                                      19.205000
Purchase                                                                   3,751                                      19.210000
Purchase                                                                  10,436                                      19.215000
Purchase                                                                   8,266                                      19.220000
Purchase                                                                   7,718                                      19.225000
Purchase                                                                  10,185                                      19.230000
Purchase                                                                   6,041                                      19.235000
Purchase                                                                   8,175                                      19.240000
Purchase                                                                   5,212                                      19.245000
Purchase                                                                   2,823                                      19.250000
Purchase                                                                   2,751                                      19.255000
Purchase                                                                   9,976                                      19.260000
Purchase                                                                   2,347                                      19.265000
Purchase                                                                     250                                      19.267500
Purchase                                                                   2,957                                      19.270000
Purchase                                                                   4,702                                      19.275000
Purchase                                                                   2,597                                      19.280000
Purchase                                                                     558                                      19.285000
Purchase                                                                     458                                      19.290000
Purchase                                                                   2,359                                      19.295000
Purchase                                                                   3,732                                      19.300000
Purchase                                                                   1,216                                      19.305000
Purchase                                                                   3,643                                      19.310000
Purchase                                                                   1,872                                      19.315000
Purchase                                                                     129                                      19.320000
Purchase                                                                     229                                      19.325000
Purchase                                                                     940                                      19.330000
Purchase                                                                   1,025                                      19.335000
Purchase                                                                     387                                      19.340000
Purchase                                                                     129                                      19.345000
Purchase                                                                     129                                      19.350000
Purchase                                                                     774                                      19.355000
Purchase                                                                      25                                      19.365000
Purchase                                                                     128                                      19.390000
Purchase                                                                     256                                      19.395000
Purchase                                                                     107                                      19.410000
Purchase                                                                     256                                      19.420000
Purchase                                                                     256                                      19.430000
Purchase                                                                     256                                      19.440000
Purchase                                                                     640                                      19.445000
Purchase                                                                     263                                      19.447500
Purchase                                                                     640                                      19.460000
Purchase                                                                   1,664                                      19.465000
Purchase                                                                     745                                      19.470000
Purchase                                                                     256                                      19.475000
Purchase                                                                   1,664                                      19.480000
Purchase                                                                     128                                      19.485000
Purchase                                                                   5,384                                      19.490000
Purchase                                                                     256                                      19.495000
Purchase                                                                     256                                      19.500000
Purchase                                                                     512                                      19.505000
Purchase                                                                     584                                      19.510000
Purchase                                                                     256                                      19.512100
Purchase                                                                     384                                      19.515000
Purchase                                                                     606                                      19.520000
Purchase                                                                     749                                      19.525000
Purchase                                                                     508                                      19.530000
Purchase                                                                     547                                      19.545000
Purchase                                                                     850                                      19.550000
Purchase                                                                     432                                      19.560000
                                                                                                                               
Sell                                                                        -858                                      18.880000
Sell                                                                        -250                                      18.890000
Sell                                                                      -1,052                                      18.890236
Sell                                                                      -1,201                                      18.900000
Sell                                                                         -26                                      18.925000
Sell                                                                        -643                                      18.930000
Sell                                                                        -264                                      18.935000
Sell                                                                        -803                                      18.940000
Sell                                                                        -361                                      18.945000
Sell                                                                      -1,580                                      18.950000
Sell                                                                        -406                                      18.955000
Sell                                                                        -853                                      18.960000
Sell                                                                      -2,056                                      18.965000
Sell                                                                        -100                                      18.970000
Sell                                                                        -331                                      18.980000
Sell                                                                        -825                                      18.985000
Sell                                                                        -260                                      18.990000
Sell                                                                        -954                                      18.995000
Sell                                                                      -1,094                                      19.000000
Sell                                                                        -310                                      19.005000
Sell                                                                        -297                                      19.020000
Sell                                                                        -131                                      19.025000
Sell                                                                      -2,792                                      19.030000
Sell                                                                        -393                                      19.045000
Sell                                                                      -2,978                                      19.050000
Sell                                                                        -262                                      19.055000
Sell                                                                        -478                                      19.060000
Sell                                                                        -100                                      19.070000
Sell                                                                        -330                                      19.075000
Sell                                                                      -1,889                                      19.080000
Sell                                                                        -400                                      19.090000
Sell                                                                        -780                                      19.095000
Sell                                                                      -1,025                                      19.100000
Sell                                                                      -1,457                                      19.105000
Sell                                                                      -2,484                                      19.110000
Sell                                                                        -520                                      19.115000
Sell                                                                      -3,875                                      19.120000
Sell                                                                      -1,070                                      19.125000
Sell                                                                      -2,138                                      19.130000
Sell                                                                      -5,037                                      19.135000
Sell                                                                     -11,858                                      19.140000
Sell                                                                      -4,908                                      19.145000
Sell                                                                      -9,880                                      19.150000
Sell                                                                      -6,834                                      19.155000
Sell                                                                      -8,997                                      19.160000
Sell                                                                      -5,206                                      19.165000
Sell                                                                      -4,041                                      19.170000
Sell                                                                      -8,721                                      19.175000
Sell                                                                      -5,480                                      19.180000
Sell                                                                      -4,432                                      19.185000
Sell                                                                      -5,257                                      19.190000
Sell                                                                      -9,246                                      19.195000
Sell                                                                     -11,625                                      19.200000
Sell                                                                      -5,483                                      19.205000
Sell                                                                      -9,693                                      19.210000
Sell                                                                      -5,261                                      19.215000
Sell                                                                      -4,623                                      19.220000
Sell                                                                     -11,257                                      19.225000
Sell                                                                      -5,841                                      19.230000
Sell                                                                      -2,045                                      19.235000
Sell                                                                     -10,478                                      19.240000
Sell                                                                      -7,823                                      19.245000
Sell                                                                      -5,491                                      19.250000
Sell                                                                      -3,165                                      19.255000
Sell                                                                     -12,237                                      19.260000
Sell                                                                      -3,383                                      19.265000
Sell                                                                      -4,868                                      19.270000
Sell                                                                      -2,546                                      19.275000
Sell                                                                      -3,668                                      19.280000
Sell                                                                      -1,048                                      19.285000
Sell                                                                        -308                                      19.290000
Sell                                                                      -2,544                                      19.295000
Sell                                                                        -258                                      19.305000
Sell                                                                        -202                                      19.310000
Sell                                                                      -1,070                                      19.320000
Sell                                                                      -1,349                                      19.325000
Sell                                                                        -387                                      19.335000
Sell                                                                        -628                                      19.340000
Sell                                                                        -555                                      19.345000
Sell                                                                        -339                                      19.355000
Sell                                                                        -129                                      19.365000
Sell                                                                        -113                                      19.370000
Sell                                                                        -128                                      19.390000
Sell                                                                        -256                                      19.405000
Sell                                                                        -256                                      19.420000
Sell                                                                        -512                                      19.425000
Sell                                                                        -537                                      19.435000
Sell                                                                         -48                                      19.440000
Sell                                                                        -128                                      19.445000
Sell                                                                        -512                                      19.450000
Sell                                                                        -768                                      19.455000
Sell                                                                      -1,202                                      19.460000
Sell                                                                        -497                                      19.465000
Sell                                                                        -929                                      19.470000
Sell                                                                        -940                                      19.475000
Sell                                                                        -128                                      19.480000
Sell                                                                        -128                                      19.485000
Sell                                                                      -5,000                                      19.490000
Sell                                                                        -496                                      19.495000
Sell                                                                        -384                                      19.500000
Sell                                                                        -933                                      19.505000
Sell                                                                      -2,562                                      19.510000
Sell                                                                        -256                                      19.512100
Sell                                                                        -768                                      19.515000
Sell                                                                        -576                                      19.520000
Sell                                                                      -1,024                                      19.525000
Sell                                                                      -1,140                                      19.530000
Sell                                                                        -508                                      19.540000
Sell                                                                        -381                                      19.545000
Sell                                                                        -381                                      19.560000
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         5,000                           19.403900
CFD                      Long                                                         6,106                           19.056381
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        6 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP