Citadel Europe LLP
LSE : TTM

October 08, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     7 October 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        2,810               0.00               3,167                0.00
    
(2) Derivatives (other than options)                           1,028               0.00           1,019,766                0.08
    
(3) Options and agreements to purchase/sell                      150               0.00               6,200                0.00
    
Total                                                          3,988               0.00           1,029,133                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     242                                      20.640000
Purchase                                                                     418                                      20.645000
Purchase                                                                   1,260                                      20.650000
Purchase                                                                      91                                      20.655000
Purchase                                                                      72                                      20.660000
Purchase                                                                   1,709                                      20.665000
Purchase                                                                   1,319                                      20.670000
Purchase                                                                     540                                      20.675000
Purchase                                                                     700                                      20.680000
Purchase                                                                     868                                      20.685000
Purchase                                                                     120                                      20.690000
Purchase                                                                   1,764                                      20.695000
Purchase                                                                   1,403                                      20.700000
Purchase                                                                   4,510                                      20.710000
Purchase                                                                     907                                      20.715000
Purchase                                                                     323                                      20.720000
Purchase                                                                   1,434                                      20.725000
Purchase                                                                      74                                      20.730000
Purchase                                                                     120                                      20.740000
Purchase                                                                   1,574                                      20.745000
Purchase                                                                   3,640                                      20.750000
Purchase                                                                   1,000                                      20.755000
Purchase                                                                   1,632                                      20.760000
Purchase                                                                   3,540                                      20.765000
Purchase                                                                   1,645                                      20.770000
Purchase                                                                   1,373                                      20.775000
Purchase                                                                   1,440                                      20.780000
Purchase                                                                     460                                      20.785000
Purchase                                                                     590                                      20.790000
Purchase                                                                   2,179                                      20.795000
Purchase                                                                   3,234                                      20.800000
Purchase                                                                   2,659                                      20.805000
Purchase                                                                   3,605                                      20.810000
Purchase                                                                   3,690                                      20.815000
Purchase                                                                     401                                      20.820000
Purchase                                                                   7,537                                      20.825000
Purchase                                                                   3,765                                      20.830000
Purchase                                                                   8,206                                      20.835000
Purchase                                                                   4,885                                      20.840000
Purchase                                                                   2,655                                      20.845000
Purchase                                                                   2,982                                      20.850000
Purchase                                                                   6,553                                      20.855000
Purchase                                                                   1,564                                      20.860000
Purchase                                                                   3,183                                      20.865000
Purchase                                                                   2,067                                      20.870000
Purchase                                                                   1,068                                      20.875000
Purchase                                                                     746                                      20.880000
Purchase                                                                   1,497                                      20.885000
Purchase                                                                  10,861                                      20.890000
Purchase                                                                   3,841                                      20.895000
Purchase                                                                  10,317                                      20.900000
Purchase                                                                   1,261                                      20.905000
Purchase                                                                   1,253                                      20.910000
Purchase                                                                   3,441                                      20.915000
Purchase                                                                   2,404                                      20.920000
Purchase                                                                   1,095                                      20.925000
Purchase                                                                   3,548                                      20.930000
Purchase                                                                   3,384                                      20.935000
Purchase                                                                   1,280                                      20.940000
Purchase                                                                   1,186                                      20.945000
Purchase                                                                     977                                      20.950000
Purchase                                                                   1,260                                      20.955000
Purchase                                                                   2,255                                      20.960000
Purchase                                                                     794                                      20.965000
Purchase                                                                     813                                      20.970000
Purchase                                                                   2,730                                      20.975000
Purchase                                                                   2,503                                      20.980000
Purchase                                                                   6,529                                      20.985000
Purchase                                                                   4,293                                      20.990000
Purchase                                                                   9,699                                      20.995000
Purchase                                                                   5,417                                      21.000000
Purchase                                                                     619                                      21.005000
Purchase                                                                     985                                      21.010000
Purchase                                                                     640                                      21.015000
Purchase                                                                     618                                      21.020000
Purchase                                                                   2,228                                      21.025000
Purchase                                                                   1,687                                      21.030000
Purchase                                                                     790                                      21.035000
Purchase                                                                   5,069                                      21.040000
Purchase                                                                   1,404                                      21.045000
Purchase                                                                   2,558                                      21.050000
Purchase                                                                     639                                      21.055000
Purchase                                                                     968                                      21.065000
Purchase                                                                   2,136                                      21.070000
Purchase                                                                     236                                      21.075000
Purchase                                                                   1,855                                      21.080000
Purchase                                                                     684                                      21.085000
Purchase                                                                   4,551                                      21.090000
Purchase                                                                   1,172                                      21.095000
Purchase                                                                     645                                      21.105000
Purchase                                                                     600                                      21.125000
Purchase                                                                   1,110                                      21.135000
Purchase                                                                     389                                      21.140000
Purchase                                                                   5,728                                      21.145000
Purchase                                                                     236                                      21.150000
Purchase                                                                   1,480                                      21.160000
Purchase                                                                     411                                      21.165000
Purchase                                                                     330                                      21.170000
Purchase                                                                     526                                      21.175000
Purchase                                                                     843                                      21.180000
Purchase                                                                     982                                      21.185000
Purchase                                                                     641                                      21.190000
Purchase                                                                   1,008                                      21.195000
Purchase                                                                   3,781                                      21.200000
Purchase                                                                   3,931                                      21.205000
Purchase                                                                   1,699                                      21.210000
Purchase                                                                   2,915                                      21.215000
Purchase                                                                   6,866                                      21.220000
Purchase                                                                   1,575                                      21.225000
Purchase                                                                   6,839                                      21.230000
Purchase                                                                   2,647                                      21.235000
Purchase                                                                   5,980                                      21.240000
Purchase                                                                   1,072                                      21.245000
Purchase                                                                   1,971                                      21.250000
Purchase                                                                   1,699                                      21.255000
Purchase                                                                     802                                      21.260000
Purchase                                                                     417                                      21.265000
Purchase                                                                   3,931                                      21.270000
Purchase                                                                     234                                      21.275000
Purchase                                                                   2,832                                      21.280000
Purchase                                                                     514                                      21.285000
Purchase                                                                     402                                      21.290000
Purchase                                                                     203                                      21.295000
Purchase                                                                   4,517                                      21.300000
Purchase                                                                   1,374                                      21.305000
Purchase                                                                   1,335                                      21.310000
Purchase                                                                   2,144                                      21.315000
Purchase                                                                     605                                      21.320000
Purchase                                                                   4,417                                      21.325000
Purchase                                                                     967                                      21.330000
Purchase                                                                     234                                      21.335000
Purchase                                                                     351                                      21.345000
Purchase                                                                     351                                      21.355000
Purchase                                                                     611                                      21.360000
Purchase                                                                   1,219                                      21.365000
Purchase                                                                   1,392                                      21.375000
Purchase                                                                     121                                      21.385000
                                                                                                                               
Sell                                                                        -484                                      20.645000
Sell                                                                      -2,290                                      20.650000
Sell                                                                        -128                                      20.655000
Sell                                                                        -242                                      20.660000
Sell                                                                        -521                                      20.665000
Sell                                                                        -477                                      20.670000
Sell                                                                        -511                                      20.675000
Sell                                                                        -462                                      20.680000
Sell                                                                        -746                                      20.685000
Sell                                                                        -600                                      20.690000
Sell                                                                      -1,208                                      20.695000
Sell                                                                        -120                                      20.700000
Sell                                                                        -240                                      20.705000
Sell                                                                        -543                                      20.710000
Sell                                                                        -119                                      20.715000
Sell                                                                        -800                                      20.720000
Sell                                                                         -26                                      20.725000
Sell                                                                      -3,101                                      20.730000
Sell                                                                        -559                                      20.735000
Sell                                                                      -1,460                                      20.740000
Sell                                                                        -946                                      20.750000
Sell                                                                      -3,240                                      20.755000
Sell                                                                      -2,586                                      20.760000
Sell                                                                      -4,190                                      20.765000
Sell                                                                      -4,435                                      20.770000
Sell                                                                      -5,399                                      20.775000
Sell                                                                      -1,450                                      20.780000
Sell                                                                      -6,345                                      20.785000
Sell                                                                        -213                                      20.790000
Sell                                                                      -4,875                                      20.795000
Sell                                                                      -4,734                                      20.800000
Sell                                                                      -3,598                                      20.805000
Sell                                                                      -4,901                                      20.810000
Sell                                                                      -1,529                                      20.815000
Sell                                                                      -4,240                                      20.820000
Sell                                                                      -1,758                                      20.825000
Sell                                                                      -4,821                                      20.830000
Sell                                                                      -2,634                                      20.835000
Sell                                                                        -985                                      20.840000
Sell                                                                      -1,062                                      20.845000
Sell                                                                      -3,440                                      20.850000
Sell                                                                      -4,384                                      20.855000
Sell                                                                      -2,837                                      20.860000
Sell                                                                      -2,855                                      20.865000
Sell                                                                      -4,559                                      20.870000
Sell                                                                      -2,338                                      20.875000
Sell                                                                      -3,301                                      20.880000
Sell                                                                      -2,135                                      20.885000
Sell                                                                      -3,580                                      20.890000
Sell                                                                      -2,650                                      20.895000
Sell                                                                      -2,397                                      20.900000
Sell                                                                      -3,245                                      20.905000
Sell                                                                      -2,152                                      20.910000
Sell                                                                      -3,575                                      20.915000
Sell                                                                      -3,815                                      20.920000
Sell                                                                      -4,079                                      20.925000
Sell                                                                      -1,093                                      20.930000
Sell                                                                        -119                                      20.935000
Sell                                                                        -595                                      20.940000
Sell                                                                      -1,041                                      20.945000
Sell                                                                      -1,139                                      20.950000
Sell                                                                        -219                                      20.955000
Sell                                                                        -119                                      20.960000
Sell                                                                      -2,173                                      20.965000
Sell                                                                      -4,492                                      20.970000
Sell                                                                      -5,445                                      20.975000
Sell                                                                      -3,560                                      20.980000
Sell                                                                      -3,255                                      20.985000
Sell                                                                      -1,176                                      20.990000
Sell                                                                      -3,518                                      20.995000
Sell                                                                      -4,932                                      21.000000
Sell                                                                      -4,332                                      21.005000
Sell                                                                      -6,083                                      21.010000
Sell                                                                      -1,318                                      21.015000
Sell                                                                      -1,814                                      21.020000
Sell                                                                      -1,000                                      21.025000
Sell                                                                        -950                                      21.030000
Sell                                                                        -167                                      21.035000
Sell                                                                        -118                                      21.040000
Sell                                                                      -1,810                                      21.045000
Sell                                                                      -4,290                                      21.050000
Sell                                                                      -2,556                                      21.055000
Sell                                                                      -2,494                                      21.060000
Sell                                                                        -472                                      21.065000
Sell                                                                      -3,596                                      21.070000
Sell                                                                        -759                                      21.075000
Sell                                                                      -2,040                                      21.080000
Sell                                                                        -896                                      21.085000
Sell                                                                      -3,758                                      21.090000
Sell                                                                        -236                                      21.095000
Sell                                                                        -236                                      21.100000
Sell                                                                        -266                                      21.125000
Sell                                                                        -118                                      21.135000
Sell                                                                        -217                                      21.140000
Sell                                                                         -90                                      21.145000
Sell                                                                        -139                                      21.150000
Sell                                                                        -757                                      21.155000
Sell                                                                        -725                                      21.160000
Sell                                                                        -240                                      21.170000
Sell                                                                      -1,013                                      21.175000
Sell                                                                      -1,144                                      21.180000
Sell                                                                      -1,239                                      21.185000
Sell                                                                        -704                                      21.190000
Sell                                                                      -4,138                                      21.195000
Sell                                                                      -8,567                                      21.200000
Sell                                                                      -8,855                                      21.205000
Sell                                                                      -5,432                                      21.210000
Sell                                                                      -2,428                                      21.215000
Sell                                                                      -3,884                                      21.220000
Sell                                                                      -3,390                                      21.225000
Sell                                                                      -1,627                                      21.230000
Sell                                                                        -200                                      21.235000
Sell                                                                      -4,596                                      21.240000
Sell                                                                        -827                                      21.245000
Sell                                                                      -6,267                                      21.250000
Sell                                                                      -1,476                                      21.255000
Sell                                                                      -1,219                                      21.260000
Sell                                                                        -117                                      21.265000
Sell                                                                        -334                                      21.270000
Sell                                                                      -1,120                                      21.275000
Sell                                                                      -1,021                                      21.280000
Sell                                                                        -234                                      21.285000
Sell                                                                        -260                                      21.290000
Sell                                                                      -5,624                                      21.295000
Sell                                                                      -3,000                                      21.300000
Sell                                                                        -947                                      21.305000
Sell                                                                      -1,117                                      21.310000
Sell                                                                        -585                                      21.315000
Sell                                                                        -498                                      21.320000
Sell                                                                        -790                                      21.325000
Sell                                                                        -317                                      21.330000
Sell                                                                      -1,002                                      21.335000
Sell                                                                      -1,671                                      21.340000
Sell                                                                        -349                                      21.345000
Sell                                                                      -9,487                                      21.360000
Sell                                                                      -4,854                                      21.365000
Sell                                                                        -389                                      21.370000
Sell                                                                        -213                                      21.375000
Sell                                                                        -461                                      21.380000
Sell                                                                        -232                                      21.385000
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         6,600                           21.021783
CFD                      Long                                                        19,949                           21.029471
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        8 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,750                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP