Citadel Europe LLP
LSE : TTM

October 09, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     8 October 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        3,292               0.00                   0                0.00
    
(2) Derivatives (other than options)                          31,239               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      150               0.00               6,100                0.00
    
Total                                                         34,681               0.00             966,928                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     116                                      21.410000
Purchase                                                                     241                                      21.415000
Purchase                                                                     464                                      21.495000
Purchase                                                                     232                                      21.520000
Purchase                                                                     873                                      21.535000
Purchase                                                                     696                                      21.540000
Purchase                                                                   2,178                                      21.545000
Purchase                                                                     447                                      21.550000
Purchase                                                                     575                                      21.560000
Purchase                                                                     115                                      21.565000
Purchase                                                                   2,437                                      21.570000
Purchase                                                                   3,302                                      21.575000
Purchase                                                                     230                                      21.580000
Purchase                                                                     660                                      21.585000
Purchase                                                                     907                                      21.590000
Purchase                                                                   1,442                                      21.595000
Purchase                                                                     611                                      21.600000
Purchase                                                                     332                                      21.605000
Purchase                                                                     495                                      21.610000
Purchase                                                                   1,486                                      21.615000
Purchase                                                                  14,601                                      21.620000
Purchase                                                                     711                                      21.625000
Purchase                                                                   7,708                                      21.630000
Purchase                                                                   3,519                                      21.635000
Purchase                                                                   5,007                                      21.640000
Purchase                                                                   4,296                                      21.645000
Purchase                                                                   1,759                                      21.650000
Purchase                                                                   6,127                                      21.655000
Purchase                                                                   5,057                                      21.660000
Purchase                                                                   5,989                                      21.665000
Purchase                                                                   7,527                                      21.670000
Purchase                                                                  12,611                                      21.675000
Purchase                                                                  22,993                                      21.680000
Purchase                                                                   5,141                                      21.685000
Purchase                                                                   7,704                                      21.690000
Purchase                                                                   5,875                                      21.695000
Purchase                                                                   9,108                                      21.700000
Purchase                                                                   7,018                                      21.705000
Purchase                                                                   3,305                                      21.710000
Purchase                                                                   3,790                                      21.715000
Purchase                                                                   3,120                                      21.720000
Purchase                                                                   7,645                                      21.725000
Purchase                                                                   4,923                                      21.730000
Purchase                                                                   7,485                                      21.735000
Purchase                                                                   4,282                                      21.740000
Purchase                                                                   2,147                                      21.745000
Purchase                                                                  10,339                                      21.750000
Purchase                                                                   1,620                                      21.755000
Purchase                                                                   7,180                                      21.760000
Purchase                                                                     965                                      21.765000
Purchase                                                                  10,409                                      21.770000
Purchase                                                                   3,785                                      21.775000
Purchase                                                                  16,718                                      21.780000
Purchase                                                                   1,044                                      21.785000
Purchase                                                                   8,418                                      21.790000
Purchase                                                                     189                                      21.795000
Purchase                                                                   8,864                                      21.800000
Purchase                                                                     624                                      21.805000
Purchase                                                                   6,079                                      21.810000
Purchase                                                                   2,806                                      21.815000
Purchase                                                                   7,955                                      21.820000
Purchase                                                                   4,238                                      21.825000
Purchase                                                                   1,711                                      21.830000
Purchase                                                                   7,162                                      21.835000
Purchase                                                                   5,276                                      21.840000
Purchase                                                                     328                                      21.845000
Purchase                                                                   1,600                                      21.850000
Purchase                                                                     500                                      21.855000
Purchase                                                                     236                                      21.860000
Purchase                                                                   1,944                                      21.865000
Purchase                                                                     560                                      21.870000
Purchase                                                                   6,150                                      21.875000
Purchase                                                                     482                                      21.880000
Purchase                                                                     456                                      21.885000
Purchase                                                                      58                                      21.885100
Purchase                                                                     228                                      21.890000
Purchase                                                                     114                                      21.895000
Purchase                                                                   1,370                                      21.900000
Purchase                                                                     114                                      21.905000
Purchase                                                                     114                                      21.910000
Purchase                                                                     228                                      21.915000
                                                                                                                               
Sell                                                                        -947                                      21.445000
Sell                                                                        -397                                      21.450000
Sell                                                                      -3,220                                      21.470000
Sell                                                                        -900                                      21.480000
Sell                                                                        -900                                      21.485000
Sell                                                                        -116                                      21.490000
Sell                                                                        -696                                      21.500000
Sell                                                                      -2,671                                      21.510000
Sell                                                                        -348                                      21.515000
Sell                                                                        -116                                      21.520000
Sell                                                                        -116                                      21.535000
Sell                                                                         -50                                      21.540000
Sell                                                                        -267                                      21.545000
Sell                                                                      -1,296                                      21.555000
Sell                                                                        -115                                      21.560000
Sell                                                                        -330                                      21.565000
Sell                                                                        -805                                      21.570000
Sell                                                                      -2,039                                      21.575000
Sell                                                                      -1,145                                      21.580000
Sell                                                                        -575                                      21.585000
Sell                                                                      -1,550                                      21.590000
Sell                                                                      -1,930                                      21.595000
Sell                                                                      -1,980                                      21.600000
Sell                                                                      -1,574                                      21.605000
Sell                                                                      -1,135                                      21.610000
Sell                                                                      -1,458                                      21.615000
Sell                                                                     -12,488                                      21.620000
Sell                                                                      -1,996                                      21.625000
Sell                                                                      -5,328                                      21.630000
Sell                                                                      -4,070                                      21.635000
Sell                                                                      -6,590                                      21.640000
Sell                                                                      -2,115                                      21.645000
Sell                                                                      -7,536                                      21.650000
Sell                                                                      -5,720                                      21.655000
Sell                                                                     -12,553                                      21.660000
Sell                                                                      -7,864                                      21.665000
Sell                                                                      -2,419                                      21.670000
Sell                                                                      -5,240                                      21.675000
Sell                                                                     -11,831                                      21.680000
Sell                                                                      -7,129                                      21.685000
Sell                                                                      -3,926                                      21.690000
Sell                                                                      -9,048                                      21.695000
Sell                                                                      -6,518                                      21.700000
Sell                                                                      -1,262                                      21.705000
Sell                                                                      -6,688                                      21.710000
Sell                                                                      -9,776                                      21.715000
Sell                                                                      -5,497                                      21.720000
Sell                                                                     -10,612                                      21.725000
Sell                                                                      -8,459                                      21.730000
Sell                                                                      -7,852                                      21.735000
Sell                                                                      -1,199                                      21.740000
Sell                                                                      -7,514                                      21.745000
Sell                                                                      -3,995                                      21.750000
Sell                                                                      -4,481                                      21.755000
Sell                                                                      -2,847                                      21.760000
Sell                                                                     -10,857                                      21.765000
Sell                                                                      -1,781                                      21.770000
Sell                                                                      -4,004                                      21.775000
Sell                                                                      -5,947                                      21.780000
Sell                                                                      -4,237                                      21.785000
Sell                                                                      -2,665                                      21.790000
Sell                                                                      -1,773                                      21.795000
Sell                                                                     -11,305                                      21.800000
Sell                                                                      -1,034                                      21.805000
Sell                                                                      -4,555                                      21.810000
Sell                                                                     -10,299                                      21.815000
Sell                                                                      -5,897                                      21.820000
Sell                                                                        -798                                      21.825000
Sell                                                                      -8,527                                      21.830000
Sell                                                                      -1,139                                      21.835000
Sell                                                                      -1,653                                      21.840000
Sell                                                                      -1,742                                      21.845000
Sell                                                                      -3,038                                      21.850000
Sell                                                                      -3,696                                      21.855000
Sell                                                                        -896                                      21.860000
Sell                                                                      -3,478                                      21.865000
Sell                                                                      -2,037                                      21.870000
Sell                                                                      -1,351                                      21.875000
Sell                                                                        -489                                      21.880000
Sell                                                                         -58                                      21.885100
Sell                                                                        -137                                      21.890000
Sell                                                                        -538                                      21.900000
Sell                                                                        -228                                      21.910000
Sell                                                                        -114                                      21.915000
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         2,400                           21.725792
CFD                      Short                                                        7,423                           12.788245
CFD                      Long                                                        57,120                           21.645389
CFD                      Long                                                        29,052                           21.613235
CFD                      Long                                                         8,000                           21.850000
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Put option           Sell                                 100       12.5   American             12/19/2009                  0.25
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        9 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,650                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP