Citadel Europe LLP
LSE : TTM

October 12, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     9 October 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        3,725               0.00                   0                0.00
    
(2) Derivatives (other than options)                          45,424               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      150               0.00               6,100                0.00
    
Total                                                         49,299               0.00             966,928                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     193                                      21.335000
Purchase                                                                     117                                      21.345000
Purchase                                                                     838                                      21.355000
Purchase                                                                   3,115                                      21.360000
Purchase                                                                     300                                      21.365000
Purchase                                                                     500                                      21.370000
Purchase                                                                     297                                      21.385000
Purchase                                                                     697                                      21.395000
Purchase                                                                   9,236                                      21.400000
Purchase                                                                     281                                      21.405000
Purchase                                                                     232                                      21.410000
Purchase                                                                     100                                      21.415000
Purchase                                                                   2,762                                      21.420000
Purchase                                                                   1,732                                      21.425000
Purchase                                                                   5,509                                      21.430000
Purchase                                                                   4,253                                      21.435000
Purchase                                                                  15,068                                      21.440000
Purchase                                                                   1,992                                      21.445000
Purchase                                                                   3,590                                      21.450000
Purchase                                                                   1,712                                      21.455000
Purchase                                                                   3,113                                      21.460000
Purchase                                                                   4,025                                      21.465000
Purchase                                                                   4,594                                      21.470000
Purchase                                                                   4,168                                      21.475000
Purchase                                                                     928                                      21.480000
Purchase                                                                   4,086                                      21.485000
Purchase                                                                   3,667                                      21.490000
Purchase                                                                   4,970                                      21.495000
Purchase                                                                  24,217                                      21.500000
Purchase                                                                   2,936                                      21.505000
Purchase                                                                   1,030                                      21.510000
Purchase                                                                   4,758                                      21.515000
Purchase                                                                   9,600                                      21.520000
Purchase                                                                   1,595                                      21.525000
Purchase                                                                   2,284                                      21.530000
Purchase                                                                   6,517                                      21.535000
Purchase                                                                   2,518                                      21.540000
Purchase                                                                   2,133                                      21.545000
Purchase                                                                   9,419                                      21.550000
Purchase                                                                   6,398                                      21.555000
Purchase                                                                   2,187                                      21.560000
Purchase                                                                   2,817                                      21.565000
Purchase                                                                   6,377                                      21.570000
Purchase                                                                   3,610                                      21.575000
Purchase                                                                   5,484                                      21.580000
Purchase                                                                   4,047                                      21.585000
Purchase                                                                   5,256                                      21.590000
Purchase                                                                   6,135                                      21.595000
Purchase                                                                  15,609                                      21.600000
Purchase                                                                   5,247                                      21.605000
Purchase                                                                   3,301                                      21.610000
Purchase                                                                   3,214                                      21.615000
Purchase                                                                   7,123                                      21.620000
Purchase                                                                   1,112                                      21.625000
Purchase                                                                   2,303                                      21.630000
Purchase                                                                   1,268                                      21.635000
Purchase                                                                   4,124                                      21.640000
Purchase                                                                     100                                      21.645000
Purchase                                                                   1,908                                      21.650000
Purchase                                                                     283                                      21.655000
Purchase                                                                     230                                      21.660000
Purchase                                                                   1,023                                      21.665000
Purchase                                                                     393                                      21.670000
Purchase                                                                     460                                      21.675000
Purchase                                                                   2,802                                      21.680000
Purchase                                                                   2,890                                      21.685000
Purchase                                                                   1,763                                      21.690000
Purchase                                                                   1,010                                      21.695000
Purchase                                                                   1,151                                      21.700000
Purchase                                                                     458                                      21.705000
Purchase                                                                   1,500                                      21.710000
Purchase                                                                     345                                      21.725000
Purchase                                                                   2,869                                      21.730000
Purchase                                                                     217                                      21.735000
Purchase                                                                     614                                      21.740000
Purchase                                                                   3,247                                      21.745000
Purchase                                                                   1,361                                      21.750000
Purchase                                                                     228                                      21.755000
Purchase                                                                   3,710                                      21.760000
Purchase                                                                     228                                      21.765000
Purchase                                                                   4,895                                      21.770000
Purchase                                                                     912                                      21.775000
Purchase                                                                     751                                      21.780000
Purchase                                                                     871                                      21.790000
Purchase                                                                       4                                      21.800000
Purchase                                                                     228                                      21.805000
Purchase                                                                   1,142                                      21.810000
Purchase                                                                     428                                      21.815000
Purchase                                                                     359                                      21.820000
Purchase                                                                     114                                      21.830000
Purchase                                                                     342                                      21.835000
Purchase                                                                     250                                      21.850000
                                                                                                                               
Sell                                                                      -3,799                                      21.360000
Sell                                                                        -117                                      21.365000
Sell                                                                        -166                                      21.370000
Sell                                                                      -2,644                                      21.375000
Sell                                                                        -400                                      21.385000
Sell                                                                      -3,082                                      21.390000
Sell                                                                      -3,257                                      21.395000
Sell                                                                      -4,267                                      21.400000
Sell                                                                      -2,070                                      21.405000
Sell                                                                      -3,449                                      21.410000
Sell                                                                      -2,905                                      21.415000
Sell                                                                        -921                                      21.420000
Sell                                                                      -2,010                                      21.425000
Sell                                                                      -7,267                                      21.430000
Sell                                                                      -2,228                                      21.435000
Sell                                                                      -3,800                                      21.440000
Sell                                                                      -7,450                                      21.445000
Sell                                                                      -2,733                                      21.450000
Sell                                                                      -6,221                                      21.455000
Sell                                                                      -2,926                                      21.460000
Sell                                                                      -3,752                                      21.465000
Sell                                                                      -3,849                                      21.470000
Sell                                                                      -1,728                                      21.475000
Sell                                                                      -4,044                                      21.480000
Sell                                                                      -2,371                                      21.485000
Sell                                                                     -10,557                                      21.490000
Sell                                                                      -5,296                                      21.495000
Sell                                                                     -12,281                                      21.500000
Sell                                                                        -696                                      21.505000
Sell                                                                        -940                                      21.510000
Sell                                                                      -4,846                                      21.515000
Sell                                                                      -3,179                                      21.520000
Sell                                                                      -3,407                                      21.525000
Sell                                                                      -2,982                                      21.530000
Sell                                                                      -9,123                                      21.535000
Sell                                                                      -2,878                                      21.540000
Sell                                                                      -4,064                                      21.545000
Sell                                                                      -4,335                                      21.550000
Sell                                                                      -8,757                                      21.555000
Sell                                                                      -4,210                                      21.560000
Sell                                                                      -4,982                                      21.565000
Sell                                                                      -3,780                                      21.570000
Sell                                                                      -5,218                                      21.575000
Sell                                                                      -5,835                                      21.580000
Sell                                                                      -1,708                                      21.585000
Sell                                                                      -3,577                                      21.590000
Sell                                                                      -3,298                                      21.595000
Sell                                                                      -7,187                                      21.600000
Sell                                                                      -5,003                                      21.605000
Sell                                                                     -12,814                                      21.610000
Sell                                                                      -1,368                                      21.615000
Sell                                                                      -6,462                                      21.620000
Sell                                                                      -2,724                                      21.625000
Sell                                                                         -18                                      21.630000
Sell                                                                        -855                                      21.640000
Sell                                                                        -738                                      21.645000
Sell                                                                      -3,546                                      21.650000
Sell                                                                        -115                                      21.655000
Sell                                                                      -4,045                                      21.660000
Sell                                                                      -1,115                                      21.665000
Sell                                                                        -330                                      21.670000
Sell                                                                      -3,515                                      21.675000
Sell                                                                      -1,596                                      21.680000
Sell                                                                        -355                                      21.685000
Sell                                                                        -513                                      21.690000
Sell                                                                      -1,565                                      21.695000
Sell                                                                      -1,738                                      21.700000
Sell                                                                        -791                                      21.705000
Sell                                                                        -460                                      21.710000
Sell                                                                      -2,745                                      21.725000
Sell                                                                      -7,430                                      21.730000
Sell                                                                      -3,943                                      21.735000
Sell                                                                        -115                                      21.740000
Sell                                                                      -3,913                                      21.745000
Sell                                                                      -1,368                                      21.750000
Sell                                                                        -668                                      21.755000
Sell                                                                        -684                                      21.760000
Sell                                                                      -1,103                                      21.765000
Sell                                                                      -2,879                                      21.770000
Sell                                                                        -528                                      21.775000
Sell                                                                      -2,976                                      21.780000
Sell                                                                      -2,935                                      21.785000
Sell                                                                        -400                                      21.795000
Sell                                                                        -290                                      21.800000
Sell                                                                        -600                                      21.805000
Sell                                                                        -114                                      21.810000
Sell                                                                        -114                                      21.820000
Sell                                                                        -284                                      21.825000
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         1,100                           21.580000
CFD                      Long                                                        13,085                           21.633026
                                                                                                                               
                                                                                                                               
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        12 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -3,650                12.5   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP