Citadel Europe LLP
LSE : TTM

October 13, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     12 October 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        2,810               0.00                   0                0.00
    
(2) Derivatives (other than options)                          53,829               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      150               0.00               4,850                0.00
    
Total                                                         56,789               0.00             965,678                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   3,047                                      21.470000
Purchase                                                                   4,278                                      21.515000
Purchase                                                                     776                                      21.520000
Purchase                                                                     316                                      21.525000
Purchase                                                                   1,917                                      21.530000
Purchase                                                                     116                                      21.535000
Purchase                                                                   2,436                                      21.540000
Purchase                                                                     500                                      21.545000
Purchase                                                                     486                                      21.550000
Purchase                                                                     200                                      21.565000
Purchase                                                                     115                                      21.570000
Purchase                                                                   1,845                                      21.580000
Purchase                                                                   1,386                                      21.585000
Purchase                                                                   2,673                                      21.590000
Purchase                                                                   1,500                                      21.595000
Purchase                                                                   4,032                                      21.600000
Purchase                                                                     386                                      21.605000
Purchase                                                                   1,000                                      21.610000
Purchase                                                                     345                                      21.615000
Purchase                                                                     460                                      21.620000
Purchase                                                                     127                                      21.625000
Purchase                                                                     690                                      21.630000
Purchase                                                                     460                                      21.635000
Purchase                                                                     421                                      21.640000
Purchase                                                                      69                                      21.645000
Purchase                                                                     115                                      21.650000
Purchase                                                                     680                                      21.655000
Purchase                                                                   1,843                                      21.660000
Purchase                                                                   3,081                                      21.665000
Purchase                                                                   6,741                                      21.670000
Purchase                                                                     246                                      21.675000
Purchase                                                                     504                                      21.680000
Purchase                                                                   1,004                                      21.685000
Purchase                                                                   2,192                                      21.690000
Purchase                                                                   4,122                                      21.695000
Purchase                                                                  17,703                                      21.700000
Purchase                                                                     115                                      21.705000
Purchase                                                                     915                                      21.710000
Purchase                                                                   1,319                                      21.715000
Purchase                                                                   1,472                                      21.720000
Purchase                                                                     462                                      21.725000
Purchase                                                                     575                                      21.730000
Purchase                                                                     749                                      21.735000
Purchase                                                                   2,304                                      21.740000
Purchase                                                                     654                                      21.745000
Purchase                                                                  11,803                                      21.750000
Purchase                                                                     653                                      21.755000
Purchase                                                                     570                                      21.760000
Purchase                                                                   5,750                                      21.765000
Purchase                                                                     817                                      21.770000
Purchase                                                                     798                                      21.775000
Purchase                                                                   1,846                                      21.780000
Purchase                                                                   3,758                                      21.785000
Purchase                                                                   4,763                                      21.790000
Purchase                                                                   1,575                                      21.795000
Purchase                                                                   4,541                                      21.800000
Purchase                                                                   1,767                                      21.805000
Purchase                                                                   1,323                                      21.810000
Purchase                                                                   1,449                                      21.815000
Purchase                                                                   3,404                                      21.820000
Purchase                                                                   2,188                                      21.825000
Purchase                                                                   1,493                                      21.830000
Purchase                                                                   3,613                                      21.835000
Purchase                                                                   9,160                                      21.840000
Purchase                                                                   3,203                                      21.845000
Purchase                                                                  10,497                                      21.850000
Purchase                                                                   2,811                                      21.855000
Purchase                                                                   4,200                                      21.860000
Purchase                                                                   1,746                                      21.865000
Purchase                                                                   2,978                                      21.870000
Purchase                                                                   6,407                                      21.875000
Purchase                                                                   4,207                                      21.880000
Purchase                                                                   1,547                                      21.885000
Purchase                                                                   6,897                                      21.890000
Purchase                                                                   1,841                                      21.895000
Purchase                                                                   1,185                                      21.900000
Purchase                                                                   2,764                                      21.905000
Purchase                                                                   1,600                                      21.910000
Purchase                                                                     714                                      21.915000
Purchase                                                                   4,294                                      21.920000
Purchase                                                                   2,444                                      21.925000
Purchase                                                                   1,611                                      21.930000
Purchase                                                                     567                                      21.935000
Purchase                                                                     854                                      21.940000
Purchase                                                                   4,351                                      21.945000
Purchase                                                                   2,481                                      21.955000
Purchase                                                                   2,349                                      21.960000
Purchase                                                                     226                                      21.965000
Purchase                                                                   1,264                                      21.970000
Purchase                                                                   1,921                                      21.975000
Purchase                                                                     457                                      21.980000
Purchase                                                                     880                                      21.985000
Purchase                                                                   6,379                                      21.990000
Purchase                                                                   2,281                                      21.995000
Purchase                                                                   2,093                                      22.000000
Purchase                                                                   1,682                                      22.005000
Purchase                                                                   2,171                                      22.010000
Purchase                                                                   2,722                                      22.015000
Purchase                                                                     735                                      22.020000
Purchase                                                                   4,481                                      22.025000
Purchase                                                                   4,085                                      22.030000
Purchase                                                                   4,631                                      22.035000
Purchase                                                                     138                                      22.040000
Purchase                                                                   1,165                                      22.045000
Purchase                                                                   9,076                                      22.050000
Purchase                                                                   6,128                                      22.055000
Purchase                                                                   2,067                                      22.060000
Purchase                                                                   1,345                                      22.065000
Purchase                                                                   1,575                                      22.070000
Purchase                                                                   3,222                                      22.075000
Purchase                                                                   5,902                                      22.080000
Purchase                                                                   3,916                                      22.085000
Purchase                                                                   3,073                                      22.090000
Purchase                                                                   2,874                                      22.095000
Purchase                                                                   4,944                                      22.100000
Purchase                                                                     339                                      22.105000
                                                                                                                               
Sell                                                                      -2,348                                      21.470000
Sell                                                                         -48                                      21.490000
Sell                                                                        -299                                      21.495000
Sell                                                                     -11,489                                      21.500000
Sell                                                                        -614                                      21.505000
Sell                                                                        -812                                      21.510000
Sell                                                                        -348                                      21.515000
Sell                                                                        -116                                      21.520000
Sell                                                                        -116                                      21.550000
Sell                                                                      -2,312                                      21.585000
Sell                                                                        -575                                      21.590000
Sell                                                                      -2,410                                      21.595000
Sell                                                                      -8,368                                      21.600000
Sell                                                                      -2,247                                      21.605000
Sell                                                                        -355                                      21.610000
Sell                                                                      -1,500                                      21.615000
Sell                                                                      -1,120                                      21.620000
Sell                                                                      -1,029                                      21.625000
Sell                                                                        -986                                      21.630000
Sell                                                                        -345                                      21.635000
Sell                                                                        -141                                      21.640000
Sell                                                                        -738                                      21.650000
Sell                                                                        -460                                      21.660000
Sell                                                                        -885                                      21.665000
Sell                                                                      -2,243                                      21.670000
Sell                                                                        -733                                      21.675000
Sell                                                                        -660                                      21.690000
Sell                                                                      -2,880                                      21.695000
Sell                                                                      -1,594                                      21.700000
Sell                                                                        -115                                      21.705000
Sell                                                                      -5,902                                      21.710000
Sell                                                                      -1,476                                      21.715000
Sell                                                                      -6,795                                      21.720000
Sell                                                                      -8,510                                      21.725000
Sell                                                                        -227                                      21.730000
Sell                                                                      -2,531                                      21.735000
Sell                                                                      -4,391                                      21.740000
Sell                                                                        -846                                      21.745000
Sell                                                                      -1,626                                      21.750000
Sell                                                                        -228                                      21.755000
Sell                                                                        -114                                      21.760000
Sell                                                                        -927                                      21.765000
Sell                                                                      -3,124                                      21.770000
Sell                                                                      -3,236                                      21.775000
Sell                                                                      -1,841                                      21.780000
Sell                                                                        -647                                      21.785000
Sell                                                                      -1,193                                      21.790000
Sell                                                                      -1,582                                      21.795000
Sell                                                                      -3,973                                      21.800000
Sell                                                                      -1,881                                      21.805000
Sell                                                                      -3,744                                      21.810000
Sell                                                                      -1,836                                      21.815000
Sell                                                                      -6,742                                      21.820000
Sell                                                                        -717                                      21.825000
Sell                                                                      -2,983                                      21.830000
Sell                                                                      -2,845                                      21.835000
Sell                                                                      -6,137                                      21.840000
Sell                                                                      -9,945                                      21.845000
Sell                                                                      -3,540                                      21.850000
Sell                                                                      -9,259                                      21.855000
Sell                                                                      -4,543                                      21.860000
Sell                                                                      -3,379                                      21.865000
Sell                                                                      -9,275                                      21.870000
Sell                                                                      -6,197                                      21.875000
Sell                                                                      -3,971                                      21.880000
Sell                                                                        -998                                      21.885000
Sell                                                                        -641                                      21.890000
Sell                                                                        -456                                      21.895000
Sell                                                                      -1,828                                      21.900000
Sell                                                                        -340                                      21.905000
Sell                                                                        -281                                      21.910000
Sell                                                                        -747                                      21.915000
Sell                                                                        -972                                      21.920000
Sell                                                                        -342                                      21.925000
Sell                                                                        -442                                      21.930000
Sell                                                                        -294                                      21.935000
Sell                                                                      -3,472                                      21.940000
Sell                                                                        -646                                      21.945000
Sell                                                                      -1,429                                      21.950000
Sell                                                                        -534                                      21.955000
Sell                                                                        -226                                      21.960000
Sell                                                                        -898                                      21.965000
Sell                                                                        -976                                      21.970000
Sell                                                                      -1,430                                      21.975000
Sell                                                                      -2,262                                      21.980000
Sell                                                                      -1,548                                      21.985000
Sell                                                                      -5,860                                      21.990000
Sell                                                                      -3,357                                      21.995000
Sell                                                                     -16,230                                      22.000000
Sell                                                                      -1,482                                      22.005000
Sell                                                                      -2,949                                      22.010000
Sell                                                                      -3,450                                      22.015000
Sell                                                                        -113                                      22.020000
Sell                                                                      -4,600                                      22.025000
Sell                                                                      -2,583                                      22.030000
Sell                                                                      -2,529                                      22.035000
Sell                                                                      -5,089                                      22.040000
Sell                                                                      -5,408                                      22.045000
Sell                                                                     -24,276                                      22.050000
Sell                                                                      -7,252                                      22.055000
Sell                                                                      -1,255                                      22.060000
Sell                                                                      -2,084                                      22.065000
Sell                                                                      -1,339                                      22.070000
Sell                                                                        -565                                      22.075000
Sell                                                                      -2,225                                      22.080000
Sell                                                                      -1,083                                      22.085000
Sell                                                                      -2,339                                      22.090000
Sell                                                                      -1,004                                      22.095000
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                           400                           22.078750
CFD                      Long                                                         8,005                           21.855435
                                                                                                                               
                                                                                                                               
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Put option           Sell                               1,250       12.5   American             12/19/2009                   0.2
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        13 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -2,400                12.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP