Citadel Europe LLP
LSE : TTM

October 14, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     13 October 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        2,810               0.00                   0                0.00
    
(2) Derivatives (other than options)                          57,129               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      150               0.00               4,850                0.00
    
Total                                                         60,089               0.00             965,678                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     100                                      21.720000
Purchase                                                                   1,270                                      21.740000
Purchase                                                                   1,668                                      21.760000
Purchase                                                                     603                                      21.765000
Purchase                                                                   1,913                                      21.770000
Purchase                                                                   6,703                                      21.775000
Purchase                                                                   2,616                                      21.780000
Purchase                                                                   1,413                                      21.785000
Purchase                                                                   9,663                                      21.790000
Purchase                                                                   3,815                                      21.795000
Purchase                                                                  12,699                                      21.800000
Purchase                                                                   8,040                                      21.805000
Purchase                                                                   1,102                                      21.810000
Purchase                                                                   2,140                                      21.815000
Purchase                                                                   3,543                                      21.820000
Purchase                                                                     806                                      21.825000
Purchase                                                                   9,340                                      21.830000
Purchase                                                                   4,758                                      21.835000
Purchase                                                                   4,974                                      21.840000
Purchase                                                                   2,790                                      21.845000
Purchase                                                                  13,621                                      21.850000
Purchase                                                                   6,433                                      21.855000
Purchase                                                                   2,135                                      21.860000
Purchase                                                                   4,575                                      21.865000
Purchase                                                                   6,368                                      21.870000
Purchase                                                                     932                                      21.875000
Purchase                                                                  13,956                                      21.880000
Purchase                                                                     845                                      21.885000
Purchase                                                                   2,265                                      21.890000
Purchase                                                                   2,744                                      21.895000
Purchase                                                                   1,490                                      21.900000
Purchase                                                                     398                                      21.905000
Purchase                                                                   2,229                                      21.910000
Purchase                                                                   3,423                                      21.915000
Purchase                                                                   3,085                                      21.920000
Purchase                                                                   6,550                                      21.925000
Purchase                                                                   2,810                                      21.930000
Purchase                                                                   1,336                                      21.935000
Purchase                                                                   1,174                                      21.940000
Purchase                                                                     900                                      21.945000
Purchase                                                                   4,967                                      21.950000
Purchase                                                                   4,402                                      21.955000
Purchase                                                                   7,256                                      21.960000
Purchase                                                                   4,818                                      21.965000
Purchase                                                                   3,385                                      21.970000
Purchase                                                                   1,204                                      21.975000
Purchase                                                                   2,044                                      21.980000
Purchase                                                                   4,037                                      21.985000
Purchase                                                                   2,663                                      21.990000
Purchase                                                                     985                                      21.995000
Purchase                                                                   2,052                                      22.000000
Purchase                                                                     593                                      22.005000
Purchase                                                                   1,253                                      22.010000
Purchase                                                                   3,003                                      22.015000
Purchase                                                                     990                                      22.020000
Purchase                                                                   3,408                                      22.025000
Purchase                                                                   3,418                                      22.030000
Purchase                                                                     831                                      22.035000
Purchase                                                                   3,302                                      22.040000
Purchase                                                                   3,073                                      22.045000
Purchase                                                                  15,904                                      22.050000
Purchase                                                                   1,414                                      22.055000
Purchase                                                                   3,560                                      22.060000
Purchase                                                                     983                                      22.065000
Purchase                                                                   1,041                                      22.070000
Purchase                                                                     686                                      22.075000
Purchase                                                                     908                                      22.080000
Purchase                                                                   2,327                                      22.085000
Purchase                                                                   1,055                                      22.090000
Purchase                                                                     113                                      22.095000
Purchase                                                                   2,746                                      22.100000
Purchase                                                                   3,483                                      22.105000
Purchase                                                                     360                                      22.110000
Purchase                                                                     113                                      22.115000
Purchase                                                                   1,487                                      22.120000
Purchase                                                                   5,049                                      22.125000
Purchase                                                                     105                                      22.130000
Purchase                                                                   1,624                                      22.135000
Purchase                                                                     654                                      22.170000
Purchase                                                                     827                                      22.180000
Purchase                                                                   2,581                                      22.185000
Purchase                                                                     560                                      22.200000
Purchase                                                                     212                                      22.205000
Purchase                                                                     385                                      22.220000
Purchase                                                                     712                                      22.225000
Purchase                                                                   1,191                                      22.230000
Purchase                                                                     224                                      22.240000
Purchase                                                                   1,615                                      22.245000
Purchase                                                                   2,032                                      22.250000
Purchase                                                                   2,143                                      22.255000
Purchase                                                                   1,477                                      22.260000
Purchase                                                                   1,008                                      22.265000
Purchase                                                                   1,291                                      22.270000
Purchase                                                                     471                                      22.275000
Purchase                                                                     874                                      22.280000
Purchase                                                                     114                                      22.285000
Purchase                                                                     224                                      22.290000
Purchase                                                                   1,879                                      22.295000
Purchase                                                                   5,344                                      22.300000
Purchase                                                                     371                                      22.305000
Purchase                                                                   1,815                                      22.310000
Purchase                                                                     212                                      22.315000
Purchase                                                                   2,425                                      22.320000
Purchase                                                                   1,286                                      22.325000
Purchase                                                                     990                                      22.330000
Purchase                                                                   2,481                                      22.335000
Purchase                                                                   1,720                                      22.340000
Purchase                                                                   1,713                                      22.345000
Purchase                                                                     758                                      22.350000
Purchase                                                                     444                                      22.355000
Purchase                                                                     222                                      22.365000
Purchase                                                                     111                                      22.380000
Purchase                                                                     338                                      22.385000
Purchase                                                                     599                                      22.390000
                                                                                                                               
Sell                                                                        -460                                      21.725000
Sell                                                                        -104                                      21.730000
Sell                                                                      -3,406                                      21.740000
Sell                                                                      -1,183                                      21.745000
Sell                                                                      -6,569                                      21.750000
Sell                                                                      -4,670                                      21.755000
Sell                                                                      -6,385                                      21.760000
Sell                                                                      -1,773                                      21.765000
Sell                                                                      -3,930                                      21.770000
Sell                                                                      -8,179                                      21.775000
Sell                                                                      -5,183                                      21.780000
Sell                                                                      -2,860                                      21.785000
Sell                                                                        -784                                      21.790000
Sell                                                                      -1,085                                      21.795000
Sell                                                                      -2,631                                      21.805000
Sell                                                                      -9,878                                      21.810000
Sell                                                                      -1,915                                      21.815000
Sell                                                                      -4,649                                      21.820000
Sell                                                                      -4,841                                      21.825000
Sell                                                                      -3,233                                      21.830000
Sell                                                                      -2,049                                      21.835000
Sell                                                                      -3,278                                      21.840000
Sell                                                                      -2,468                                      21.845000
Sell                                                                     -13,494                                      21.850000
Sell                                                                      -3,965                                      21.855000
Sell                                                                      -7,264                                      21.860000
Sell                                                                      -3,350                                      21.865000
Sell                                                                      -1,218                                      21.870000
Sell                                                                      -3,141                                      21.875000
Sell                                                                      -9,969                                      21.880000
Sell                                                                      -3,477                                      21.885000
Sell                                                                      -1,998                                      21.890000
Sell                                                                      -2,436                                      21.895000
Sell                                                                      -4,885                                      21.900000
Sell                                                                      -2,410                                      21.905000
Sell                                                                        -228                                      21.910000
Sell                                                                      -2,500                                      21.915000
Sell                                                                        -114                                      21.920000
Sell                                                                      -1,490                                      21.925000
Sell                                                                      -1,742                                      21.930000
Sell                                                                        -916                                      21.935000
Sell                                                                        -300                                      21.940000
Sell                                                                        -142                                      21.945000
Sell                                                                     -14,416                                      21.950000
Sell                                                                        -413                                      21.955000
Sell                                                                      -2,778                                      21.960000
Sell                                                                      -4,012                                      21.965000
Sell                                                                      -9,391                                      21.970000
Sell                                                                      -1,164                                      21.975000
Sell                                                                      -4,460                                      21.980000
Sell                                                                      -1,213                                      21.985000
Sell                                                                      -3,415                                      21.990000
Sell                                                                      -1,827                                      21.995000
Sell                                                                      -5,567                                      22.000000
Sell                                                                      -3,873                                      22.005000
Sell                                                                      -3,957                                      22.010000
Sell                                                                      -1,639                                      22.015000
Sell                                                                      -2,448                                      22.020000
Sell                                                                      -4,344                                      22.025000
Sell                                                                      -1,413                                      22.030000
Sell                                                                      -3,725                                      22.035000
Sell                                                                        -832                                      22.040000
Sell                                                                      -2,550                                      22.045000
Sell                                                                      -1,370                                      22.050000
Sell                                                                      -1,011                                      22.055000
Sell                                                                      -4,015                                      22.060000
Sell                                                                      -1,650                                      22.065000
Sell                                                                        -795                                      22.070000
Sell                                                                      -3,373                                      22.075000
Sell                                                                      -8,367                                      22.080000
Sell                                                                      -2,612                                      22.085000
Sell                                                                        -925                                      22.090000
Sell                                                                      -2,343                                      22.095000
Sell                                                                      -1,926                                      22.100000
Sell                                                                        -452                                      22.105000
Sell                                                                      -1,089                                      22.110000
Sell                                                                      -3,713                                      22.115000
Sell                                                                        -253                                      22.120000
Sell                                                                        -469                                      22.125000
Sell                                                                        -587                                      22.130000
Sell                                                                      -1,390                                      22.135000
Sell                                                                        -400                                      22.140000
Sell                                                                        -224                                      22.145000
Sell                                                                        -880                                      22.155000
Sell                                                                      -1,439                                      22.160000
Sell                                                                        -434                                      22.165000
Sell                                                                      -2,380                                      22.170000
Sell                                                                      -1,317                                      22.175000
Sell                                                                          -8                                      22.180000
Sell                                                                        -112                                      22.200000
Sell                                                                        -550                                      22.225000
Sell                                                                        -758                                      22.230000
Sell                                                                        -574                                      22.235000
Sell                                                                        -810                                      22.245000
Sell                                                                      -1,790                                      22.250000
Sell                                                                      -1,561                                      22.255000
Sell                                                                      -3,568                                      22.260000
Sell                                                                      -1,260                                      22.265000
Sell                                                                      -1,960                                      22.270000
Sell                                                                        -794                                      22.275000
Sell                                                                        -634                                      22.280000
Sell                                                                      -1,788                                      22.285000
Sell                                                                      -1,717                                      22.290000
Sell                                                                        -512                                      22.295000
Sell                                                                        -437                                      22.300000
Sell                                                                        -112                                      22.305000
Sell                                                                      -1,827                                      22.310000
Sell                                                                      -3,050                                      22.315000
Sell                                                                      -2,008                                      22.320000
Sell                                                                        -953                                      22.325000
Sell                                                                      -1,430                                      22.330000
Sell                                                                        -164                                      22.335000
Sell                                                                        -143                                      22.340000
Sell                                                                        -407                                      22.345000
Sell                                                                      -1,191                                      22.350000
Sell                                                                        -463                                      22.355000
Sell                                                                      -2,189                                      22.360000
Sell                                                                      -2,871                                      22.365000
Sell                                                                         -15                                      22.370000
Sell                                                                        -111                                      22.375000
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         3,300                           21.860341
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        14 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -2,400                12.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP