Citadel Europe LLP
LSE : TTM

October 15, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     14 October 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        5,381               0.00                   0                0.00
    
(2) Derivatives (other than options)                          36,228               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      150               0.00               4,850                0.00
    
Total                                                         41,759               0.00             965,678                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     100                                      22.235000
Purchase                                                                     395                                      22.240000
Purchase                                                                     336                                      22.245000
Purchase                                                                   1,256                                      22.250000
Purchase                                                                     300                                      22.255000
Purchase                                                                     200                                      22.260000
Purchase                                                                     224                                      22.265000
Purchase                                                                     112                                      22.275000
Purchase                                                                   1,773                                      22.285000
Purchase                                                                   1,540                                      22.290000
Purchase                                                                     224                                      22.295000
Purchase                                                                   2,547                                      22.305000
Purchase                                                                     195                                      22.310000
Purchase                                                                   1,258                                      22.315000
Purchase                                                                     111                                      22.320000
Purchase                                                                   1,157                                      22.330000
Purchase                                                                     911                                      22.335000
Purchase                                                                   1,019                                      22.340000
Purchase                                                                     111                                      22.345000
Purchase                                                                   3,305                                      22.350000
Purchase                                                                     600                                      22.355000
Purchase                                                                   2,451                                      22.365000
Purchase                                                                   3,013                                      22.370000
Purchase                                                                     709                                      22.375000
Purchase                                                                   7,730                                      22.380000
Purchase                                                                   3,840                                      22.385000
Purchase                                                                   2,046                                      22.390000
Purchase                                                                     298                                      22.395000
Purchase                                                                   4,554                                      22.400000
Purchase                                                                   5,235                                      22.405000
Purchase                                                                   2,081                                      22.410000
Purchase                                                                   1,583                                      22.415000
Purchase                                                                     555                                      22.425000
Purchase                                                                     111                                      22.430000
Purchase                                                                   3,684                                      22.435000
Purchase                                                                   8,945                                      22.440000
Purchase                                                                     384                                      22.445000
Purchase                                                                     831                                      22.455000
Purchase                                                                     222                                      22.470000
Purchase                                                                   1,103                                      22.495000
Purchase                                                                     943                                      22.500000
Purchase                                                                   1,167                                      22.505000
Purchase                                                                   1,109                                      22.510000
Purchase                                                                     457                                      22.515000
Purchase                                                                   1,580                                      22.520000
Purchase                                                                   3,385                                      22.525000
Purchase                                                                   3,297                                      22.530000
Purchase                                                                   5,638                                      22.535000
Purchase                                                                   2,818                                      22.540000
Purchase                                                                   1,174                                      22.545000
Purchase                                                                   4,447                                      22.550000
Purchase                                                                     300                                      22.555000
Purchase                                                                   2,118                                      22.560000
Purchase                                                                     385                                      22.565000
Purchase                                                                   2,354                                      22.570000
Purchase                                                                     988                                      22.575000
Purchase                                                                   3,284                                      22.580000
Purchase                                                                   1,017                                      22.585000
Purchase                                                                   1,229                                      22.590000
Purchase                                                                   1,452                                      22.595000
Purchase                                                                  13,582                                      22.600000
Purchase                                                                   2,597                                      22.605000
Purchase                                                                   1,832                                      22.610000
Purchase                                                                   9,466                                      22.615000
Purchase                                                                  14,201                                      22.620000
Purchase                                                                     645                                      22.625000
Purchase                                                                   1,583                                      22.630000
Purchase                                                                   2,318                                      22.635000
Purchase                                                                   2,037                                      22.640000
Purchase                                                                   5,402                                      22.645000
Purchase                                                                   7,446                                      22.650000
Purchase                                                                   4,065                                      22.655000
Purchase                                                                  10,309                                      22.660000
Purchase                                                                   3,584                                      22.665000
Purchase                                                                   9,983                                      22.670000
Purchase                                                                  15,028                                      22.675000
Purchase                                                                   6,546                                      22.680000
Purchase                                                                   3,577                                      22.685000
Purchase                                                                  26,914                                      22.690000
Purchase                                                                   4,027                                      22.695000
Purchase                                                                  13,243                                      22.700000
Purchase                                                                   9,814                                      22.705000
Purchase                                                                   8,198                                      22.710000
Purchase                                                                   4,683                                      22.715000
Purchase                                                                  10,382                                      22.720000
Purchase                                                                  11,391                                      22.725000
Purchase                                                                  12,715                                      22.730000
Purchase                                                                   5,625                                      22.735000
Purchase                                                                   8,198                                      22.740000
Purchase                                                                   4,012                                      22.745000
Purchase                                                                  11,220                                      22.750000
Purchase                                                                   1,469                                      22.755000
Purchase                                                                  19,459                                      22.760000
Purchase                                                                   7,262                                      22.765000
Purchase                                                                   4,437                                      22.770000
Purchase                                                                   8,963                                      22.775000
Purchase                                                                   5,249                                      22.780000
Purchase                                                                   2,234                                      22.785000
Purchase                                                                   4,865                                      22.790000
Purchase                                                                   1,118                                      22.795000
Purchase                                                                     763                                      22.800000
Purchase                                                                   3,518                                      22.805000
Purchase                                                                     218                                      22.810000
Purchase                                                                   1,473                                      22.815000
Purchase                                                                   1,350                                      22.820000
Purchase                                                                     645                                      22.830000
Purchase                                                                     109                                      22.835000
Purchase                                                                     218                                      22.845000
Purchase                                                                     218                                      22.850000
Purchase                                                                   2,408                                      22.855000
Purchase                                                                     109                                      22.860000
Purchase                                                                     288                                      22.865000
Purchase                                                                     849                                      22.870000
Purchase                                                                   1,000                                      22.875000
Purchase                                                                   6,566                                      22.880000
Purchase                                                                     545                                      22.890000
Purchase                                                                   1,392                                      22.895000
Purchase                                                                     398                                      22.900000
Purchase                                                                   5,266                                      22.905000
Purchase                                                                   8,038                                      22.910000
Purchase                                                                   6,708                                      22.920000
Purchase                                                                     507                                      22.925000
Purchase                                                                      91                                      22.930000
Purchase                                                                   1,984                                      22.935000
Purchase                                                                   2,183                                      22.940000
Purchase                                                                     324                                      22.950000
Purchase                                                                   1,908                                      22.960000
Purchase                                                                     788                                      22.965000
Purchase                                                                   3,162                                      22.970000
Purchase                                                                   3,063                                      22.980000
Purchase                                                                   1,123                                      22.985000
Purchase                                                                     108                                      22.990000
Purchase                                                                   1,602                                      23.005000
Purchase                                                                     417                                      23.045000
Purchase                                                                   5,543                                      23.050000
Purchase                                                                     705                                      23.055000
Purchase                                                                     961                                      23.060000
Purchase                                                                   1,400                                      23.065000
Purchase                                                                     347                                      23.070000
Purchase                                                                   1,096                                      23.075000
Purchase                                                                   1,132                                      23.080000
Purchase                                                                     861                                      23.085000
Purchase                                                                   2,322                                      23.090000
Purchase                                                                   7,161                                      23.100000
Purchase                                                                     432                                      23.105000
Purchase                                                                   2,871                                      23.110000
Purchase                                                                   2,681                                      23.115000
Purchase                                                                     228                                      23.120000
Purchase                                                                     550                                      23.125000
Purchase                                                                     216                                      23.130000
Purchase                                                                   6,207                                      23.135000
Purchase                                                                   5,300                                      23.140000
Purchase                                                                     107                                      23.145000
Purchase                                                                     196                                      23.160000
Purchase                                                                     300                                      23.165000
Purchase                                                                     214                                      23.170000
Purchase                                                                     107                                      23.175000
Purchase                                                                   1,320                                      23.180000
Purchase                                                                      83                                      23.185000
Purchase                                                                     642                                      23.195000
Purchase                                                                   2,411                                      23.200000
Purchase                                                                     292                                      23.205000
Purchase                                                                   2,878                                      23.210000
Purchase                                                                   1,138                                      23.215000
Purchase                                                                   2,660                                      23.220000
Purchase                                                                     382                                      23.225000
Purchase                                                                     107                                      23.230000
Purchase                                                                     107                                      23.235000
Purchase                                                                     767                                      23.250000
Purchase                                                                     795                                      23.255000
Purchase                                                                     185                                      23.260000
Purchase                                                                     107                                      23.265000
Purchase                                                                     535                                      23.275000
Purchase                                                                     214                                      23.280000
                                                                                                                               
Sell                                                                        -818                                      22.255000
Sell                                                                         -77                                      22.270000
Sell                                                                      -1,512                                      22.290000
Sell                                                                      -2,998                                      22.295000
Sell                                                                      -1,146                                      22.300000
Sell                                                                      -1,475                                      22.305000
Sell                                                                      -1,575                                      22.310000
Sell                                                                      -1,135                                      22.315000
Sell                                                                        -122                                      22.320000
Sell                                                                     -11,870                                      22.325000
Sell                                                                      -1,154                                      22.330000
Sell                                                                        -555                                      22.335000
Sell                                                                          -3                                      22.345000
Sell                                                                      -7,610                                      22.350000
Sell                                                                      -2,978                                      22.355000
Sell                                                                        -211                                      22.365000
Sell                                                                        -828                                      22.370000
Sell                                                                        -833                                      22.375000
Sell                                                                      -1,002                                      22.380000
Sell                                                                      -1,284                                      22.385000
Sell                                                                      -3,413                                      22.390000
Sell                                                                        -611                                      22.395000
Sell                                                                      -3,463                                      22.400000
Sell                                                                      -2,625                                      22.405000
Sell                                                                        -246                                      22.410000
Sell                                                                      -3,035                                      22.415000
Sell                                                                      -1,195                                      22.420000
Sell                                                                      -1,622                                      22.425000
Sell                                                                      -3,105                                      22.430000
Sell                                                                      -1,384                                      22.435000
Sell                                                                        -111                                      22.440000
Sell                                                                         -99                                      22.445000
Sell                                                                        -111                                      22.450000
Sell                                                                        -855                                      22.495000
Sell                                                                        -399                                      22.500000
Sell                                                                        -607                                      22.505000
Sell                                                                      -1,221                                      22.510000
Sell                                                                      -3,947                                      22.515000
Sell                                                                      -3,032                                      22.520000
Sell                                                                      -1,147                                      22.525000
Sell                                                                      -7,123                                      22.530000
Sell                                                                      -1,128                                      22.535000
Sell                                                                      -3,271                                      22.540000
Sell                                                                      -1,110                                      22.545000
Sell                                                                      -1,091                                      22.550000
Sell                                                                      -3,093                                      22.555000
Sell                                                                      -1,590                                      22.560000
Sell                                                                      -1,075                                      22.565000
Sell                                                                      -3,070                                      22.570000
Sell                                                                      -1,213                                      22.575000
Sell                                                                      -1,938                                      22.580000
Sell                                                                      -5,043                                      22.585000
Sell                                                                        -567                                      22.590000
Sell                                                                      -3,940                                      22.595000
Sell                                                                     -16,184                                      22.600000
Sell                                                                      -2,599                                      22.605000
Sell                                                                      -4,109                                      22.610000
Sell                                                                      -5,734                                      22.615000
Sell                                                                      -6,881                                      22.620000
Sell                                                                      -1,680                                      22.625000
Sell                                                                      -8,525                                      22.630000
Sell                                                                      -2,272                                      22.635000
Sell                                                                      -4,178                                      22.640000
Sell                                                                      -2,486                                      22.645000
Sell                                                                     -10,251                                      22.650000
Sell                                                                      -3,492                                      22.655000
Sell                                                                      -4,479                                      22.660000
Sell                                                                      -3,316                                      22.665000
Sell                                                                     -17,614                                      22.670000
Sell                                                                      -2,964                                      22.675000
Sell                                                                      -4,251                                      22.680000
Sell                                                                     -17,840                                      22.685000
Sell                                                                      -4,175                                      22.690000
Sell                                                                     -12,508                                      22.695000
Sell                                                                     -18,438                                      22.700000
Sell                                                                      -9,104                                      22.705000
Sell                                                                      -8,599                                      22.710000
Sell                                                                     -11,348                                      22.715000
Sell                                                                      -9,994                                      22.720000
Sell                                                                      -3,124                                      22.725000
Sell                                                                      -5,358                                      22.730000
Sell                                                                      -1,885                                      22.735000
Sell                                                                     -18,823                                      22.740000
Sell                                                                      -4,512                                      22.745000
Sell                                                                     -27,458                                      22.750000
Sell                                                                      -3,750                                      22.755000
Sell                                                                     -13,660                                      22.760000
Sell                                                                      -6,950                                      22.765000
Sell                                                                      -6,911                                      22.770000
Sell                                                                      -2,450                                      22.775000
Sell                                                                      -3,526                                      22.780000
Sell                                                                        -436                                      22.785000
Sell                                                                      -3,343                                      22.790000
Sell                                                                        -218                                      22.795000
Sell                                                                      -7,346                                      22.800000
Sell                                                                      -1,993                                      22.805000
Sell                                                                      -4,732                                      22.810000
Sell                                                                      -1,169                                      22.815000
Sell                                                                        -327                                      22.820000
Sell                                                                      -1,076                                      22.830000
Sell                                                                        -109                                      22.835000
Sell                                                                        -323                                      22.840000
Sell                                                                        -109                                      22.855000
Sell                                                                      -1,038                                      22.860000
Sell                                                                      -1,697                                      22.870000
Sell                                                                        -409                                      22.875000
Sell                                                                      -1,588                                      22.880000
Sell                                                                        -327                                      22.885000
Sell                                                                      -1,473                                      22.890000
Sell                                                                        -218                                      22.895000
Sell                                                                     -10,453                                      22.900000
Sell                                                                      -8,165                                      22.905000
Sell                                                                      -1,537                                      22.910000
Sell                                                                        -798                                      22.915000
Sell                                                                        -109                                      22.920000
Sell                                                                        -109                                      22.935000
Sell                                                                        -225                                      22.940000
Sell                                                                      -9,720                                      22.950000
Sell                                                                        -324                                      22.955000
Sell                                                                        -108                                      22.960000
Sell                                                                      -9,720                                      22.980000
Sell                                                                         -66                                      22.995000
Sell                                                                        -108                                      23.000000
Sell                                                                        -200                                      23.045000
Sell                                                                        -648                                      23.050000
Sell                                                                      -1,000                                      23.055000
Sell                                                                      -9,513                                      23.060000
Sell                                                                      -1,355                                      23.065000
Sell                                                                      -7,435                                      23.070000
Sell                                                                        -432                                      23.075000
Sell                                                                      -3,263                                      23.080000
Sell                                                                        -324                                      23.090000
Sell                                                                        -756                                      23.100000
Sell                                                                      -1,153                                      23.105000
Sell                                                                        -216                                      23.120000
Sell                                                                        -608                                      23.125000
Sell                                                                      -3,867                                      23.130000
Sell                                                                        -432                                      23.135000
Sell                                                                        -107                                      23.155000
Sell                                                                         -27                                      23.165000
Sell                                                                      -1,401                                      23.170000
Sell                                                                      -2,448                                      23.175000
Sell                                                                      -5,783                                      23.180000
Sell                                                                      -1,124                                      23.185000
Sell                                                                      -1,107                                      23.190000
Sell                                                                        -500                                      23.195000
Sell                                                                      -1,980                                      23.200000
Sell                                                                        -727                                      23.205000
Sell                                                                        -150                                      23.215000
Sell                                                                        -428                                      23.220000
Sell                                                                        -214                                      23.225000
Sell                                                                        -963                                      23.230000
Sell                                                                         -87                                      23.235000
Sell                                                                        -169                                      23.240000
Sell                                                                        -428                                      23.250000
Sell                                                                        -214                                      23.255000
Sell                                                                        -100                                      23.260000
Sell                                                                        -767                                      23.265000
Sell                                                                        -698                                      23.270000
Sell                                                                        -107                                      23.275000
                                                                                                                               
                                                                                                                               
                                                                                                                               
                                                                                                                               
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                       25,328                           22.658571
CFD                      Long                                                         4,000                           23.014700
CFD                      Long                                                           427                           22.395000
                                                                                                                               
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        15 October  2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -2,400                12.5   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP